DGAP Voting Rights Announcement: OSRAM Licht AG OSRAM Licht AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2020-11-23 / 13:59 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement. *Notification of Major Holdings* *1. Details of issuer* +------------------------------+---------------------------+ |Name: |OSRAM Licht AG | +------------------------------+---------------------------+ |Street: |Marcel-Breuer-Straße 6| +------------------------------+---------------------------+ |Postal code: |80807 | +------------------------------+---------------------------+ |City: |München | | |Germany | +------------------------------+---------------------------+ |Legal Entity Identifier (LEI):|549300SXOGQHLID37W55 | +------------------------------+---------------------------+ *2. Reason for notification* +-+-------------------------------------------------+ |X|Acquisition/disposal of shares with voting rights| +-+-------------------------------------------------+ | |Acquisition/disposal of instruments | +-+-------------------------------------------------+ | |Change of breakdown of voting rights | +-+-------------------------------------------------+ | |Other reason: | +-+-------------------------------------------------+ *3. Details of person subject to the notification obligation* +-------------------------------------------------------------+ |Legal entity: Ministry of Finance on behalf of the State of | |Norway | |City of registered office, country: Oslo, Norway | +-------------------------------------------------------------+ *4. Names of shareholder(s)* holding directly 3% or more voting rights, if different from 3. ++ || ++ *5. Date on which threshold was crossed or reached:* +-----------+ |13 Nov 2020| +-----------+ *6. Total positions* +---------+-------------+--------------+-------------+---------+ | | % of voting| % of voting|Total of both| Total| | | rights|rights through| in %|number of| | | attached to| instruments|(7.a. + 7.b.)| voting| | | shares| (total of| | rights| | | (total of|7.b.1 + 7.b.2)| | pursuant| | | 7.a.)| | | to Sec.| | | | | | 41 WpHG| +---------+-------------+--------------+-------------+---------+ |New | 2.84 %|0.001874069277| 2.84 %| 96848074| | | | %| | | +---------+-------------+--------------+-------------+---------+ |Previous | 3.0007793443|0.0018740692 %| 3.0026534136| /| |notificat| %| | %| | |ion | | | | | +---------+-------------+--------------+-------------+---------+ *7. Details on total positions* *a. Voting rights attached to shares (Sec. 33, 34 WpHG)* +------------+-----------+------------+-----------+------------+ |ISIN | Absolute | In % | +------------+-----------+------------+-----------+------------+ | | Direct| Indirect| Direct| Indirect| | | (Sec. 33| (Sec. 34| (Sec. 33| (Sec. 34| | | WpHG)| WpHG)| WpHG)| WpHG)| +------------+-----------+------------+-----------+------------+ |DE000LED4000| 0| 2745982| 0.00 %| 2.84 %| +------------+-----------+------------+-----------+------------+ |*Total* | 2745982 | 2.84 % | +------------+-----------+------------+-----------+------------+ *b.1. Instruments according to Sec. 38 (1) no. 1 WpHG* +---------+------------+-----------+--------+------------------+ |Type of |Expiration |Exercise or| Voting|Voting rights in %| |instrumen|or maturity |conversion | rights| | |t |date |period |absolute| | +---------+------------+-----------+--------+------------------+ |Shares on|N/A |At any time| 1815| 0 %| |loan | | | | | |(right to| | | | | |recall) | | | | | +---------+------------+-----------+--------+------------------+ | | |*Total* | 1815| 0.001874069277 %| +---------+------------+-----------+--------+------------------+ *b.2. Instruments according to Sec. 38 (1) no. 2 WpHG* +-------+------------+-----------+---------+---------+---------+ |Type of|Expiration |Exercise or|Cash or | Voting| Voting| |instrum|or maturity |conversion |physical | rights|rights in| |ent |date |period |settlemen| absolute| %| | | | |t | | | +-------+------------+-----------+---------+---------+---------+ | | | | | 0| 0.00 %| +-------+------------+-----------+---------+---------+---------+ | | | |*Total* | 0| 0.00 %| +-------+------------+-----------+---------+---------+---------+ *8. Information in relation to the person subject to the notification obligation* +-+------------------------------------------------------------+ | |Person subject to the notification obligation is not | | |controlled nor does it control any other undertaking(s) that| | |directly or indirectly hold(s) an interest in the | | |(underlying) issuer (1.). | +-+------------------------------------------------------------+ |X|Full chain of controlled undertakings starting with the | | |ultimate controlling natural person or legal entity: | +-+------------------------------------------------------------+ +---------------+-------------+-------------+------------------+ |Name | % of voting| % of voting| Total of both (if| | |rights (if at| rights| at least 5% or| | | least 3% or| through| more)| | | more)| instruments| | | | | (if at least| | | | | 5% or more)| | +---------------+-------------+-------------+------------------+ |State of Norway| %| %| %| +---------------+-------------+-------------+------------------+ |Norges Bank | %| %| %| +---------------+-------------+-------------+------------------+ *9. In case of proxy voting according to Sec. 34 para. 3 WpHG* (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: +------------------------+-----------------------+-------------+ | Proportion of voting| Proportion of|Total of both| | rights| instruments| | +------------------------+-----------------------+-------------+ | %| %| %| +------------------------+-----------------------+-------------+ *10. Other explanatory remarks:* ++ || ++ Date +-----------+ |18 Nov 2020| +-----------+ 2020-11-23 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de Language: English Company: OSRAM Licht AG Marcel-Breuer-Straße 6 80807 München Germany Internet: www.osram-group.com End of News DGAP News Service 1149244 2020-11-23
(END) Dow Jones Newswires
November 23, 2020 07:59 ET (12:59 GMT)