Li Zhong He

Capital Securities Co., Ltd. (Capital Securities) is the brokerage subsidiary of Beijing Capital Group Co., Ltd., itself a subsidiary of Beijing State-Owned Assets Supervision & Administration in China. Established in 2000, the firm is based in Beijing and provides a range of investment management services to institutional and individual investors. They have branches and security exchanges in Shanghai, Shenzhen and other large and medium-sized cities.

Guosen Securities Co., Ltd. (Broker) (GSEC-Broker) is the broker/dealer division of Guosen Securities Co., Ltd. (SHE: 002736), a financial services company headquartered in Shenzhen, China. The firm was founded in 1994 as Shenzhen SDIC Securities Co., Ltd. GSEC-Broker provides retail clients with a full range of services such as securities trading, investment consulting, margin financing, stock pledge financing, futures IB, and financial product agency sales.