Thomas Kadlec
Director/Board Member bei FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND
Ursprung des Netzwerks ersten Grades von Thomas Kadlec
| Einheit | Art der Einheit | Industrie | |
|---|---|---|---|
National Futures Association
 National Futures Association Miscellaneous Commercial ServicesCommercial Services National Futures Association is a self-regulatory organization for the derivatives industry. The non-profit company is based in Chicago, IL. The company's focus is on providing innovative and effective regulatory programs. The company was founded by Leonid Adolfovich Melamed.
40
| Non-Profit Organization | Miscellaneous Commercial Services | 40 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 16 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 15 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 15 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 15 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 15 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 14 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 14 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 14 | |
First Trust Strategic High Income Fund III
 First Trust Strategic High Income Fund III Investment Trusts/Mutual FundsMiscellaneous First Trust Strategic High Income Fund III is a diversified, closed-end management investment company. The fund's primary investment objective is to seek a high level of current income. The fund seeks capital growth as a secondary objective. The fund seeks to achieve its investment objectives by investing in a diversified portfolio of investment grade and investment grade debt securities, and equity securities, which offer attractive yield and/or capital appreciation potential. The Fund may invest up to 100% of its managed assets in investment grade debt securities commonly referred to as high-yield or junk bonds. The company was founded on November 14, 2006 and is headquartered in Wheaton, IL.
13
| Extinct | Investment Trusts/Mutual Funds | 13 |
First Trust Global Equity Dividend Fund
 First Trust Global Equity Dividend Fund Investment ManagersFinance First Trust Global Equity Dividend Fund is a closed-end management investment company. Its primary investment objective is to seek current income. The fund's secondary investment objective is capital appreciation. The company was founded on October 12, 2011 and is headquartered in Wheaton, IL.
13
| Private Company | Investment Managers | 13 |
First Trust Global Resource Solution Fund
 First Trust Global Resource Solution Fund Investment ManagersFinance First Trust Global Resource Solution Fund is a closed-end management investment company. The fund's primary investment objective is to seek current income. Its secondary objective is capital appreciation. The company was founded on October 10, 2011 and is headquartered in Wheaton, IL.
13
| Private Company | Investment Managers | 13 |
First Trust Strategic Allocation Fund
 First Trust Strategic Allocation Fund Investment ManagersFinance First Trust Strategic Allocation Fund is a closed-end management investment company. Its primary investment objective is to seek current income. The fund's secondary investment objective is capital appreciation. The company was founded on October 10, 2011 and is headquartered in Wheaton, IL
13
| Private Company | Investment Managers | 13 |
First Trust Strategic High Income Fund
 First Trust Strategic High Income Fund Investment Trusts/Mutual FundsMiscellaneous First Trust Strategic High Income Fund is a diversified, closed-end management investment company. The fund's primary investment objective is to seek a high level of current income. The fund seeks capital growth as a secondary objective. The fund will seek to achieve its investment objectives by investing in a diversified portfolio of below-investment grade and investment grade debt securities, and equity securities that the investment sub-advisor believes offer attractive yield and capital appreciation potential. The company was founded on July 26, 2005 and is headquartered in Wheaton, IL
13
| Extinct | Investment Trusts/Mutual Funds | 13 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 13 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 12 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 12 | |
First Trust/Four Corners Senior Floating Rate Income Fund II
12
| Extinct | Investment Trusts/Mutual Funds | 12 |
First Trust/Four Corners Senior Floating Rate Income Fund
 First Trust/Four Corners Senior Floating Rate Income Fund Investment Trusts/Mutual FundsMiscellaneous First Trust/Four Corners Senior Floating Rate Income Fund is a diversified, closed-end management investment company. The company's investment objectives include: seek a high level of current income and preserve capital. The company was founded on May 13, 2003 and is headquartered in Wheaton, IL.
11
| Extinct | Investment Trusts/Mutual Funds | 11 |
First Trust Skybridge Income Fund
 First Trust Skybridge Income Fund Financial ConglomeratesFinance First Trust Skybridge Income Fund is a non-diversified, closed-end management investment company. Its investment objective is to seek a high level of current income. The company was founded on March 3, 2020 and is headquartered in Wheaton, IL.
11
| Private Company | Financial Conglomerates | 11 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 11 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 11 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 10 | |
ADM Investor Services, Inc.
 ADM Investor Services, Inc. Investment Banks/BrokersFinance ADM Investor Services, Inc. provides futures brokerage services. It offers its services to commercial traders, institutional investors, introducing brokers, and individual traders. The company was founded in 1966 and is headquartered in Chicago, IL.
10
| Subsidiary | Investment Banks/Brokers | 10 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 9 | |
First Trust Exchange-Traded Fund VIII
 First Trust Exchange-Traded Fund VIII Investment Trusts/Mutual FundsMiscellaneous First Trust Exchange Traded Fund Viii operates as a exchange traded fund. The company is headquartered in Wheaton, IL.
9
| Umbrella Fund | Investment Trusts/Mutual Funds | 9 |
Unternehmensgrafik - zweiten Grades
Beziehungen zu mehreren Unternehmen
Unternehmensverbindungen über das persönliche Netzwerk von Thomas Kadlec
| Unternehmen | Sektor | Verknüpfte Personen | Hauptposition |
|---|---|---|---|
| ARCHER-DANIELS-MIDLAND COMPANY | Miscellaneous Commercial Services | Director of Finance/CFO Director of Finance/CFO | |
The Options Clearing Corp.
 The Options Clearing Corp. Regional BanksFinance The Options Clearing Corp. provides equity derivatives clearing services. It provides central counterparty clearing and settlement services to stock exchanges and trading platforms for options, financial futures, security futures and securities lending transactions. The company was founded in 1973 and is headquartered in Chicago, IL. | Regional Banks | Director/Board Member Director/Board Member | |
First Trust Advisors LP
 First Trust Advisors LP Investment ManagersFinance First Trust Advisors LP (FTA) is a SEC-registered investment advisor headquartered in Wheaton, Illinois. The firm was founded in 1991 and is a direct subsidiary of Grace Partners of Dupage LP. Their general partner is The Charger Corp. FTA provides discretionary investment management services to institutional and individual clients who principally include open and closed-end mutual funds, collective investment funds (CIFs), exchange-traded funds, variable annuity sub-accounts and funds in countries other than the US. Investment management services are offered to individual clients through separate managed accounts (SMAs), either directly or through wrap fee programs sponsored by unaffiliated investment advisors. | Investment Managers | General Counsel Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Chief Executive Officer Investment Committee Member Investment Committee Member Investment Committee Member | |
| THE MARYGOLD COMPANIES, INC. | Investment Trusts/Mutual Funds | Director of Finance/CFO Chief Executive Officer | |
Bakkt Clearing LLC (Illinois)
 Bakkt Clearing LLC (Illinois) Investment Banks/BrokersFinance Rosenthal Collins Group LLC engages in the provision of futures execution and securities brokerage services. Its services include clearing, trade execution, risk management, introducing brokerage, institutional foreign exchange, RCG structured products, account management, market commentary, and managed future. The company was founded by Leslie Rosenthal and J. Robert Collins in 1923 and is headquartered in Chicago, IL. | Investment Banks/Brokers | Corporate Officer/Principal President | |
Morgan Stanley Investment Management, Inc.
 Morgan Stanley Investment Management, Inc. Investment ManagersFinance Morgan Stanley Investment Management, Inc. (MSIM) is an investment management firm headquartered in New York City. The firm was founded in 1975 and is a subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately held by Morgan Stanley (NYSE: MS). MSIM provides discretionary and non-discretionary investment management services and products to institutional clients and individual investors. The firm also advises clients as to the appropriate allocation of assets among multiple separate accounts and/or investment companies or other pooled vehicles that the firm advises. | Investment Managers | Director/Board Member Corporate Officer/Principal | |
USCF Investments, Inc.
 USCF Investments, Inc. Investment Banks/BrokersFinance USCF Investments, Inc. provides investment advises. The company was founded in March 2004 and is headquartered in Wilmington, DE. | Investment Banks/Brokers | Director/Board Member Chairman | |
BondWave LLC
 BondWave LLC Investment ManagersFinance BondWave LLC is a financial technology firm that specializes in fixed income solutions. The private company is based in Wheaton, IL. The company's platform, effi™, provides portfolio analytics and reporting, custom alerts, and proposal generation, as well as tools that support best execution, fair pricing, and mark-up monitoring and disclosure on both a pre- and post-trade basis. Founded in 2001, the company serves a wide range of users, including traders, compliance professionals, and RIAs. Michael A. Ruvo has been the CEO of the company since 2014. | Investment Managers | General Counsel Director of Finance/CFO Director of Finance/CFO Chairman Corporate Officer/Principal | |
| University of Notre Dame | College/University | Director/Board Member Undergraduate Degree Masters Business Admin | |
Stonebridge Advisors LLC
 Stonebridge Advisors LLC Investment ManagersFinance Stonebridge Advisors LLC (Stonebridge) is a SEC-registered investment advisor headquartered in Wilton, Connecticut. The firm was founded in 2004 by Scott Fleming and they are primarily owned by First Trust Capital Partners LLC, ultimately held by AJM Ventures LLC. Stonebridge offers portfolio management services to high net-worth individuals, insurance companies, banks, thrift institutions, investment companies, pension and profit-sharing plans, trusts, estates, charitable institutions, foundations, endowments, corporations and similar entities, and to other individuals through WRAP programs. | Investment Managers | Corporate Secretary Director of Finance/CFO Chairman | |
| UNITED STATES 12 MONTH OIL FUND, LP | Investment Trusts/Mutual Funds | Director of Finance/CFO Chief Investment Officer Chief Executive Officer | |
| UNITED STATES GASOLINE FUND, LP | Investment Trusts/Mutual Funds | Director of Finance/CFO Chief Executive Officer | |
| UNITED STATES BRENT OIL FUND, LP | Investment Trusts/Mutual Funds | Director of Finance/CFO Chief Investment Officer Chairman | |
| GUGGENHEIM TAXABLE MUNICIPAL BOND & INVESTMENT GRADE DEBT TRUST | Investment Trusts/Mutual Funds | Corporate Officer/Principal Corporate Officer/Principal | |
United States Commodity Funds Trust I
 United States Commodity Funds Trust I Financial ConglomeratesFinance United States Commodity Funds Trust I is a Delaware statutory trust, which is managed and controlled by United States Commodity Funds LLC. The company is currently organized into multiple series, each of which intends to issue common units in such fund. The United States Sugar Fund, is a series of the Trust and is a commodity pool that will issue units representing fractional undivided beneficial interests. It founded on September 8, 2011 and is headquartered in Alameda, CA. | Financial Conglomerates | Chief Investment Officer Chief Executive Officer | |
USCF ETF Trust
 USCF ETF Trust Investment Trusts/Mutual FundsMiscellaneous USCF ETF Trust operates as an investment company, which consist of separate investment portfolios or funds that are exchange-traded funds. The company is headquartered in Oakland, CA. | Investment Trusts/Mutual Funds | Director of Finance/CFO Chairman | |
| Michigan State University | College/University | Undergraduate Degree Undergraduate Degree | |
First Trust Portfolios LP
 First Trust Portfolios LP Investment Banks/BrokersFinance Part of AJM Ventures LLC, First Trust Portfolios LP is a financial services company based in Wheaton, IL. The private company offers a range of investment products, including unit investment trusts, exchange-traded funds, mutual funds, and closed-end funds. The company's website provides research and commentary on available portfolios, asset allocation, and advanced portfolio searches. The company also offers target outcome investments, variable annuities, and structured investments. First Trust Portfolios is not ranked in any publication lists like the INC 5000. | Investment Banks/Brokers | General Counsel Director of Finance/CFO Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director of Finance/CFO Chief Executive Officer Corporate Officer/Principal | |
Chicago Board of Trade
 Chicago Board of Trade Investment Banks/BrokersFinance Chicago Board of Trade provides trade derivative facilities. It allows speculators throughout the world to interpret economic data, news, and other information. The company was founded on April 3, 1848 and is headquartered in Chicago, IL. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
Wavefront Global Asset Management Corp.
 Wavefront Global Asset Management Corp. Investment ManagersFinance WaveFront Global Asset Management Corp. (WaveFront) is a privately-owned global asset management firm headquartered in Toronto, Canada. Formerly known as Integrated Managed Futures Corp., the firm was founded in 2003 as Aero Capital Corp. WaveFront manages assets for individual and institutional investors in North America, China and South Korea across a diverse range of investment strategies and solutions. | Investment Managers | Chairman Director/Board Member | |
GAIN Capital, Inc.
 GAIN Capital, Inc. Regional BanksFinance GAIN Capital, Inc. provides online foreign exchange trading services. It offers direct-access trading and asset management services to the global Foreign Exchange markets. Its management services include customer on-boarding, account funding, transfers, allocations, daily P&L, credits, and commission allocation. The company was founded by Mark Galant in 1999 and is headquartered in Bedminster, NJ. | Regional Banks | Founder Corporate Officer/Principal | |
| The University of Chicago | College/University | Masters Business Admin Masters Business Admin Masters Business Admin Masters Business Admin | |
| University of Illinois | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
| Wheaton College (Illinois) | College/University | Undergraduate Degree Director/Board Member Undergraduate Degree | |
Managed Funds Association
 Managed Funds Association Miscellaneous Commercial ServicesCommercial Services Managed Funds Association provides support services for the hedge funds industry. It operates as an association for investment professionals in futures, hedge funds, commodity pool operators, and other alternative investments. The company was founded in 1991 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
The American Marketing Association
 The American Marketing Association Miscellaneous Commercial ServicesCommercial Services The American Marketing Association operates professional associations for marketers. The company offers services to marketing professionals including best practices and research studies, job resources, publications and directories. Its publications include flagship semi-monthly magazine Marketing News, as well as journal of marketing, journal of public policy and marketing and a variety of newsletters. The company was founded in 1931 and is headquartered in Chicago, IL. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
Commodity Futures Trading Commission
 Commodity Futures Trading Commission General GovernmentGovernment Commodity Futures Trading Commission engages in protecting market users and the public from fraud, manipulation related to the sale of commodity and financial futures, and options market. The company was founded in 1974 and is headquartered in Washington, DC. | General Government | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Corporate Officer/Principal Corporate Officer/Principal | |
United States Commodity Funds LLC
 United States Commodity Funds LLC Investment ManagersFinance United States Commodity Funds LLC (USCF) is an asset management firm headquartered in Denver, Colorado. The firm was founded in 2005 and is a subsidiary of USCF Investments, Inc., owned by The Marygold Cos, Inc. (NYSEAMERICAN: MGLD). USCF offers exchange-traded products (ETP) and exchange-traded funds (ETF). | Investment Managers | Director of Finance/CFO Chief Investment Officer Chief Executive Officer | |
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Investment Banks/BrokersFinance Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
United States Commodity Index Funds Trust
 United States Commodity Index Funds Trust Investment Trusts/Mutual FundsMiscellaneous United States Commodity Index Funds Trust operates as a statuary trust. It operates a trust series which includes the United States Index Fund, the United States Copper Index Fund, the United States Metals Index Fund and the United States Agriculture Index Fund. The company was founded on December 21, 2009 and is headquartered in Oakland, CA. | Investment Trusts/Mutual Funds | Director of Finance/CFO Chief Investment Officer Chief Executive Officer | |
| GUGGENHEIM ENHANCED EQUITY INCOME FUND | Investment Trusts/Mutual Funds | Corporate Officer/Principal Corporate Officer/Principal | |
USCF Advisers LLC
 USCF Advisers LLC Investment ManagersFinance USCF Advisers LLC (USCF) is a registered investment advisor headquartered in Walnut Creek, California. The firm is a wholly-owned subsidiary of Wainwright Holdings, Inc. USCF designs and issues exchange-traded products (ETPs) and exchange-traded funds (ETFs), across commodity and equity asset classes. | Investment Managers | Director of Finance/CFO President | |
USCF Mutual Funds Trust
 USCF Mutual Funds Trust Investment Trusts/Mutual FundsMiscellaneous USCF Mutual Funds Trust is an open-end management investment company. The company was founded on July 11, 2016 and is headquartered in Oakland, CA. | Investment Trusts/Mutual Funds | Director of Finance/CFO Chairman | |
Futures Industry Association
 Futures Industry Association Miscellaneous Commercial ServicesCommercial Services Futures Industry Association operates an international swaps and derivatives association. The non-profit company is based in Washington and has subsidiaries in the United States. Walt Lukken has been the CEO of the American company since 2012. | Miscellaneous Commercial Services | Chairman Director/Board Member Director/Board Member Director/Board Member |
Statistik
International
| Vereinigte Staaten | 49 |
| Kanada | 3 |
Sektoral
| Finance | 22 |
| Miscellaneous | 19 |
| Commercial Services | 6 |
| Consumer Services | 6 |
| Government | 2 |
Operativ
| Director/Board Member | 334 |
| Corporate Officer/Principal | 329 |
| Independent Dir/Board Member | 109 |
| President | 106 |
| Director of Finance/CFO | 87 |
Am stärksten vernetzte Beziehungen
| Insiders | |
|---|---|
| Niel Nielson | 54 |
| James Dykas | 44 |
| James Bowen | 38 |
| Robert Keith | 34 |
| Richard Erickson | 34 |
| William Jardine | 33 |
| Donald P. Swade | 33 |
| Kristi Maher | 31 |
| Daniel Lindquist | 31 |
| Michael S. Segal | 29 |
| Denise Keefe | 29 |
| Michael H. Moskow | 27 |
| Mark Raymond Bradley | 26 |
| Nicholas Gerber | 24 |
| Stuart Crumbaugh | 22 |
- Börse
- Insiders
- Thomas Kadlec
- Unternehmensverbindungen
