Robbie Joseph Hayes
Compliance Officer bei N.E.W. Advisory Services LLC
Profil
Robbie Joseph Hayes is currently working as the Chief Compliance Officer & Member at N.E.W.
Advisory Services LLC.
Prior to this, he worked as a Principal at Financial Industry Regulatory Authority, Inc. from 2010 to 2013.
He completed his undergraduate degree from St. Norbert College, Inc. in 2009.
Aktive Positionen von Robbie Joseph Hayes
| Unternehmen | Position | Beginn |
|---|---|---|
N.E.W. Advisory Services LLC
 N.E.W. Advisory Services LLC Investment ManagersFinance N.E.W. Advisory Services LLC is an independent, SEC-registered investment advisor headquartered in De Pere, Wisconsin. Founded in 2017, the firm offers a variety of advisory services to individual clients. | Compliance Officer | - |
Ehemalige bekannte Positionen von Robbie Joseph Hayes
| Unternehmen | Position | Ende |
|---|---|---|
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Corporate Officer/Principal | 01.07.2013 |
Ausbildung von Robbie Joseph Hayes
| St. Norbert College, Inc. | Undergraduate Degree |
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
Beziehungen ersten Grades
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
| Private Unternehmen | 2 |
|---|---|
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Commercial Services |
N.E.W. Advisory Services LLC
N.E.W. Advisory Services LLC Investment ManagersFinance N.E.W. Advisory Services LLC is an independent, SEC-registered investment advisor headquartered in De Pere, Wisconsin. Founded in 2017, the firm offers a variety of advisory services to individual clients. | Finance |