Alderman Alan Yarrow

The Chartered Institute For Securities & Investment operates as securities and investment educational institute. It is the professional body for those who work in the securities and investment industry in the UK and in a growing number of major financial centres round the world. The company was founded in 1992 and is headquartered in London, the United Kingdom.

Complinet Group Ltd. provides global compliance information solutions to the financial services industry. The firm offers Practitioner's Guide for Broker-Dealers, an online guide, which encompasses a collaboration of best practices, detailed processes and procedures on policy management, and functions as a manual to FINRA/NASD and SEC rules. The company was founded in 1997 and is headquartered in London, the United Kingdom.

Complinet Ltd. provides connected risk and compliance solutions to the financial services industry. Its services include publishing, compliance training, and software development. The company was founded by Chris Pilling in 1997 and is headquartered in London, the United Kingdom.