David J. Brown
Compliance Officer bei Principal Exchange Traded Funds
Ursprung des Netzwerks ersten Grades von David J. Brown
| Einheit | Art der Einheit | Industrie | |
|---|---|---|---|
Principal Exchange Traded Funds
 Principal Exchange Traded Funds Investment Trusts/Mutual FundsMiscellaneous Principal Exchange Traded Funds is an open-end management investment company that seeks to achieve its investment objective by investing, under normal circumstances, its assets in investment grade and non-investment grade fixed income securities and in equity securities. The company currently consists of one series, the Principal EDGE Active Income ETF which is diversified. Principal Exchange Traded Funds was founded in 2013 and is headquartered in Des Moines, IA.
18
| Umbrella Fund | Investment Trusts/Mutual Funds | 18 |
Principal Funds Distributor, Inc.
 Principal Funds Distributor, Inc. Investment Banks/BrokersFinance Part of Principal Financial Group, Inc., Principal Funds Distributor, Inc. provides securities brokerage services. The company is based in Des Moines, IA.
10
| Subsidiary | Investment Banks/Brokers | 10 |
Principal Shareholder Services, Inc.
 Principal Shareholder Services, Inc. Multi-Line InsuranceFinance Part of Principal Financial Group, Inc., Principal Shareholder Services, Inc. provides life insurance services. The company is based in El Dorado Hills, CA.
7
| Subsidiary | Multi-Line Insurance | 7 |
Unternehmensgrafik - zweiten Grades
Beziehungen zu mehreren Unternehmen
Unternehmensverbindungen über das persönliche Netzwerk von David J. Brown
| Unternehmen | Sektor | Verknüpfte Personen | Hauptposition |
|---|---|---|---|
| Principal Funds, Inc. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chief Executive Officer President Director of Finance/CFO Director/Board Member Chief Executive Officer Director/Board Member Compliance Officer Director/Board Member | |
Principal Diversified Select Real Asset Fund
 Principal Diversified Select Real Asset Fund Investment Trusts/Mutual FundsMiscellaneous Principal Diversified Select Real Asset Fund engages as a diversified, closed-end management investment company. The firm intends to provide a long-term total return more than inflation. It also intends to achieve its investment objective by investing in investments related to real assets and real asset companies. The company was founded on March 16, 2010 and is headquartered in Des Moines, IA. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chief Executive Officer Director of Finance/CFO Director/Board Member Director of Finance/CFO Corporate Secretary Treasurer Compliance Officer Director/Board Member General Counsel | |
Principal Life Insurance Co.
 Principal Life Insurance Co. Investment ManagersFinance Principal Life Insurance Co. provides insurance brokerage services. It offers term life, major medical, annuities, disability, long term care, health, and consultancy services to trades unions, individuals, and business marketplace. The company was founded on June 24, 1879 and is headquartered in Des Moines, IA. | Investment Managers | Chief Executive Officer Chief Investment Officer Chief Operating Officer Director of Finance/CFO Director/Board Member Treasurer Corporate Officer/Principal | |
Principal Financial Services, Inc.
 Principal Financial Services, Inc. Financial ConglomeratesFinance Principal Financial Services, Inc. provides brokerage, insurance and mortgage services. It offers retirement, group insurance benefits, business planning and protection solutions, and employees benefits, estate planning and personal trusts, life insurance and income protection. The company is headquartered in Des Moines, IA. | Financial Conglomerates | Chief Executive Officer Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Treasurer Corporate Officer/Principal | |
| PRINCIPAL FINANCIAL GROUP, INC. | Investment Managers | Chief Executive Officer Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Public Communications Contact | |
| University of Iowa | College/University | Undergraduate Degree Undergraduate Degree | |
| Principal Trust Company (Asia) Ltd. | Director/Board Member Director/Board Member | ||
United Way of Central Iowa
 United Way of Central Iowa Miscellaneous Commercial ServicesCommercial Services United Way of Central Iowa provides educational and health services. The firm convenes and unites action in three areas: education, income and health. The company was founded in 1917 and is headquartered in Des Moines, IA. | Miscellaneous Commercial Services | Chairman Director/Board Member | |
| Iowa State University | College/University | Undergraduate Degree Undergraduate Degree | |
| THE MCCLATCHY COMPANY | Publishing: Newspapers | Director/Board Member Director/Board Member | |
Greater Des Moines Partnership
 Greater Des Moines Partnership Miscellaneous Commercial ServicesCommercial Services Greater Des Moines Partnership operates as the economic and community development organization serving Greater Des Moines (DSM), united to drive economic growth with one voice, one mission and as one region. The company is headquartered in Des Moines, IA. | Miscellaneous Commercial Services | Director/Board Member Director/Board Member | |
Community Foundation of Greater Des Moines
 Community Foundation of Greater Des Moines Miscellaneous Commercial ServicesCommercial Services Community Foundation of Greater Des Moines operates as a non-profit organization which engages in promoting charitable giving and providing leadership on important community issues. The company was founded in 1969 and is headquartered in Des Moines, IA. | Miscellaneous Commercial Services | Director/Board Member Director/Board Member | |
| Stanford University | College/University | Masters Business Admin Graduate Degree | |
Principal International LLC
 Principal International LLC Investment ManagersFinance Principal International LLC provides financial and investment services. The company was founded in 1990 and is headquartered in Des Moines, IA. | Investment Managers | Director/Board Member Director/Board Member | |
McClatchy Newspapers, Inc.
 McClatchy Newspapers, Inc. Publishing: NewspapersConsumer Services McClatchy Newspapers, Inc. owns, operates, and publishes daily and non-daily newspapers. The company was founded on July 13, 1987 and is headquartered in Sacramento, CA. | Publishing: Newspapers | Director/Board Member Director/Board Member | |
Principal Bank
 Principal Bank Savings BanksFinance Principal Bank provides banking services. It offers banking products and services through internet, telephone, personal bankers by U.S. mail and a nationwide network of ATMs. The company was founded in February 1998 and is headquartered in Desmoines, IA. | Savings Banks | Director/Board Member Director/Board Member | |
Principal Global Investors LLC
 Principal Global Investors LLC Investment ManagersFinance Principal Global Investors LLC, dba Principal Asset Management (Principal AM), is a SEC-registered investment advisor headquartered in Des Moines, Iowa. The firm was founded in 1998 and is a wholly owned subsidiary of the Principal Global Investors Holding Co. (US) LLC and their ultimate parent is Principal Financial Group, Inc. (NASDAQ: PFG). Principal AM provides investment advisory services to institutional investors and individuals on a discretionary or non-discretionary basis. | Investment Managers | Corporate Officer/Principal Chief Executive Officer | |
Investment Company Institute
 Investment Company Institute Miscellaneous Commercial ServicesCommercial Services The Investment Company Institute is an association of mutual funds, exchange-traded funds, closed-end funds, and unit investment trusts. The non-profit company is based in Washington and has subsidiaries in the United Kingdom. The American company operates to support and represent these types of investment vehicles. The CEO of the company is Paul Schott Stevens. | Miscellaneous Commercial Services | General Counsel Director/Board Member | |
RobustWealth, Inc.
 RobustWealth, Inc. Internet Software/ServicesTechnology Services RobustWealth, Inc. owns and operates a wealth management platform. Its platform integrates an array of features into one suite which include automated rebalancing, billing/remittance, document vaults, electronic account opening, institutional quality goals and risk based investment portfolios, and the open architecture use of investment options. The company was founded by Michael Kerins and is headquartered in Lambertville, NJ. | Internet Software/Services | Treasurer Corporate Officer/Principal | |
Delaware Charter Guarantee & Trust Co.
 Delaware Charter Guarantee & Trust Co. Regional BanksFinance Delaware Charter Guarantee & Trust Co. operates as a non-depository trust company. The firm provides trust and administrative solutions for employee benefit plans and individual tax-advantaged accounts. Its products include personal trusts, collective investment funds/trusts and corporate directed trusts. The company was founded in 1899 and is headquartered in Wilmington, DE. | Regional Banks | Director/Board Member Director/Board Member | |
| Stanford Graduate School of Business | College/University | Masters Business Admin | |
The California Endowment Fund
 The California Endowment Fund Investment ManagersFinance The California Endowment Fund operates health funds and provides health care services. The Endowment has regional offices in San Francisco, Sacramento, Fresno and San Diego, with program staff working throughout the state. The Endowment makes grants to organizations and institutions that directly benefit the health and well-being of the people of California. The company was founded in 1996 and is headquartered in Los Angeles, CA | Investment Managers | Director/Board Member | |
Eved LLC
 Eved LLC Packaged SoftwareTechnology Services Eved LLC develops software solutions for the event and meeting industry. It provides an online marketplace where clients, venue managers, service providers and event suppliers can interact and transact business. The company was founded by Talia C. Mashiach in 2010 and is headquartered in Chicago, IL. | Packaged Software | Director/Board Member | |
| EQUITY LIFESTYLE PROPERTIES, INC. | Real Estate Investment Trusts | Director/Board Member | |
| PG&E CORPORATION | Electric Utilities | Treasurer | |
| Principal Variable Contracts Funds, Inc. | Investment Trusts/Mutual Funds | Director/Board Member | |
| The University of Chicago Booth School of Business | College/University | Masters Business Admin | |
SMS Assist LLC
 SMS Assist LLC Miscellaneous Commercial ServicesCommercial Services SMS Assist LLC provides multisite property management services. It offers a suite of property management benefits including leveraged pricing of products and services, risk indemnification, real-time services validation, instant invoicing, automatic service audits, and data analysis. The company was founded by Michael Rothman in 1999 and is headquartered in Chicago, IL. | Miscellaneous Commercial Services | Director/Board Member | |
| ARMSTRONG WORLD INDUSTRIES, INC. | Miscellaneous Manufacturing | Director/Board Member | |
| Marquette University | College/University | Graduate Degree | |
| SBI GLOBAL ASSET MANAGEMENT CO., LTD. | Investment Managers | Director/Board Member | |
University of California Press
 University of California Press Publishing: Books/MagazinesConsumer Services Part of University of California, University of California Press is a publisher that believes scholarship is a powerful tool for changing how people think, plan, and govern. The company is based in Berkeley, CA. The company gives voice to bright minds and bold ideas, seeking to foster understanding and drive progressive change. | Publishing: Books/Magazines | Director of Finance/CFO | |
| Hunan University | College/University | Undergraduate Degree | |
| MORNINGSTAR, INC. | Investment Managers | Chief Operating Officer | |
| The College of William & Mary | College/University | Undergraduate Degree | |
| University of Virginia School of Law | College/University | Graduate Degree | |
| Tyche Consulting LLC | Founder | ||
Supernova Cos. LLC
 Supernova Cos. LLC Internet Software/ServicesTechnology Services Supernova Cos. LLC engages in the provision of a platform that is focused on incorporating lending services for financial advisors. It offers turnkey, white label, enterprise, lending, and advisor services. The company was founded by Tom Anderson and Jeffrey Finn in May 2014 and is headquartered in Chicago, IL. | Internet Software/Services | Chief Executive Officer | |
| US Securities & Exchange Commission | Investment Banks/Brokers | Corporate Officer/Principal | |
Patomak Global Partners LLC
 Patomak Global Partners LLC Miscellaneous Commercial ServicesCommercial Services Patomak Global Partners LLC provides strategic advice, compliance consulting and litigation and enforcement services. Its services include strategic regulatory advice, risk management and compliance and enforcement and litigation support. The firm’s clients include broker-dealers, registered investment advisers and funds, institutional investors, commercial banks and insurance companies, asset managers, private equity firms, hedge funds, publicly-traded companies, trade associations, and other business organizations. The company was founded by Paul Stewart Atkins in 2009 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Ridgeline Ventures
 Ridgeline Ventures Investment ManagersFinance Ridgeline Ventures (Ridgeline Ventures) is a venture capital firm founded in 2013 by Tao Huang and Erich Tengelsen. The firm is headquartered in Boulder, Colorado. | Investment Managers | Founder | |
American Bar Association
 American Bar Association Miscellaneous Commercial ServicesCommercial Services American Bar Association provides legal services. It provides law school accreditation, continuing legal education, legal information and other services to assist legal professionals. The firm has members which include judges, court administrators, law professors, and non-practicing attorneys. The company was founded on August 21, 1878 and is headquartered in Chicago, IL. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Merle Norman Cosmetics, Inc.
 Merle Norman Cosmetics, Inc. Specialty StoresRetail Trade Merle Norman Cosmetics, Inc. develops, manufactures and distributes skin care and color cosmetic products. It offers Foundation, Powder, Concealer and Primer, Highlighter, Bronzer, Highlighter, Bronzer, Blush, Mascara, False Lashes and Eye Shadow. The company was founded by Merle Nethercutt Norman and J. B. Nethercutt in 1931 and is headquartered in Los Angeles, CA. | Specialty Stores | Director of Finance/CFO | |
Iowa Public Radio, Inc.
 Iowa Public Radio, Inc. BroadcastingConsumer Services Iowa Public Radio, Inc. is a public radio station that offers a mix of national and local news, talk shows, and music programs. Founded in 2004, the non-profit company is based in Des Moines, IA and has subsidiaries in the United States. The station also features performing arts and cinema content, as well as podcasts and locally-made programs. The station is supported by Iowans and offers a platform for discovering new local music and arts. | Broadcasting | Director/Board Member | |
TIAA-CREF Asset Management LLC
 TIAA-CREF Asset Management LLC Investment ManagersFinance TIAA-CREF Asset Management LLC provides investment advisory and research services. The company is headquartered in New York, NY. | Investment Managers | Corporate Officer/Principal |
Statistik
International
| Vereinigte Staaten | 48 |
| Hong Kong | 2 |
| Japan | 2 |
| China | 2 |
Sektoral
| Finance | 18 |
| Consumer Services | 14 |
| Commercial Services | 8 |
| Miscellaneous | 4 |
| Technology Services | 4 |
Operativ
| Director/Board Member | 127 |
| Corporate Officer/Principal | 47 |
| Independent Dir/Board Member | 30 |
| President | 23 |
| Director of Finance/CFO | 17 |
Am stärksten vernetzte Beziehungen
| Insiders | |
|---|---|
| Daniel Houston | 30 |
| Nora Mary Everett | 25 |
| Leroy Barnes | 19 |
| Kamal Bhatia | 17 |
| Elizabeth Ballantine | 16 |
| Elizabeth Nickels | 13 |
| Tao Huang | 13 |
| Julia Lawler | 12 |
| Victor Hymes | 11 |
| Karen McMillan | 9 |
| Craig P. Damos | 8 |
| Mike Beer | 7 |
| Padelford Lattimer | 6 |
| Gina Graham | 6 |
| Beth C. Wilson | 6 |
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- David J. Brown
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