Min Li

Da Cheng Fund Management Co., Ltd. (DCFM) is an independent fund management firm headquartered in Shenzhen, China. The firm was founded in 1999 and their main shareholders are Zhongtai Trust and Investment Co. Ltd., China Everbright Securities Co. Ltd., China Galaxy Securities Co. Ltd., and Guangdong Securities Co. DCFM manages the Da Cheng range of open-end mutual funds and the Jing range of closed-end investment funds for institutional clients and private investors.

HuaAn Fund Management Co., Ltd. (HuaAn Funds) is a fund management firm headquartered in Shanghai, China. The firm was founded in 1998 and is owned by Guotai Junan Securities Co., Ltd. (SHA: 601211). HuaAn Funds provides a range of investment products and advisory services for domestic and international individual and institutional clients.

Ping An Fund Management Co., Ltd. (Ping An FMC) is a Chinese fund management subsidiary of Ping An Trust Co., Ltd., which is owned by Ping An Insurance (Group) of China Ltd. (SHA: 601318). The firm was founded as a joint venture between UOB Asset Management, Ping An Trust Co., Ltd. and Sanya Yingwan Tourism Co., Ltd. in 2011. Headquartered in Shenzhen, Ping An FMC provides a range of fund management services to retail investors in China.

Huawei Technologies Co., Ltd. engages in the manufacture of information and communications technology infrastructure and smart devices. The firm offers consumer products including phones, laptops, tablets, wearables, audio, routers, EMUI user interface, and other related accessories. It also provides business products and services such as carrier network, enterprise wireless and networking, cloud, intelligent computing, data storage, services and software for carrier networks, smart services for enterprises, and cloud migration. The company was founded by Zheng Fei Ren on September 15, 1987 and is headquartered in Shenzhen, China.

New China Fund Management Co., Ltd. (New China FMCL) is the fund management subsidiary of Hengtai Securities Co., Ltd. (HK: 1476) in China. Established in 2004, the firm is headquartered in Chongqing and manages a range of funds distributed through leading Chinese banks, securities firms, insurance companies, trust companies and other financial institutions.

Ping An Asset Management Co., Ltd. (PAAMC) is the wholly-owned asset management subsidiary of Ping An Insurance (Group) Co. of China Ltd. (SHA: 601318, HKG: 2318). The firm was founded in 2005 and formerly known as China Ping An Insurance Co., Ltd. Headquartered in Shanghai, PAAMC primarily engages in mandate insurance funds management for Ping An Group as well as asset management and investment advisory services for a variety of the most sophisticated institutional clients including sovereign wealth funds, national funds, insurers, banks and other financial institutions.

Taikang Asset Management Co. Ltd. (Taikang AM) is an asset management firm headquartered in Beijing, China. The firm was founded in 2006 and is a subsidiary of Taikang Life Insurance Co. Ltd. Taikang AM offers investment products and services which include insurance asset management, retirement plan management, enterprise annuities, occupational annuities, alternative project investments, wealth management, asset management, pension, QDII segregated accounts, and mutual funds.

Part of Taikang Life Insurance Co., Ltd., Taikang Fund Management Co. Ltd. provides investment advice. The company is based in Xicheng District, China.

Founder Securities Co., Ltd. (Broker) (Founder Securities-Broker) is the securities brokerage division of Founder Securities Co., Ltd. (SHA: 601901), a public-held company headquartered in Changsha, China. Founded in 1988, Founder Securities-Broker provides a range of broking and trading services to institutional investors.

China Universal Asset Management Co., Ltd. (CUAM) is an independent investment management firm headquartered in Shanghai, China. Founded in 2005, CUAM manages a range of Chinese equity and fixed-income mutual funds and segregated mandates for retail and institutional clients.

Changsheng Fund Management Co., Ltd. (CFM) is an independent Chinese fund management firm which was established in 1999. The firm's shareholders include Guoyuan Securities Co., DBS Asset Management, a wholly-owned subsidiary of Singapore-based DBS Bank, Anhui Provincial Innovation Investment Co. and Anhui Provincial Investment Group Co., both controlled by the Chinese Government. Based in Beijing with an office in Shanghai, CFM manages mutual funds and contributes to the management of the National Social Security Funds. Their clients are domestic retail investors and international institutions. The firm's culture combines Changsheng's local market knowledge and distribution network with DBS Asset Management's investment and risk management experience.

Vector REIT, Inc. operates as a capital pool company, which engages in the identification and evaluation of assets and businesses to invest in development projects. The company was founded on August 23, 2018 and is headquartered in Vancouver, Canada.

Rongtong Fund Management Co., Ltd. (Rongtong) is the investment advisory subsidiary of New Times Securities Co. Ltd. in China. Headquartered in Shenzhen, the firm was founded in 2001 and has a partnership with Nikko Asset Management Co., Ltd. Rongtong manages a range of open-end mutual funds and closed-end investment funds for various investors.

Zhong Ou Asset Management Co., Ltd. (Zhong Ou AM) is a fund management firm headquartered in Shanghai, China. Formerly known as Lombarda China Fund Management Co., Ltd., the firm was founded in 2006 as a joint venture between UBI, Guodu Securities Co., Ltd., China Private Ventures (Beijing) Ltd. and WinnerKey Investment Co., Ltd. Zhong Ou AM manages mutual funds and provides financial advisory services to both Chinese and global institutional, as well as retail investors.

Part of Lion Fund Management Co., Ltd., Lion Asset Management Co. Ltd. is a Chinese company that provides investment advice. The company is based in Beijing, China. The company was founded in 2013. The CEO is Qin Chang Zhang.

Boxin Equity Investment Fund Management Co. Ltd. (Boxin Equity) is a private equity and venture capital firm founded in 2007. The firm is headquartered in Beijing, China.

Spring River Greater China Fund is an open-end investment fund or unit trust. The Caymanian company was founded by Pengwei Luo.

Part of Huatai Securities Co., Ltd., Huatai United Securities Co., Ltd. is a brokerage firm that provides brokerage services. The company is based in Shenzhen, China. The Chinese company was founded in 1997. The CEO is Xiao Ma.

Golden Eagle Asset Management Co., Ltd. (Golden Eagle) is the fund management subsidiary of Dongxu Group Co., Ltd., which is owned by Dongxu Optoelectronic Investment Co., Ltd. in China. The firm was founded in 2002 by Guangzhou-based New Hope Group. Headquartered in Guangzhou, Golden Eagle manages various open-end mutual funds for individual and institutional clients.

Founder Securities Co. Ltd. (Invt Mgmt) (FS-IM) is the investment management division of Founder Securities Co. Ltd. (SHA: 601901), which is headquartered in Beijing, China. FS-IM was founded in 2008 and offers securities brokerage, asset management, investment banking and other comprehensive financial services, as well as the securities proprietary and investment services.

Cinda Fund Management Co. Ltd. (Cinda) is an asset management firm headquartered in Shenzhen, China. Formerly known as First State Cinda Fund Management Co. Ltd., the firm was founded in 2006 as a joint venture between China Cinda Asset Management Corp., an asset management firm controlled by the Government of China and the holder of a majority interest, and Colonial First State Global Asset Management Pty Ltd. which is the fund management arm and a wholly-owned subsidiary of the Commonwealth Bank of Australia (ASX: CBA). Cinda manages investment funds for retail investors.

Shenzhen Upright Finance Asset Management Co. Ltd. is a private company that provides investment advice. The company is based in Shenzhen, China. and has subsidiaries in China. The Chinese company was founded in 2014. The CEO is Bing Xin Wang.

Wanjia Asset Management Co., Ltd. (WJAsset) is an independent Chinese asset management firm which was founded in 2002 as Tiantong Fund Management Co. Ltd. WJAsset is headquartered in Shanghai and manages a range of Chinese mutual funds and provides investment management services to Chinese institutions and private individuals.

Shanghai Jewellery Water Asset Management Co. Ltd. (SJWAM) is an independent investment adviser headquartered in Shanghai and was founded in 2014. SJWAM provides investment advisory services to individuals and institutional investors.

CITIC Securities Co., Ltd. (Broker) (CITICS) is the brokerage division of CITIC Securities Co., Ltd. (SHA: 600030) in China. Headquartered in Beijing, CITICS was founded in 1995 and provides securities brokerage services to institutional clients.

Everbright PGIM Fund Management Co. Ltd. (Everbright PGIM) is a China-based joint venture firm between Everbright Securities Co. Ltd., a subsidiary of majority shareholder, state-controlled China Everbright Group Corp. and Pramerica Investment Management, a subsidiary of US-based Prudential Financial, Inc. (NYSE: PRU). The firm was founded in 2004 and as Everbright Pramerica Fund Management Co., Ltd. Headquartered in Shanghai, Everbright PGIM manages mutual funds distributed to Chinese retail investors through banks and brokerage firms.

Bank of Communications Schroder Fund Management Co., Ltd. (BOCOM Schroders) is an independent Chinese fund management firm which was founded in 2005 through a joint venture between Bank of Communications Co., Ltd. (65%), Schroders plc (30%), and China International Marine Containers (Group) Ltd. (5%). Headquartered in Shanghai, BOCOM Schroders manages the BOCUM mutual fund range.

Morgan Stanley Huaxin Fund Management Co. Ltd. (Morgan Stanley Huaxin Funds) is an independent Chinese fund management firm which was founded in 2003 as Jutian Fund Management Co. Ltd. through the joint venture of Morgan Stanley International Holdings, Inc. (34%), Huaxin Securities Co., Ltd. (36%), Hantang Securities Co., Ltd. (15%), China Merchants Finance Holdings Co., Ltd. (10%) and Shenzhen China Technology Industry Group Co., Ltd. (5%). In 2008, they were renamed Morgan Stanley Huaxin Fund Management Co. after Morgan Stanley became their largest shareholder. Headquartered in Shenzhen with additional offices in Beijing and Shanghai, Morgan Stanley Huaxin Funds provides asset management services and products for individual and institutional clients.

Harvest Fund Management Co., Ltd. (HFM) is an independent Chinese investment advisory firm which was founded in 1999. In 2005, they became a joint venture between China Credit Trust Co., Ltd. (40%), Lixin Investment Co., Ltd. (30%) and Deutsche Asset Management Co., Ltd. (30%). Headquartered in Beijing with additional office in Shanghai, the firm offers a range of domestic equity and fixed-income funds for individual, retail, institutional and Enterprise Annuity investors based in China. HFM is a responsible investor and signatory to the UN Principles for Responsible Investment (UNPRI).

Tian Hong Asset Management Co., Ltd. (Tian Hong) is the investment adviser subsidiary of Ant Group Co., Ltd. in China. Headquartered in Tianjin, Tian Hong was founded in 2004 and provides investment advice and investment consultancy services.

Yimin Asset Management Co., Ltd. (YAM) is an independent Chinese asset management firm which was established in 2005. Registered in Chongqing with their main offices in Beijing, the firm manages mutual funds. YAM's shareholders include Chongqing International Trust, China Xin Ji yuan Co. Ltd. and Zhongshan Securities Co. Ltd.

Invesco Great Wall Fund Management Co. Ltd. (Investment Management) (IGW-IM) is the investment management division of Invesco Great Wall Fund Management Co. Ltd., founded jointly in 2003 by Great Wall Securities Co. Ltd, Invesco Ltd., Kailuan (Group) Co. Ltd., and Dalian Shide Group Co., Ltd. Headquartered in Shenzhen with branches in Beijing, Shanghai and Guangzhou, IGW-IM is the first Sino-US fund management company in China. They manage a range of open-ended funds featuring different risk/return profiles.