![James Brody](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
James Brody
Compliance Officer bei
Sofinnova Investments, Inc.
Profil
Jim joined Sofinnova in 2016 as a Chief Compliance Officer for Sofinnova and a Chief Operating Officer for Sofinnova BioEquities (Public Equity).
Before Sofinnova, Jim was the Chief Compliance Officer and Managing Director of Operations at Apex Capital, LLC, a US long/short equity fund that managed ~$1.6B at peak.
Prior to this, he was a Relationship Manager at Pershing (a subsidiary of The Bank of New York Mellon), a Director of Operations at Nollenberger Capital Partners, Wells Fargo Securities, and a Manager at Robertson Stephens.
Jim received his M.B.A. from the University of San Francisco and he graduated with a B.S.
from the University of Oregon.
Aktive Positionen von James Brody
| Unternehmen | Position | Beginn |
|---|---|---|
Sofinnova Investments, Inc.
 Sofinnova Investments, Inc. Investment ManagersFinance Sofinnova Investment invests in companies located in the United States and Europe. The firm targets companies operating in the fields of health technology services and life science. It participates in early and later stage capital requirements. | Compliance Officer | 01.07.2016 |
Sofinnova BioEquities LP
 Sofinnova BioEquities LP Investment Trusts/Mutual FundsMiscellaneous Functions as a hedge fund | Geschäftsführer | 01.07.2016 |
Ehemalige bekannte Positionen von James Brody
| Unternehmen | Position | Ende |
|---|---|---|
Apex Capital LLC
 Apex Capital LLC Investment ManagersFinance Apex Capital invests principally in equity and equity-related securities, mostly domestic, but is may enter into any type of investment transaction they deem appropriate under the terms of the client's partnership or other account agreement. The firm offers two main investment strategies: long-biased hedged for investors seeking an opportunistic long/short exposure and non-directional hedged for investors seeking reduced net exposure. Apex Capital employs a bottom-up, research-driven fundamental investment approach with a GARP bias. | Compliance Officer | 01.04.2016 |
Pershing LLC
 Pershing LLC Investment Banks/BrokersFinance Provides brokerage services | Corporate Officer/Principal | 01.01.2011 |
Wells Fargo Securities LLC
 Wells Fargo Securities LLC Investment Banks/BrokersFinance Provides brokerage services | Private Equity Investor | 01.10.2006 |
Robertson Stephens
 Robertson Stephens Investment ManagersFinance Provides investment advisory services | Corporate Officer/Principal | 01.01.2002 |
Nollenberger Capital Partners, Inc.
 Nollenberger Capital Partners, Inc. Investment Banks/BrokersFinance Provides brokerage services | Direktor/Vorstandsmitglied | - |
Ausbildung von James Brody
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
80
Beziehungen ersten Grades
9
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
| Private Unternehmen | 9 |
|---|---|
Apex Capital LLC
Apex Capital LLC Investment ManagersFinance Apex Capital invests principally in equity and equity-related securities, mostly domestic, but is may enter into any type of investment transaction they deem appropriate under the terms of the client's partnership or other account agreement. The firm offers two main investment strategies: long-biased hedged for investors seeking an opportunistic long/short exposure and non-directional hedged for investors seeking reduced net exposure. Apex Capital employs a bottom-up, research-driven fundamental investment approach with a GARP bias. | Finance |
Nollenberger Capital Partners, Inc.
Nollenberger Capital Partners, Inc. Investment Banks/BrokersFinance Provides brokerage services | Finance |
Sofinnova Investments, Inc.
Sofinnova Investments, Inc. Investment ManagersFinance Sofinnova Investment invests in companies located in the United States and Europe. The firm targets companies operating in the fields of health technology services and life science. It participates in early and later stage capital requirements. | Finance |
Pershing LLC
Pershing LLC Investment Banks/BrokersFinance Provides brokerage services | Finance |
University of Oregon
 University of Oregon Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
University of San Francisco
 University of San Francisco Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Wells Fargo Securities LLC
Wells Fargo Securities LLC Investment Banks/BrokersFinance Provides brokerage services | Finance |
Robertson Stephens
Robertson Stephens Investment ManagersFinance Provides investment advisory services | Finance |
Sofinnova BioEquities LP
Sofinnova BioEquities LP Investment Trusts/Mutual FundsMiscellaneous Functions as a hedge fund | Miscellaneous |
