Troy Michael Cates

Part of Neos Investments LLC, Neos Investment Management LLC provides investment advice. The company is based in Westport, CT.

Harvest Volatility Management LLC (Harvest) is a SEC-registered investment advisor and wealth management firm headquartered in Norwalk, Connecticut. The firm was founded by Curtis “Curt” Brockelman and Richard Selvala in 2008. Harvest provides investment advisory services on a discretionary basis to high net worth individuals, family offices, foundations, endowments and other sophisticated or institutional investors.

MKM Partners LLC (MKM) is a premier institutional equity trading, sales, and research firm headquartered in Stamford, Connecticut. The firm was founded by Thomas G. Messina in 2002. They were acquired in 2023 by ROTH Capital Partners LLC, a subsidiary of CR Financial Holdings LLC. MKM provides timely, insightful, and actionable proprietary research to hedge funds, mutual funds, family offices, endowments, corporates, private equity, pension plans, RIAs, etc. The firm combines high-impact fundamental analysis with macroeconomics, technical insights, derivatives strategies, event-driven commentary, alternative research, and first-rate execution. They take a client-centric approach to the trading desk and utilize both a top-down and bottom-up approach.

Part of Mirae Asset Global Etfs Holdings Ltd., Horizons ETFs Management (USA) LLC is an innovative financial services company that offers one of the largest suites of exchange traded funds in the world. The company is based in New York, NY. The company provides a broadly diversified range of solutions for investors of all experience levels to meet their investment objectives in a variety of market conditions. Horizons ETFs is a wholly owned subsidiary of the Mirae Asset Financial Group, which manages approximately $710 billion of assets across 13 countries around the world.

Crow Point Global Dividend Plus Fund is a closed-end and non-diversified management investment. It engages in the provision of high level of income while simultaneously seeking capital preservation. The company was founded on February 23, 2015 and is headquartered in Hingham, MA.