David Clifford

Part of Cohen & Co., Inc., Cohen & Company Securities LLC provides securities brokerage services. The company is based in Philadelphia, PA. Chris Ricciardi has been the CEO of the company since 2006.

Founded in 1931, Stone & Youngberg LLC is a broker/dealer located in San Francisco with an additional office in Chicago. The firm is a subsidiary of Stone & Youngberg Holdings LLC. Stone & Youngberg structures and distributes fixed-income securities for their clients which include financial institutions, investment managers, pension funds, insurance companies, state and local governments and hedge funds in California and throughout the US. The firm's research group supports the firm's sales, trading, and public finance efforts by tracking the firm's underwritings in the primary and secondary markets, particularly the below investment-grade issues.

Founded in 2007, Cohen & Co. Capital Markets LLC is a FINRA-registered broker/dealer headquartered in New York City. The firm is also does business as FGC Securities. They are a subsidiary of Institutional Financial Markets, Inc. (NYSE Amex: IFMI), formerly known as Cohen & Co., Inc. The firm specializes in credit-related fixed-income investments. They provide a range of services to institutional investors and corporations. Cohen & Co.'s primary operating segments are Capital Markets and Asset Management. The Capital Markets segment consists of credit-related fixed income sales and trading, as well as new issue placements in corporate and securitized products. The Asset Management segment manages assets through listed and private companies, funds, managed accounts and collateralized debt obligations (CDOs). Cohen & Co. manages fixed-income investments across a variety of asset classes including U.S. trust preferred securities, European hybrid capital securities, Asian commercial real estate debt and mortgage- and asset-backed securities. Clearing services are provided through Pershing LLC.