David Wagner

MiddleGround Management LP (MiddleGround Capital) is a private equity firm founded in 2018 by John Stewart and Lauren Mulholland. The firm is headquartered in Lexington, Kentucky.

MiP.O.V. The private company is based in San Diego, CA. Technologies, Inc. operates as a social video company. The company was founded by Samuel Howard, Nick Phillips.

Fifth Third Bank, NA (Investment Management) (Fifth Third Private Bank) is the private banking division of Fifth Third Bank, NA, ultimately owned by Fifth Third Bancorp (NASDAQ: FITB). The firm is headquartered in Cincinnati, Ohio. Fifth Third Private Bank offers banking, investment and insurance products and services to private clients.

Nex Cubed Investment Management LLC (Nex Cubed) is a venture capital firm founded in 2016 by Kelsey Morgan Pasqualichio, Kip D. Quackenbush and William M. Malloy. The firm is headquartered in La Jolla, California.

Farmers National Bank of Danville (Private Banking) (FNB of Danville) is the private banking division of Farmers National Bank of Danville, a community bank headquartered in Danville, Kentucky with additional offices throughout the State. The firm was founded in 1909 and is a subsidiary of Boyle Bancorp, Inc. (OTCMKTS: BYLB). FNB of Danville provides private banking services to individual and institutional clients.

Central Hockey League operates a professional minor league hockey teams playing in small to medium-sized markets primarily in central and southwestern US states. The league, which was started in 1992, is managed and operated by WPHL, a subsidiary of Global Entertainment Corporation.

Strategas Securities LLC is a registered institutional brokerage firm headquartered in New York City. The firm was founded in 2008 by Jason DeSena Trennert, Nicholas Bohnsack, and Don Rissmiller. They are owned by Strategas Research Partners LLC. Strategas Securities provides macro research, corporate advisory and capital markets services to institutional managers and corporate executives in more than 20 countries across the globe.

Blue Sea Capital Management LLC (Blue Sea Capital) is a private equity firm founded in 2013 by Richard J. Wandoff and James R. Davis, Jr. The firm is headquartered in West Palm Beach, Florida.

Access Ventures, Inc (Access Ventures) is a venture capital firm founded in 2014 by Bryce Butler. The firm is headquartered in Louisville, Kentucky.

Hidden Harbor Capital Partners LLC (Hidden Harbor Capital Partners) is a private equity firm founded in 2016. The firm is headquartered in Boca Raton, Florida.

Part of United Way Worldwide, United Way of Greater Cincinnati operates as an association which provides social services. The company is based in Cincinnati, OH.

FEG Private Investors LLC (FEG Private Investors) is a private equity subsidiary of Fund Evaluation Group LLC, founded in 1988. The firm is headquartered in Cincinnati, Ohio with an additional offices in Texas and Indiana.

Huntington National Bank (Investment Management) (HNB-IM) is an investment management division of Huntington National Bank, which is a wholly-owned subsidiary of Huntington Bancshares, Inc. (NASDAQ: HBAN). The firm was founded in 1866 and is headquartered in Columbus, Ohio. HNB-IM provides investment management and trust services to individuals and families who seek guidance in the management of their investment assets.

Bahl & Gaynor, Inc. (B&G) is an independent, SEC-registered investment advisor headquartered in Cincinnati, Ohio. The firm was founded by William Bahl and Vere Gaynor in 1990 and conducts business as Bahl & Gaynor Investment Counsel. B&G provides portfolio management investment advisory services to individual and institutional clients.

Verses Labs, Inc. provides enterprises, organizations and governments with an integrated technologies. The company was founded by Gabriel Joseph Bradley Rene and Dan Raymond Raymond and is headquartered in Los Angeles, CA.

Vaco LLC provides staffing services. The firm offers consulting, executive search, permanent placement, strategic staffing and corporate relocation services. It serves to the technology, manufacturing, retail consumer, energy and utilities, and financial services industries. The company was founded by Jerry D. Bostelman, Brian Waller and Jay Hollomon in 2002 and is headquartered in Brentwood, TN.

Strategas Asset Management LLC (SAM) is a registered investment advisor headquartered in New York City. The firm was founded by Nicholas Bohnsack and Jason Trennert in 2014. They are a wholly-owned subsidiary of Baird Financial Corp., which in turn is wholly-owned by Baird Financial Group, Inc. SAM offers the Model Delivery Service to clients that invest directly, or on behalf of their clients. Generally, their clients include (without limitation) institutions such as broker-dealers and investment advisers.

Part of Wells Fargo & Co., Wells Fargo Securities, Inc. is a brokerage firm. The company is based in San Francisco, CA.

Immunophage Biotech Co. Ltd. is a Chinese clinical-stage biotech company that develops drugs. The company is based in Shanghai, China.

Beijing Advaccine Biotechnology Co., Ltd. engages in the research and development of prophylactic and therapeutic vaccines. Its pipeline focuses on the treatment of diseases caused by SARS-CoV-2, respiratory syncytial virus, and hepatitis B virus. The company was founded by Bin Wang in April 2009 and is headquartered in Suzhou, China.

Global X Management Co. LLC (Global X) is a SEC-registered investment advisor headquartered in New York City. The firm was founded by Bruno del Ama and Jose Carlos Gonzalez Navarro in 2008. They are a subsidiary of Global X Management Co., Inc., ultimately owned by Mirae Asset Global Investments Co., Ltd. in South Korea. Global X provides portfolio management services to SEC registered open-end management investment companies (Global X ETFs), Separately Managed Accounts and UCITS Funds.

Atento Capital LLC (Atento Capital) is a venture capital firm founded in 2020 by Michael Basch and William Gray. The firm is headquartered in Tulsa, Oklahoma.

Sway Ventures Management LLC (Sway Ventures) is a venture capital firm founded in 2013 by Brian Tyler Nugent. The firm is headquartered in San Francisco, California.

Part of UP Fintech Holding Ltd., US Tiger Securities, Inc. is a global internet brokerage listed on NASDAQ and licensed in multiple countries. US Tiger Securities is based in New York, NY. The company provides users with stock trading and a first-class investment experience. Lei Huang has been the CEO of the company since 2019.

The National Thoroughbred Racing Association, Inc. owns and operates recreational clubs. Its services include coalition of horse racing with rules, monitors membership, organizes races and promotes thoroughbred racing. The company was founded in 1998 and is headquartered in Lexington, KY.

Mizuho Securities USA LLC is the US-based securities broker/dealer and futures commission merchant arm of Mizuho Americas LLC, ultimately held by Mizuho Financial Group, Inc. (TYO: 8411, NYSE: MFG) in Japan. Headquartered in New York City, the firm was founded in 1994 and provides institutional and corporate clients access to commodity and financial markets around the world. Mizuho Securities USA covers the following industries: Consumer, Energy, Financial Institutions, Financial Sponsors, Healthcare, Industrial & Diversified Industries, Power, Utilities & Infrastructure, Real Estate, and Technology, Media & Telecom (TMT). The firm and their affiliates hold memberships on all major futures and options exchanges worldwide.