Rob McGregor

Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world.

T. Rowe Price Associates, Inc. (Price Associates) is a registered investment advisor and mutual fund manager headquartered in Baltimore, Maryland. The firm was founded by Thomas Rowe Price, Jr. in 1937. They are a subsidiary of the T. Rowe Price Group, Inc. (NASDAQ: TROW), which was formed in 2000 as the publicly traded parent holding company of Price Associates and their affiliated entities. Price Associates offers a variety of mutual funds, sub-advisory services and separate account management for individual and institutional investors, retirement plans and financial intermediaries.

RFE Management Corp (RFE Management) is a private equity firm founded in 1979. The firm is headquartered in Westport, Connecticut.

Wafra, Inc. is a registered investment adviser headquartered in New York City. The firm was founded in 1985 and is wholly owned by Wafra InterVest Corp., which in turn is ultimately wholly beneficially owned by the Public Institution for Social Security of Kuwait (PIFSS), an autonomous agency controlled by the government of Kuwait. Wafra provides advisory and consulting services to funds, separately managed accounts and joint venture arrangements.

LaSalle Investment Management Securities LLC (LaSalle Securities) is a SEC-registered investment advisor headquartered in Baltimore, Maryland. The firm is a subsidiary of LaSalle Investment Management, Inc. and their ultimate parent is Jones Lang LaSalle Inc. (JLL) (NYSE: JLL). LaSalle Securities was founded in 1985 as Alex. Brown Realty Advisors, a subsidiary of the investment bank of Alex. Brown & Sons in Baltimore. LaSalle Partners acquired Alex. Brown Realty Advisors in 1994. In 1999, LaSalle Partners completed a merger with Jones Lang Wootton to form JLL. LaSalle Securities provides portfolio management services with respect to real estate securities to high-net worth and institutional clients.

Citizens JMP Securities LLC (Citizens JMP) is a full-service investment bank and broker/dealer headquartered in San Francisco, California. The firm was founded by Joseph Jolson in 2002 and was formerly JMP Securities LLC. The firm is a subsidiary of JMP Holding LLC, ultimately held by Citizens Financial Group, Inc. (NYSE: CFG). Citizens JMP provides equity research, institutional brokerage, and investment banking services to public and private growth companies and their investors. They are a research-driven, growth-oriented firm that provides services to small- and mid-sized companies and the institutions that invest in them. The firm specializes in four high-growth sectors of the economy: technology, healthcare, financial services, and real estate.

Whitebox Advisors LLC (Whitebox) is an independent, SEC-registered investment advisor and alternative asset manager headquartered in Minneapolis, Minnesota. Founded in 1999, Whitebox manages and advises private investment funds. They also offers advisory services to separately managed accounts.

Bow River Capital Management LLC (Bow River Capital) is a private equity firm founded in 2003 by Blair E. Richardson, Bruno Darré, and Eric B. Wolf. The firm is headquartered in Denver Colorado.

Wellframe, Inc. develops clinical system platform. The firm offers mobile platform, clinical programs, advance analytics and proven partner solutions. Its intelligent care management platform enables organizations to manage clinical and financial risk, while amplifying the impact of their existing care resources. The company was founded by Jacob Sattelmair, Trishan Panch, Vinayak Ramesh and Archit Bhise in 2011 and is headquartered in Boston, MA.

Stifel, Nicolaus & Co., Inc. (Stifel) is a dual-registered broker-dealer and investment adviser headquartered in St. Louis, Missouri. Founded in 1890, the firm is a subsidiary of Stifel Financial Corp. (NYSE: SF), a financial service holding company. Stifel provides full-service brokerage and investment advisory services to individuals and their families, institutions and businesses, and financial advisors.

Deutsche Bank Alex Brown, Inc. provides wealth management services. The company was founded in 2000 and is headquartered in Baltimore, MD.

Deloitte & Touche LLP engages in the provision of audit, advisory, financial advisory, tax, and consulting services. The company was founded on March 7, 1995 and is headquartered in New York, NY.

PNC Capital Advisors LLC (PCA) is a SEC-registered investment advisor headquartered in Baltimore, Maryland. The firm is a wholly-owned direct subsidiary of PNC Bank, NA, which is wholly-owned by The PNC Financial Services Group, Inc. (NYSE: PNC), a financial holding company. The firm was founded in 2009 from the business combination of PNC Capital Advisors, Inc. and Allegiant Asset Management Co. following the acquisition of National City Corp., the parent of Allegiant, by PNC. PCA provides taxable fixed income discretionary investment advisory services to institutional accounts.

Brown Advisory LLC is a SEC-registered investment advisor headquartered in Baltimore, Maryland. The firm is a subsidiary of Brown Advisory Management LLC and their ultimate parent is Brown Advisory, Inc. The firm was founded and launched in 1993 as an investment management division of Alex. Brown & Sons, a Baltimore-based investment bank founded in 1800. In 1998, they became independently owned through an employee-led buyout. Brown Advisory provides investment management services to individuals and institutions.

B. Riley Wealth Management, Inc. (B. Riley), formerly Wunderlich Securities, Inc., is a full-service brokerage firm headquartered in Memphis, Tennessee, founded in 1996. The firm is a subsidiary of Wunderlich Investment Co., Inc. B. Riley provides comprehensive wealth management and brokerage services to individuals and families, corporations and non-profit organizations, including qualified retirement plans, trusts, foundations and endowments. In 2001, they expanded their business to include investment advisory services. The firm is duly registered with the SEC.

Flagship Capital Management, Inc. (Flagship) is an independent, SEC-registered investment advisor and wealth management firm headquartered in Media, Pennsylvania. The firm was founded by Thomas A. Goldsmith in 1990. Flagship provides financial solutions to individuals, corporations, municipalities and foundations. They also provide investment advisory and consulting services to 401(K) plan sponsors and participants.

Sidoti & Co. LLC (S&C) is a registered broker and equity research firm headquartered in New York City. The firm is a subsidiary of Sidoti Holding Co. LLC and was founded in 1999. S&C provides research exclusively to institutional investors. The firm covers the following sectors: housing, retail, basic industries, technology, business services, capital goods, automotive, computer software, regional banking, telecommunications, entertainment, healthcare and consumer products. Their analysts conduct their own due diligence which includes visiting companies and meeting with operating and financial management. In addition, the firm's analysts focus on fundamentals, particularly cash flow from operations and EPS.

Wells Fargo Securities LLC (WFS) is the broker/dealer subsidiary of EVEREN Capital Corp., ultimately owned by Wells Fargo & Co. (NYSE: WFC). Headquartered in New York, WFS delivers a comprehensive suite of banking, capital markets and advisory solutions, such as a full complement of sales, trading and research capabilities, to corporate, government and institutional clients.

Solus Alternative Asset Management LP (Solus) is a privately held, SEC-registered investment advisor and hedge fund manager headquartered in Summit, New Jersey. The firm was founded by Chris Pucillo in 2007 as a spin-off of Stanfield Capital Partners LLC. Solus serves as the investment advisor with discretionary trading authority to private pooled investment vehicles, the securities of which are offered to investors on a private placement basis.

Apis Capital Advisors LLC (Apis Capital) is an independent, SEC-registered investment advisor and hedge fund manager headquartered in New York City. The firm was founded by Daniel Barker and Eric Almeraz in 2004. Apis Capital provides investment advisory services to its sponsored private investment funds and a unit trust that are offered for qualified, sophisticated investors.

Charles Schwab & Co., Inc. is a FINRA-registered broker/dealer headquartered in San Francisco. The firm is a subsidiary of the Charles Schwab Corp. (NYSE: SCHW). They are members of the Chicago Board Options Exchange, NASDAQ and NYSE Arca, Inc. Charles Schwab & Co. is an exchange member engaged in exchange commission business other than floor activities. They also retail mutual funds and OTC corporate equity securities. In addition, the firm underwrites and/or sells corporate securities, underwrites and/or sponsors mutual funds, is a put and call broker/dealer and/or option writer and provides investment advisory services

Wasabi Ventures Partners LLC (Wasabi Ventures Partners) is a venture capital firm founded in 2003 by TK Kuegler and Chris Yeh. The firm is headquartered in Palo Alto, California.

Envestnet Asset Management, Inc. (dba Envestnet PMC) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm was founded in 1999 by Judson Bergman, James Lumberg, Brandon Thomas, and Bill Crager. They are a wholly-owned subsidiary of Envestnet, Inc. (NYSE: ENV). Envestnet PMC provides investment management and investment advisory services through independent investment advisor firms (Advisors) for use with Advisors’ clients. The firm also serves institutional clients such as pension or profit-sharing plans, trusts, estates, and corporations and provides advisory and research services directly to Advisors.

Paul''s Place, Inc. provides education and job readiness programs. The firm’s services include education and job readiness which include adult basic literacy, computer skills training and ambassador volunteer program, and health and wellness programs, children and youth programs, day programs and case management. The company was founded in 1982 and is headquartered in Baltimore, MD.

Heartwood Partners, LLC(Heartwood Partners) is a private equity firm founded in 1982 by Brian Fitzgerald. The firm is headquartered in Norwalk, Connecticut.

Griffin Health Services Corp. provides healthcare services. It offers bariatric surgery, breast care, cancer care, cardiology and heart health, diagnostic imaging, emergency care, gastroenterology and digestive health, geriatric health, inpatient care, interventional radiology, joint health, laboratory and pathology, maternity and childbirth, occupational health and workplace safety, physical rehabilitation, psychiatry and mental health, sleep health, surgery, urology and pelvic health, weight loss and management, and wound care. The company was founded on September 20, 1984 and is headquartered in Derby, CT.

MJX Asset Management LLC (MJX) is an independent, SEC-registered investment advisor and hedge fund manager headquartered in New York City. The firm was founded by Hans L. Christensen and Martin F. Davey in 2003. MJX provides investment advisory services to, and acts as portfolio manager of, collateralized loan obligation (CLO) funds which are structured investment vehicles that invest in broadly syndicated non-investment grade debt securities, principally leveraged bank loans issued by corporate borrowers.

Boston Partners Global Investors, Inc. (Boston Partners) is a SEC-registered investment advisor headquartered in Boston, Massachusetts with offices in New York, London, Los Angeles and Greenbrae, California. Formerly known as Robeco Investment Management, Inc., the firm was founded by Mark Donovan, Robert Jones, Harry Rosenbluth, and Paul Heathwood in 1995 as Robeco USA, Inc. They are a wholly-owned subsidiary of OCE US Holding, Inc., ultimately held by ORIX Corp. (TYO: 8591, NYSE: IX), a Tokyo-based international financial services company established in 1964. Boston Partners provides value equity investment products to individual and institutional clients.

Part of KPMG International Cooperative, KPMG Corporate Finance provides financial advisory services. The company is based in Milan, Italy.

Qi Venture Partners LLC (Qi Venture Partners) is a venture capital firm founded in 2014 by Pierre Wolf. The firm is headquartered in New York.

Class Action Capital Holdings LLC is a company that monitors and identifies class action settlements. The company is based in New York, NY. The company then performs the necessary work to recover their clients' pro rata financial share.

Primarywave Media LLC operates as an integrated marketing, licensing and media company. It develops industry-defining, IP-based branding assets and campaigns designed for companies. The firm provides custom business-building and marketing solutions. It offers shared use numbers, lead generation and branding services. The company was founded by Gregg Hamerschlag in 2003 and is headquartered in Pleasantville, NY.