Profil
Mr. Weeks has worked as a Senior Compliance Examiner with NASD, both in the Atlanta and New York City district offices.
During his tenure at the NASD, he specialized in all aspects of brokerage operations.
In addition to the NASD, he also worked at Bear Stearns where performed compliance and due-diligence functions.
Mr. Weeks graduated from Johns Hopkins University with a Bachelors of Arts degree in Economics and Finance.
He remains very active within various alumni activities and consults undergraduates on careers.
He continues his education through industry and regulatory training seminars.
Ehemalige bekannte Positionen von Kyle Weeks
| Unternehmen | Position | Ende |
|---|---|---|
Register Financial Advisors LLC
 Register Financial Advisors LLC Investment ManagersFinance Register Financial Advisors LLC (RFA) is an independent, SEC-registered investment advisor headquartered in Atlanta, Georgia. The firm was founded by George Register in 2006. RFA provides portfolio management services to individuals, corporations and business entities, pension and profit-sharing plans, charitable institutions, foundations, endowments, and estate and trusts. | Corporate Officer/Principal | 31.12.2010 |
Bear, Stearns & Co., Inc.
 Bear, Stearns & Co., Inc. Investment Banks/BrokersFinance Bear, Stearns & Co., Inc. is a global investment banking, securities trading and brokerage firm located in New York City with additional offices in Dallas, Boston and San Francisco. The firm is a subsidiary Bear Sterns Cos., Inc. (NYSE: BSC). Their equity research team consists of senior analysts located throughout the world. In addition to domestic coverage, they have research teams focusing on Latin America, Asia and Europe. The analysts use a bottom-up approach to stock selection. The Bear Stearns fixed-income research department provides coverage of every sector of the fixed-income universe. The financial analytics and structured transactions group (F.A.S.T) provides investment research, fixed-income portfolio management and analytical systems, trading technology and general financial expertise. The group also provides a broad range of services to financial institutions including asset-liability management, balance sheet restructuring, receivables-based financing analysis, security and portfolio analysis, peer analysis, and historical and real-time market-based information. | Corporate Officer/Principal | - |
Ausbildung von Kyle Weeks
| The Johns Hopkins University | Undergraduate Degree |
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
Beziehungen ersten Grades
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
| Private Unternehmen | 2 |
|---|---|
Register Financial Advisors LLC
Register Financial Advisors LLC Investment ManagersFinance Register Financial Advisors LLC (RFA) is an independent, SEC-registered investment advisor headquartered in Atlanta, Georgia. The firm was founded by George Register in 2006. RFA provides portfolio management services to individuals, corporations and business entities, pension and profit-sharing plans, charitable institutions, foundations, endowments, and estate and trusts. | Finance |
Bear, Stearns & Co., Inc.
Bear, Stearns & Co., Inc. Investment Banks/BrokersFinance Bear, Stearns & Co., Inc. is a global investment banking, securities trading and brokerage firm located in New York City with additional offices in Dallas, Boston and San Francisco. The firm is a subsidiary Bear Sterns Cos., Inc. (NYSE: BSC). Their equity research team consists of senior analysts located throughout the world. In addition to domestic coverage, they have research teams focusing on Latin America, Asia and Europe. The analysts use a bottom-up approach to stock selection. The Bear Stearns fixed-income research department provides coverage of every sector of the fixed-income universe. The financial analytics and structured transactions group (F.A.S.T) provides investment research, fixed-income portfolio management and analytical systems, trading technology and general financial expertise. The group also provides a broad range of services to financial institutions including asset-liability management, balance sheet restructuring, receivables-based financing analysis, security and portfolio analysis, peer analysis, and historical and real-time market-based information. | Finance |
