Raymond H. Godfrey

NYFIX, Inc. provides electronic trading solutions. It provides value-added informational and analytic services and powerful tools for measuring execution quality. The company is headquartered in New York, NY.

Cantor Fitzgerald Securities (CFS) is a financial services provider headquartered in New York City and was founded in 1945. They are a subsidiary of Cantor Fitzgerald LP and their ultimate parent is CF Group Management, Inc. CFS offers an array of financial products and services in the equity and fixed-income capital markets. The firm provides sales and trading, investment banking, asset management, market commentary and market data.

JPMorgan Securities LLC (JPMS) is a securities brokerage firm headquartered in New York City. The firm was founded in 1985 and is a subsidiary of JPMorgan Broker-Dealer Holdings, Inc., ultimately held by JPMorgan Chase & Co., Inc. (NYSE: JPM). JPMS provides research on fixed income, credit, derivatives, emerging markets, foreign exchange, structured finance, technical analysis and bond indices. Their equity analysts cover equities throughout North America, EMEA, Asia/Pacific and the emerging markets. The firm's fixed income team formulates trading and portfolio recommendations for investors in global bonds and other fixed-income markets based on valuations, analytics and market dynamics.

B. Riley Securities, Inc. is a registered broker/dealer headquartered in Los Angeles, California. The firm is a subsidiary of B. Riley Securities Holdings LLC, ultimately owned by B. Riley Financial, Inc. (NASDAQ: RILY). The firm was formed in 2017, when B. Riley Financial, Inc. merged two of their brokers, B. Riley & Co. (founded in 1997) and FBR Capital Markets & Co. (founded in 1989), under the name of B. Riley FBR, Inc. B. Riley Securities provides research and trading ideas to institutional clients and high net-worth individuals. They provide investment banking services to a wide range of middle-market private and public companies.

Advanced Financial Applications, Inc. provides integrated order processing solutions to buy and sell-side institutions. It helps hedge funds, asset management firms, broker dealers, and family offices grow their businesses by creating and delivering trading solutions to streamline the trade workflow. The company was founded in 1999 and is headquartered in New York, NY.

Resnik Asset Management Co., Inc. (RAMCO) is an independent wealth management firm headquartered in Yonkers, New York. The firm was founded by Paul Resnik in 1995. RAMCO provides investment advice to individuals, such as their retirement and trust accounts.

Viking Asset Management LLC is an independent hedge fund manager headquartered in Burlingame, California. The firm was founded by Peter Benz and Stephen Rudolph in 2001. They provide investment advice to high net-worth clients.

Montefiore Medical Center engages in the provision of healthcare, clinical and surgical services. It offers treatments including cardiology and cardiac surgery, cancer care, tissue and organ transplantation, children’s health, women’s health, surgery and the surgical subspecialties. The company was founded in 1884 and is headquartered in Bronx, NY.

Lawrence Livermore National Laboratory provides nuclear testing services. The Laboratory's security needs include countering the proliferation of weapons of mass destruction and strengthening homeland security against the terrorist use of such weapons. The company was founded in 1952 and is headquartered in Livermore, CA.

Ladenburg Thalmann & Co., Inc. provides investment baking and brokerage services. The firm also provides asset and wealth management, underwriting, alternative investments and advisory services. It serves emerging growth companies and high net worth individuals. The company was founded in 1876 and is headquartered in New York, NY.

Venture Management Services, Inc. (Venture Management) is a venture capital firm founded in 1991 by Alessandro A. Piol. The firm is headquartered in New Jersey.

Part of Louis Capital Markets LP, Louis Capital Markets UK LLP is a brokerage firm. The company is based in London, UK. The British company was founded in 2003 by Patrice Cohen. Patrice Cohen has been the CEO since 2003.

Part of IBG Holdings LLC, Interactive Brokers LLC is a brokerage company. The company is based in Greenwich, CT. The CEO of the company is Milan Galik.

BGC Brokers LP (BGC) is a brokerage firm headquartered in London, UK. The firm was founded by and is a subsidiary of BGC European Holdings LP, ultimately owned by BGC Group, Inc. (NASDAQ: BGC) in the US. BGC provides broking services to broker-dealers, banks, and a range of institutional investors and other sophisticated institutional wholesale market participants.

Founded in 2009, Morgan Stanley Smith Barney LLC (MSSB) is a registered investment adviser, a registered broker-dealer, a registered futures commission merchant, and a member of the New York Stock Exchange. Headquartered in Purchase, New York, MSSB is one of the largest financial services firms in the US with branch offices in all 50 states and the District of Columbia. The firm was initially owned by a joint venture company which was indirectly owned 65% by Morgan Stanley and 35% by Citigroup, Inc. On June 28, 2013, Morgan Stanley purchased Citi’s 35% interest in MSSB. As such, the firm is now a direct subsidiary of Morgan Stanley Smith Barney Holdings LLC and they are a wholly-owned indirect subsidiary of Morgan Stanley (NYSE: MS).

MINT is an independent agency trading house built on a refreshingly different approach best described as 'live and direct'. Predominantly voice based, it provides superior wholesale brokerage services and trading support with a global reach. Highly energized, the team has an enviable reputation for dynamic solutions across an impressive client base. Founded in 2004 with a purely equities capability, MINT now covers a wide range of markets for a list that includes over 500 leading institutional clients. The business is expanding with offices in Dubai, New York and Paris, and a reach that spans the world's major trading capitals. Growing the business both in the quality and the scope of its service it has been lucky enough to attract talented people across all markets. Structured to allow the free movement of ideas and highly motivated, the team also has the support of a uniquely focused research capability and an advanced and developing technology platform. All this allows growing quality relationships built on mutual understanding and trust. Relationships that are, without doubt, the highest valued currency at MINT.

European Securities Network LLP, also known as ESN, is a private company that provides a unique service through its four members located in different locations. European Securities Network LLP was founded in 1998 and is based in Milan, Italy. It has subsidiaries in Italy and Ireland. The Italian company specializes in delivering client-oriented equity research. ESN organizes conferences and roadshows in various European cities, including London and Paris. The CEO of ESN is Giorgio M. Zancan.

Crown Advisors Management, Inc. (Crown) is an independent, SEC-registered investment advisor and hedge fund manager headquartered in Larkspur, California. The firm was founded in 2014 when they merged with and into Crown Capital Management, a California corporation, with Crown continuing as the surviving corporation of the merger. Crown provides investment advice to Foundation Partners LP.