Zhi Gang Lü

Guotai Asset Management Co., Ltd. (Guotai AMC) is the Chinese asset management firm headquartered in Shanghai and has branch offices in Beijing and Shenzhen. The firm was founded in 1998 through a joint venture between China Jianyin Investment Corp., Generali Group, and China Electricity Finance Co., Ltd. Guotai AMC manages a range of closed and open-ended funds for individual and institutional investors.

Guotai Junan Securities (Hong Kong) Ltd. (GTJA-HK) is the wholly-owned securities brokerage subsidiary of Guotai Junan (Hong Kong) Ltd., ultimately held by Guotai Junan Securities Co., Ltd. (GTJA) (SHA: 601211; HKG: 2611) in China. Headquartered in Hong Kong, GTJA-HK specializes in brokerage services for Hong Kong stocks, China B-shares, bonds, funds, derivatives and other market securities.

Wanjia Asset Management Co., Ltd. (WJAsset) is an independent Chinese asset management firm which was founded in 2002 as Tiantong Fund Management Co. Ltd. WJAsset is headquartered in Shanghai and manages a range of Chinese mutual funds and provides investment management services to Chinese institutions and private individuals.

Rongtong Fund Management Co., Ltd. (Rongtong) is the investment advisory subsidiary of New Times Securities Co. Ltd. in China. Headquartered in Shenzhen, the firm was founded in 2001 and has a partnership with Nikko Asset Management Co., Ltd. Rongtong manages a range of open-end mutual funds and closed-end investment funds for various investors.

Hwabao WP Fund Management Co., Ltd. (Hwabao FM) is an independent Chinese fund management firm which was founded as a joint venture between Baosteel Group (HWABAO Trust Co. Ltd.) and Societe Generale Group in 2003. It is now owned by Hwabao Trust Co., Ltd. (51%), Warburg Pincus Asset Management LP (29%) and Jiangsu Railway Group Co., Ltd. (20%). Headquartered in Shanghai, Hwabao FM manages funds for institutional investors.

Yinhua Fund Management Co., Ltd. (Yinhua) is an independent asset management firm headquartered in Beijing, China. Founded in 2001, Yinhua offers professional investment management services to a diverse clientele that includes financial institutions, social security fund, corporate pension schemes, high-net-worth individuals, and retail investors through mutual funds and segregated accounts.

UBS SDIC Fund Management Co., Ltd. (UBS SDIC) is an investment management subsidiary of SDIC Taikang Trust Co., Ltd., itself an indirect subsidiary of SDIC Capital Co., Ltd. (SHA: 600061), a public firm owned by the Government of China. UBS SDIC was founded in 2002 by five Chinese investment trust and securities companies. Formerly known as China Dragon Fund Management Co., the firm was restructured into a joint venture in 2005 and shareholders officially changed to SDIC TAIKANG Trust Co., Ltd. and UBS AG, with shareholding proportion of 51 and 49 percent respectively. Headquartered in Shenzhen, the firm has additional offices in Shanghai and Beijing. UBS SDIC provides financial advisory and wealth management services, managing discretionary portfolios and mutual funds primarily for Chinese clients. The firm's culture combines local expertise with the global asset management capabilities of UBS.

Orient Fund Management Co., Ltd. (Orient FM) is the fund management subsidiary of Northeast Securities Co., Ltd. (SHE: 000686) in China. Founded in 2004, Orient FM is headquartered in Beijing and manages open-end mutual funds for private individuals.

Tian Hong Asset Management Co., Ltd. (Tian Hong) is the investment adviser subsidiary of Ant Group Co., Ltd. in China. Headquartered in Tianjin, Tian Hong was founded in 2004 and provides investment advice and investment consultancy services.

CITIC Securities Co., Ltd. (Broker) (CITICS) is the brokerage division of CITIC Securities Co., Ltd. (SHA: 600030) in China. Headquartered in Beijing, CITICS was founded in 1995 and provides securities brokerage services to institutional clients.

UBS Securities Co. Ltd. is the Chinese brokerage subsidiary of UBS Group AG (SWX: UBSG) in Switzerland. Headquartered in Beijing, the firm was founded in 2006 as Beijing Securities Co. Ltd. They provide securities brokerage services to domestic corporate and institutional clients, and qualified foreign institutional investors (QFII).

CITIC Construction engages in real estate development and management services. The firm operates as a subsidiary of CITIC Group Co. The company is located in Beijing, China.

Suzhou Oriza Holdings Co. Ltd. (Suzhou Oriza) is an independent private equity firm. The firm was founded by Liu Cheng Wei in 2001. The firm is headquartered in Suzhou, China.

CITIC Trust Co. Ltd. provides trust management and investment services. It offers different types of trust products. The company was founded in March, 1988 and is headquartered in Beijing, China.

China Singapore Suzhou Industrial Park Ventures Co., Ltd. invests in Chinese market. It provides equity financing for early stage transactions with a focus on industries such as semiconductors, communications, Internet, new materials, environmental protection, and medical services.

Suzhou Yuanfeng Venture Capital Co Ltd invests in companies located in China. The fund targets company operating in the fields of information technology, biotechnology, electronics, etc. It provides financing for early and later stage capital requirements.

Part of Huatai Securities Co., Ltd., Huatai United Securities Co., Ltd. is a brokerage firm that provides brokerage services. The company is based in Shenzhen, China. The Chinese company was founded in 1997. The CEO is Xiao Ma.

Suzhou Guojia Venture Capital Co. Ltd. is a private equity fund. The company is based in Suzhou, China and ultimately controlled by the City of Suzhou.

Orient Securities Asset Management Co., Ltd. (OSAM) is the wholly-owned asset management subsidiary of Orient Securities Co., Ltd. (SHA: 600958) in China. Headquartered in Shanghai, OSAM was founded in 2010 and manages a diverse range of funds for individual and institutional clients.

Suzhou Industrial Park Guochuang Ventures Co Ltd, a fund of funds, invests in technology sectors in China.

Part of Suzhou Oriza Holdings Co. Ltd., Tibet Cowin Integrity Venture Capital Co. Ltd. is a company based in Suzhou, China.

Focusbridge Investments Ltd. is an independent mutual fund management firm headquartered in Shanghai, China. Founded in 2017, the firm manages hybrid and bond funds for various investors.

First Seafront Fund Management Co., Ltd. (FSFM) is an independent fund management firm headquartered in Shenzhen, China. The firm was founded in 2013 and formely known as Qianhai Kaiyuan Fund Management Co., Ltd. FSFM provides a range of fund management services for individual and institutional investors.