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Stacey Gillespie
Compliance Officer bei Ramius Archview Credit & Distressed Fund
Ursprung des Netzwerks ersten Grades von Stacey Gillespie
Einheit | Art der Einheit | Industrie | |
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Cipperman Compliance Services LLC
![]() Cipperman Compliance Services LLC Miscellaneous Commercial ServicesCommercial Services Part of Foreside Financial Group LLC, Cipperman Compliance Services LLC provides compliance services. The company is based in Wayne, PA. Cipperman Compliance Services was acquired by Foreside Financial Group LLC on April 07, 2022. The company was founded by Todd Cipperman.
14
| Subsidiary | Miscellaneous Commercial Services | 14 |
Ramius Archview Credit & Distressed Fund
![]() Ramius Archview Credit & Distressed Fund Investment Trusts/Mutual FundsMiscellaneous Ramius Archview Credit & Distressed Fund operates as a closed-end investment fund. Its investment objective is to generate total returns while minimizing the risk of loss. The fund was founded on May 12, 2015 is headquartered in New York, NY.
6
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 6 |
Boenning & Scattergood, Inc.
![]() Boenning & Scattergood, Inc. Investment ManagersFinance Boenning & Scattergood, Inc. (dba 1914 Advisors) is a SEC-registered investment advisor headquartered in West Conshohocken, Pennsylvania. The firm was founded in 1914 and is a subsidiary of Boenning & Scattergood Holdings, Inc. 1914 Advisors provides personalized fee-based financial planning and investment management to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations and small businesses.
1
| Subsidiary | Investment Managers | 1 |
Unternehmensgrafik - zweiten Grades
Beziehungen zu mehreren Unternehmen
Unternehmensverbindungen über das persönliche Netzwerk von Stacey Gillespie
Unternehmen | Sektor | Verknüpfte Personen | Hauptposition |
---|---|---|---|
RAYMOND JAMES FINANCIAL, INC. | Investment Managers | Corporate Officer/Principal | |
Cowen Investment Management LLC
![]() Cowen Investment Management LLC Investment ManagersFinance Cowen Investment Management LLC (Cowen Investment Management) is a venture capital subsidiary of Cowen, Inc. founded in 1997. The firm is headquartered in New York. | Investment Managers | Portfolio Manager-Fixed Income Chief Operating Officer | |
MIDDLEFIELD BANC CORP. | Regional Banks | Director/Board Member | |
The Middlefield Banking Co.
![]() The Middlefield Banking Co. Regional BanksFinance The Middlefield Banking Co. provides banking services. It provides personal and commercial banking services. The firm offers personal and business checking accounts, savings, investments, online banking, online bill pay, mortgages, loans, reorder checks, remote merchant deposit, and loans and lines of credit; investments, which include brokerage services, insurance, retirement and planning and tools. The company was founded on September 16, 1901 and is headquartered in Middlefield, OH. | Regional Banks | Director/Board Member | |
PNMAC Capital Management LLC
![]() PNMAC Capital Management LLC Investment ManagersFinance Part of PennyMac Financial Services, Inc., PNMAC Capital Management LLC is a company that provides investment advisory services. The company is based in Westlake Village, CA. The company was founded by Stanford L. Kurland. The CEO is David A. Spector. | Investment Managers | Compliance Officer | |
APOLLO SENIOR FLOATING RATE FUND INC. | Investment Trusts/Mutual Funds | Compliance Officer | |
VII Peaks-KBR Co-Optivist Income BDC II, Inc.
![]() VII Peaks-KBR Co-Optivist Income BDC II, Inc. Investment Trusts/Mutual FundsMiscellaneous VII Peaks-KBR Co-Optivist Income BDC II, Inc. is a non-diversified closed-end management investment company, which engages in the investment on discounted corporate debt; senior secured term loan and equity-linked debt securities of public and private companies that trade on the secondary loan market for institutional investors; and provide distributions to investors. The company was founded in August 3, 2011 and is headquartered in Walnut Creek, CA. | Investment Trusts/Mutual Funds | Compliance Officer | |
Apollo Diversified Real Estate Fund
![]() Apollo Diversified Real Estate Fund Investment Trusts/Mutual FundsMiscellaneous Apollo Diversified Real Estate Fund is a non-diversified closed-end management investment company. The firm's investment objective is to generate a return comprised of both current income and capital appreciation with moderate volatility and low correlation to the broader markets. The company was founded on November 5, 2013 and is headquartered in New York, NY. | Investment Trusts/Mutual Funds | Compliance Officer Compliance Officer | |
Rsi Solutions Llc
![]() Rsi Solutions Llc Information Technology ServicesTechnology Services Rsi Solutions LLC develops computer software solutions. The private company is based in San Mateo, CA. | Information Technology Services | Director/Board Member | |
MIDCAP FINANCIAL INVESTMENT CORPORATION | Investment Managers | Compliance Officer | |
Bates College | College/University | Undergraduate Degree | |
Bentley University | College/University | Undergraduate Degree | |
John Carroll University | College/University | Undergraduate Degree | |
Yale University | College/University | Undergraduate Degree | |
Cornell University
![]() Cornell University Other Consumer ServicesConsumer Services Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY. | College/University | Undergraduate Degree | |
St. Joseph's University | College/University | Undergraduate Degree | |
University of Toronto | College/University | Undergraduate Degree | |
Albany Law School | College/University | Graduate Degree | |
Risk Solutions International LLC
![]() Risk Solutions International LLC Miscellaneous Commercial ServicesCommercial Services Risk Solutions International LLC provides operational risk management solutions. The firm help business, educational, and government entities understand and respond to risks that threaten critical operating functions in an unpredictable environment. The company was founded by Neil H. Kaufman, Duane A. Lohn, and Scott A. Corzine in 2009 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Director/Board Member | |
Griffin Capital Co. LLC
![]() Griffin Capital Co. LLC Investment ManagersFinance Griffin Capital Corp. engages in investment activities. The company offers real estate, commercial and investing services. The company was founded by Kevin Alan Shields in 1995 and is headquartered in El Segundo, CA. | Investment Managers | Compliance Officer | |
Positive Education Program, Inc. | Director/Board Member | ||
APOLLO TACTICAL INCOME FUND INC. | Investment Trusts/Mutual Funds | Compliance Officer | |
Foreside Financial Group LLC
![]() Foreside Financial Group LLC Packaged SoftwareTechnology Services Foreside Financial Group LLC engages in the provision of regulatory and compliance services. Is solutions include broker-dealer consulting, investment advisor consulting, capital connections, fund officer services and technology solutions. It offers services to investment adviser, broker-dealer, CPOs/CTAs, mutual funds, exchange-traded products (ETPs), funds of funds, hedge funds, private equity funds and investment bankers. The company was founded on October 19, 2005 and is headquartered in Portland, ME. | Packaged Software | Director/Board Member | |
Anchor State Bank (Illinois)
![]() Anchor State Bank (Illinois) Regional BanksFinance Part of ABC Employee Stock Ownership Plan, Anchor State Bank is a financial institution based in Anchor, IL. The bank has been serving the central region for 125 years, surviving through two world wars, the great depression, several financial downturns, and other national calamities. | Regional Banks | Chairman | |
Merrill Lynch, Pierce, Fenner & Smith, Inc. (Invt Mgmt)
![]() Merrill Lynch, Pierce, Fenner & Smith, Inc. (Invt Mgmt) Investment ManagersFinance Merrill Lynch, Pierce, Fenner & Smith, Inc. (MLPF&S) is a global investment banking firm, SEC-registered investment advisor, broker-dealer, and futures commission merchant headquartered in New York City. The firm is a subsidiary of BAC North America Holding Co., ultimately held by Bank of America Corp. (NYSE: BAC). MLPF&S provides investment advisory services to individuals, trusts, estates, charitable organizations, banks, insurance companies, thrift institutions, pension and profit-sharing plans, corporations and other types of business. | Investment Managers | Corporate Officer/Principal | |
Anchor Bancorporation, Inc. (Illinois)
![]() Anchor Bancorporation, Inc. (Illinois) Financial ConglomeratesFinance Part of ABC Employee Stock Ownership Plan, Anchor Bancorporation, Inc. (Illinois) is a bank holding company based in Anchor, IL. The company's description is simply that it is a bank holding company. | Financial Conglomerates | Chairman | |
ECHO Health, Inc.
![]() ECHO Health, Inc. Data Processing ServicesTechnology Services ECHO Health, Inc. offers revolutionary payment solutions for healthcare payers. It serves to health care, property and casualty, and speaciality insurance industries. The company was founded by William Davis in 1997 and is headquartered in Westlake, OH. | Data Processing Services | Chief Investment Officer | |
The University of Pennsylvania Law School | College/University | Graduate Degree | |
GBANK FINANCIAL HOLDINGS INC. | Regional Banks | Director/Board Member | |
Bank of George (Nevada)
![]() Bank of George (Nevada) Regional BanksFinance Bank of George operates as a commercial bank. It provides personal banking products and services, including checking, savings, money market accounts as well as certificates of deposits and personal lending solutions, such as auto, home improvement, installment, and R.V./boat loans, as well as home equity loans and lines of credit, overdraft protection, and personal lines of credit. The firm's also offers business lending solutions such as accounts receivable/inventory, business term, commercial real estate, medical/professional, small business administration loans as well as financing, equipment financing/leasing, letters of credit and revolving lines of credit. The company was founded by William J. Hornbuckle, IV on September 24, 2007 and is headquartered in Las Vegas, NV. | Regional Banks | Director/Board Member | |
Institute For Portfolio Alternatives | Director/Board Member | ||
Apollo Diversified Credit Fund
![]() Apollo Diversified Credit Fund Investment Trusts/Mutual FundsMiscellaneous Apollo Diversified Credit Fund is a closed-end interval fund. Its objective is to generate a return comprised of current income and capital appreciation focusing on current income with low volatility and low correlation to the broader market. The company was founded on April 5, 2016 and is headquartered in El Segundo, CA. | Investment Trusts/Mutual Funds | Compliance Officer | |
Griffin Capital Asset Management Co. LLC | Compliance Officer | ||
Apollo Debt Solutions BDC
![]() Apollo Debt Solutions BDC Investment Trusts/Mutual FundsMiscellaneous Apollo Debt Solutions BDC seeks investment opportunities in public and private companies located in the United States. The fund targets companies operating across a broad range of sectors and industries. It provides debt financing for buyout, corporate carveouts and deleveraging capital transactions and also acquires majority interests. | Investment Trusts/Mutual Funds | Compliance Officer | |
Apollo Real Estate Fund Adviser LLC
![]() Apollo Real Estate Fund Adviser LLC Investment ManagersFinance Apollo Real Estate Fund Adviser LLC (AREFA) is an investment management firm headquartered in New York City. Formerly known as Griffin Capital Advisor LLC, the firm was founded by Kevin Shields in 1995 and is a subsidiary of Apollo Real Estate Fund Adviser Holdings LLC. AREFA acts as the sponsor and portfolio manager of Apollo Diversified Real Estate Fund, a closed-end interval fund. | Investment Managers | Compliance Officer | |
APOLLO GLOBAL MANAGEMENT, INC. | Investment Managers | Corporate Officer/Principal | |
Griffin Capital Credit Advisor LLC
![]() Griffin Capital Credit Advisor LLC Investment ManagersFinance Griffin Capital Credit Advisor LLC provides investment advisory services. The private company is based in El Segundo, CA. The CEO of the company is Kevin Alan Shields. | Investment Managers | Compliance Officer | |
Arca US Treasury Fund
![]() Arca US Treasury Fund Investment Trusts/Mutual FundsMiscellaneous Arca U.S. Treasury Fund is a continuously offered, diversified, closed-end management investment company that intends to operate as an interval fund. It offers ArCoins as a digital securities. The company was founded on November 2, 2018 and is headquartered in Los Angeles, CA. | Investment Trusts/Mutual Funds | Compliance Officer |
Statistik
International
Vereinigte Staaten | 46 |
Kanada | 2 |
Sektoral
Finance | 20 |
Miscellaneous | 12 |
Consumer Services | 10 |
Technology Services | 4 |
Commercial Services | 2 |
Operativ
Director/Board Member | 43 |
Compliance Officer | 29 |
Corporate Officer/Principal | 24 |
Director of Finance/CFO | 12 |
Treasurer | 12 |
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