Allison Winn Kaplan
Corporate Officer/Principal bei Investment Management Consultants Association
Profil
Ms. Allison W.
Kaplan is a Executive Managing Director at Pathstone Family Office LLC and a Member at Investment Management Consultants Association.
Ms. Kaplan is responsible for leading the business management activities within the Research Team, which includes overseeing policies and procedures, asset allocation model and portfolio performance tracking, benchmark management, and compliance management.
Prior to joining Pathstone Family Office in January 2016, Ms. Kaplan held a similar role within the Investment Strategy Group at Convergent Wealth Advisors and contributed to the execution of company initiatives that had a research or investment focus.
Prior to her role within ISG, she developed the Portfolio Analysis Group, a team which delivered portfolio recommendations, analytics, and investment solutions to the Advisor teams directly servicing both Convergent’s existing and prospective clients.
Ms. Kaplan has also spent time with Convergent in the Advisor Group, serving as a direct point of contact for clients.
These experiences have been applied to her work with the research group.
Ms. Kaplan earned a Bachelor of Science degree in Business Administration, with a concentration in Finance and International Business, from American University in Washington, DC.
She passed the Financial Industry Regulatory Authority FINRA Series 65 exam and is a member of the Investment Management Consultants Association SM IMCA.
She also holds the Investment Management Consultants Association's Certified Investment Management Analyst CIMA designation, graduating from the program administered by the Wharton School of the University of Pennsylvania.
Aktive Positionen von Allison Winn Kaplan
Unternehmen | Position | Beginn |
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Investment Management Consultants Association | Corporate Officer/Principal | 12.08.2011 |
Pathstone Family Office LLC
Pathstone Family Office LLC Investment ManagersFinance Pathstone Family Office LLC (Pathstone) is a wealth management firm and registered investment advisor headquartered in Englewood, New Jersey. The firm was founded by Steven Braverman Braverman and Allan Zachariah in 2010. They are a wholly-owned by Pathstone Holdings LLC. Pathstone offers families, family offices and select nonprofit institutions with comprehensive family office services and customized investment advice. | Analyst-Equity | 01.11.2016 |
Ehemalige bekannte Positionen von Allison Winn Kaplan
Unternehmen | Position | Ende |
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Convergent Wealth Advisors LLC
Convergent Wealth Advisors LLC Investment ManagersFinance Founded in 1994 by David Lockshin, Convergent Wealth Advisors LLC is a registered investment advisor and hedge fund manager located in Potomac, Maryland. The firm is a majority owned subsidiary of Convergent Capital Management LLC. Convergent Wealth Advisors provides portfolio management services to individuals, high net-worth individuals, trusts, family entities, pension and profit-sharing plans, corporations, charitable institutions, foundations, universities, endowments, municipalities, and other US institutions. The firm provides advisory services to affiliated and unaffiliated private investment funds. They also provide investment advice to affiliated and non-affiliated investment advisors. | Portfolio Manager-Aktien | 22.09.2010 |
Ausbildung von Allison Winn Kaplan
American University | Undergraduate Degree |
Erfahrungen
Besetzte Positionen
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Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
Beziehungen ersten Grades
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Herr
Frau
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Private Unternehmen | 3 |
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Convergent Wealth Advisors LLC
Convergent Wealth Advisors LLC Investment ManagersFinance Founded in 1994 by David Lockshin, Convergent Wealth Advisors LLC is a registered investment advisor and hedge fund manager located in Potomac, Maryland. The firm is a majority owned subsidiary of Convergent Capital Management LLC. Convergent Wealth Advisors provides portfolio management services to individuals, high net-worth individuals, trusts, family entities, pension and profit-sharing plans, corporations, charitable institutions, foundations, universities, endowments, municipalities, and other US institutions. The firm provides advisory services to affiliated and unaffiliated private investment funds. They also provide investment advice to affiliated and non-affiliated investment advisors. | Finance |
Investment Management Consultants Association | |
Pathstone Family Office LLC
Pathstone Family Office LLC Investment ManagersFinance Pathstone Family Office LLC (Pathstone) is a wealth management firm and registered investment advisor headquartered in Englewood, New Jersey. The firm was founded by Steven Braverman Braverman and Allan Zachariah in 2010. They are a wholly-owned by Pathstone Holdings LLC. Pathstone offers families, family offices and select nonprofit institutions with comprehensive family office services and customized investment advice. | Finance |