prepared in accordance with Swiss accounting standards that may not be comparable to the financial statements or financial information of United States companies. It may be difficult for you to enforce your rights and any claim you may have arising under the U.S. federal securities laws in respect of the Exchange Offer, since the Company is located in Switzerland and all of its officers and directors are residents of Switzerland or elsewhere outside of the United States. You may not be able to sue the Company or its officers or directors in a Swiss court or another court outside the United States for violations of the U.S. securities laws. Finally, it may be difficult to compel the Company and its affiliates to subject themselves to a U.S. court's judgment. United Kingdom The communication of this publication and any other documents or materials relating to the Exchange Offer is not being made and such documents and/or materials have not been approved by an authorized person for the purposes of section 21 of the Financial Services and Markets Act 2000 (the FSMA), as amended. Accordingly, such documents and/or materials are not being distributed to, are not directed at and must not be passed on to, the general public in the United Kingdom. The communication of such documents and/or materials is exempt from the restriction on financial promotions under section 21 of the FSMA on the basis that it is only directed at and may only be communicated to (1) persons within the United Kingdom falling within the definition of investment professionals (as defined in Article 19(5) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (the Order)) or (2) persons falling within Article 43(2) of the Order, or (3) to other persons to whom it may lawfully be communicated (together Relevant Persons). The investment activity to which this document relates will only be engaged in with Relevant Persons and persons who are not Relevant Persons should not rely on it. European Economic Area In any Member State of the European Economic Area (the EEA and each a Member State), this communication is only addressed to, and is only directed at, "qualified investors" within the meaning of the Prospectus Regulation. Each person in a Member State or in the United Kingdom who receives any communication in respect of the Exchange Offer contemplated in this announcement will be deemed to have represented, warranted and agreed to and with the Company and the Tender Agent that it is a qualified investor within the meaning of the Prospectus Regulation. For these purposes, the expression "Prospectus Regulation" means Regulation (EU) 2017/1129 and Regulation (EU) 2017/1129 as it forms part of United Kingdom domestic law by virtue of the European Union (Withdrawal) Act 2018. The 2017/22 Bonds have not been admitted to trading on a regulated market in the EEA or in the United Kingdom. Schweiz Diese Mitteilung ist als Werbung im Sinne des Finanzdienstleistungsgesetzes (FIDLEG) zu qualifizieren und stellt weder ein Angebot oder eine Aufforderung zur Zeichnung oder zum Kauf von Effekten der Santhera Pharmaceuticals Holding AG noch einen Prospekt oder ein Basisinformationsdokument im Sinne des FIDLEG dar. Investoren sollten ihre Entscheidung über die Annahme des Angebots ausschliesslich auf der Grundlage des Rückkaufinserats (Tausch der vorrangigen unbesicherten Wandelanleihe über CHF 60'000'000 mit Fälligkeit 2022) und des vorläufigen Angebots- und Kotierungsprospekts betreffend die Neuen Anleihen, jeweils vom 25. März 2021, treffen, der, vorbehältlich anwendbarer Kapitalmarktvorschriften, über https://www.santhera.de/investors-and-media/investor-toolbox/umtauschangebot-anleihe zugänglich ist. Anlegern wird darüber hinaus empfohlen, ihre Bank oder ihren Finanzberater zu konsultieren, bevor sie eine Anlageentscheidung treffen. # # # Anhang -- 2021 04 27_Offer-EndResult_d_final https://ml-eu.globenewswire.com/Resource/Download/6af56ba4-e453-41da-9bc1-30bbef378666
(END) Dow Jones Newswires
April 27, 2021 14:15 ET (18:15 GMT)