Barry M. Sine

Oppenheimer & Co., Inc. (Broker) (Oppenheimer-Broker) is the global full-service brokerage division of Oppenheimer & Co., Inc., an investment boutique headquartered in New York City with additional offices nationwide. Founded in 1975, the firm is owned directly by Viner Finance Inc., an indirect subsidiary of Oppenheimer Holdings Inc. (NYSE: OPY). Oppenheimer-Broker offers a full array of brokerage services to retail, institutional, and corporate clients.

Founded in 1995, Capstone Investments is a broker/dealer headquartered in San Diego, California with an additional office in Milwaukee, Wisconsin. The firm provides a full range of institutional services including, investment banking, research, deal origination and capital introduction services. They provide fundamental research and investment opinions to their clients primarily on small- to mid-cap companies.

Founded in 1995, Kaufman Bros. LP is a broker/dealer headquartered in New York City with an additional office in San Francisco. The firm is a member of the NASD, the SIPC and FINRA. Kaufman Bros. provides investment banking, equity research and institutional sales and trading. The firm provides fundamental research on the following sectors: (1) cable, satellite and interactive media (2) communications equipment (3) digital media software (4) green technology (5) information technology hardware and storage (6) information technology services and software (7) semiconductors and (8) telecommunications & data services.

The New York Society of Security Analysts, Inc. operates as a financial services trade group and networking forum for wall street and provides Chartered Financial Analyst (CFA) exam. The company was founded in 1937 and is headquartered in New York, NY.

Drexel Hamilton LLC is a registered broker-dealer headquartered in New York City. The firm was founded in 2007 and is a subsidiary of Drexel Hamilton Holdings LLC. Drexel Hamilton provides underwriting and executing securities transactions for corporations, municipalities and financial institutions. They offer meaningful employment opportunities for service-disabled veterans in the field of financial services.

Dawson James Securities, Inc. (Dawson James) is a full service investment firm and registered broker-dealer headquartered in Boca Raton, Florida. The firm was founded in 2002 and is a subsidiary of Ark Financial Services, Inc. Dawson James offers research, institutional & retail sales, and execution trading & corporate services to institutional money managers, mutual funds, registered investment advisors, corporations and insurance companies.

Spartan Capital Securities LLC provide financial services that focuses on investment guidance for high net worth individuals and institutions. It offers wealth management and investment banking services. The company was founded by John Lowry and is headquartered in New York, NY.