Kemp Dolliver

Cowen & Co. LLC is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 2004 and is a subsidiary of Cowen Holdings, Inc., ultimately owned by The Toronto-Dominion Bank (TSE: TD) in Canada. Cowen & Co. offers industry-focused investment banking for growth-oriented companies, domain knowledge-driven research and a sales and trading platform for institutional investors. Their institutional sales and trading business serves both equity and fixed-income clients. Sales and trading execution platform is structured around the following key verticals: (1) healthcare (2) technology, telecommunications and media (TMT) (3) REITs and financials (4) aerospace and defense (5) consumer and (6) alternative energy.

Avondale Partners LLC is an independent broker/dealer headquartered in Nashville, Tennessee with additional offices across the US. The firm was founded by Robert Shepherd and Philip Krebs in 2001. Avondale Partners provides financial advisory services as well as equity and fixed income underwriting and private placement services to public and private companies throughout the US, Canada and Europe. They focus on middle-market companies in the healthcare sector.

Arcadia Securities LLC provides brokerage services. The private company is based in New York, NY and has subsidiaries in the United States. The company was founded in 1997 by Scott A. Katzmann.

Part of CVS Health Corp., Aetna Life & Casualty Ltd. is an Emirati company.

Part of Religare Enterprises Ltd., Religare Capital Markets (Singapore) Pte Ltd. is a Singaporean company that provides brokerage services. The company is based in Singapore, Singapore. The CEO of the company is George Christopher Holland.