Ursprung des Netzwerks ersten Grades von Dawn Cotten
| Einheit | Art der Einheit | Industrie | |
|---|---|---|---|
ALPS Fund Services, Inc.
 ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO.
24
| Subsidiary | Investment Managers | 24 |
Rivernorth Funds
12
| Mutual Fd-Open End | Investment Trusts/Mutual Funds | 12 |
Clough Funds Trust
10
| Umbrella Fund | Investment Trusts/Mutual Funds | 10 |
Financial Investors Trust
8
| Umbrella Fund | Investment Trusts/Mutual Funds | 8 |
Stonebridge Funds Trust
1
| Mutual Fd-Open End | Investment Trusts/Mutual Funds | 1 |
Madison Capital Advisors LLC
 Madison Capital Advisors LLC Investment ManagersFinance Founded in 1996, Madison Capital Advisors is a hedge fund manager headquartered in Greenwood Village, Colorado. The firm is a subsidiary of Madison Capital Management LLC. Their clients include a select group of U.S. and European institutions, family offices and high net-worth individuals.
1
| Extinct | Investment Managers | 1 |
Unternehmensgrafik - zweiten Grades
Beziehungen zu mehreren Unternehmen
Unternehmensverbindungen über das persönliche Netzwerk von Dawn Cotten
| Unternehmen | Sektor | Verknüpfte Personen | Hauptposition |
|---|---|---|---|
| LIBERTY ALL-STAR EQUITY FUND | Investment Trusts/Mutual Funds | Director/Board Member Director of Finance/CFO Director/Board Member Corporate Officer/Principal Compliance Officer Treasurer Corporate Secretary Treasurer | |
| The Caldwell & Orkin Funds, Inc. | Investment Trusts/Mutual Funds | Compliance Officer Compliance Officer | |
Ernst & Young LLP
 Ernst & Young LLP Miscellaneous Commercial ServicesCommercial Services Ernst & Young LLP engages in the provision of accounting, assurance, tax, transaction, and advisory services. It specializes in the actuarial, analytics and big data, cyber security, accounting compliance and reporting, center for board matters, international financial reporting standards, country tax advisory, global trade, tax accounting, and climate change and sustainability. The company was founded in 1989 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
| CLOUGH GLOBAL EQUITY FUND | Investment Trusts/Mutual Funds | Director/Board Member Chief Executive Officer Director/Board Member Director/Board Member Corporate Officer/Principal Compliance Officer Compliance Officer Compliance Officer Compliance Officer Director of Finance/CFO Corporate Secretary Corporate Secretary Director/Board Member Corporate Secretary Director/Board Member Director of Finance/CFO Corporate Secretary | |
| CLOUGH GLOBAL OPPORTUNITIES FUND | Investment Trusts/Mutual Funds | Director/Board Member President Director/Board Member Director/Board Member Corporate Officer/Principal Compliance Officer Compliance Officer Compliance Officer Compliance Officer Director of Finance/CFO Corporate Officer/Principal Corporate Secretary Director/Board Member Corporate Secretary Director/Board Member Director of Finance/CFO Corporate Secretary | |
| CLOUGH GLOBAL DIVIDEND AND INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member President Director/Board Member Director/Board Member Corporate Officer/Principal Compliance Officer Compliance Officer Compliance Officer Director of Finance/CFO Corporate Officer/Principal Corporate Secretary Director/Board Member Corporate Secretary Director/Board Member Director of Finance/CFO Corporate Secretary | |
| RIVERNORTH OPPORTUNITIES FUND, INC. | Investment Trusts/Mutual Funds | President Director/Board Member Director/Board Member Director of Finance/CFO Director/Board Member Director/Board Member Director of Finance/CFO Corporate Officer/Principal Corporate Secretary President Director/Board Member Treasurer | |
| REAVES UTILITY INCOME FUND | Investment Trusts/Mutual Funds | President President Director/Board Member Corporate Officer/Principal Compliance Officer Compliance Officer Treasurer Chairman Corporate Secretary Corporate Secretary Corporate Secretary | |
| RIVERNORTH CAPITAL AND INCOME FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director/Board Member Compliance Officer Chief Executive Officer Director/Board Member Director of Finance/CFO Director/Board Member Corporate Officer/Principal Director/Board Member | |
| RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director/Board Member Compliance Officer Chief Executive Officer Director/Board Member Director of Finance/CFO Director/Board Member Corporate Officer/Principal Director/Board Member | |
| ALPS Variable Investment Trust | Director/Board Member Director/Board Member Compliance Officer Treasurer Corporate Secretary Corporate Officer/Principal President Treasurer Corporate Secretary | ||
| RIVERNORTH MANAGED DURATION MUNICIPAL INCOME FUND INC. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Compliance Officer Chairman Director/Board Member Director of Finance/CFO Corporate Officer/Principal Corporate Officer/Principal Director/Board Member | |
| RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC. | Financial Conglomerates | Director/Board Member Director/Board Member Compliance Officer Chairman Director/Board Member Director of Finance/CFO Corporate Officer/Principal Corporate Officer/Principal Director/Board Member | |
| ALPS ETF Trust | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Treasurer Compliance Officer Director/Board Member Corporate Secretary Treasurer Corporate Secretary | |
| RIVERNORTH MANAGED DURATION MUNICIPAL INCOME FUND II, INC. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Compliance Officer Chairman Director/Board Member Director of Finance/CFO Corporate Officer/Principal Director/Board Member | |
| RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND II, INC. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Compliance Officer Chairman Director/Board Member Director of Finance/CFO Corporate Officer/Principal Director/Board Member | |
| RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Compliance Officer Chief Executive Officer Director/Board Member Director of Finance/CFO Corporate Officer/Principal Director/Board Member | |
| PRINCIPAL REAL ESTATE INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Compliance Officer Treasurer Corporate Secretary President Treasurer Corporate Secretary Corporate Secretary | |
| LIBERTY ALL-STAR GROWTH FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director of Finance/CFO Compliance Officer Treasurer Corporate Secretary Treasurer | |
RiverNorth SPAC Focus Fund, Inc.
 RiverNorth SPAC Focus Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous RiverNorth SPAC Focus Fund, Inc. operates as a closed-end investment fund or Investment trust. The company is headquartered in Chicago, IL. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Compliance Officer Chairman Director/Board Member Director of Finance/CFO Corporate Officer/Principal | |
| SRH TOTAL RETURN FUND, INC. | Investment Trusts/Mutual Funds | Compliance Officer Compliance Officer Compliance Officer Treasurer Compliance Officer Treasurer | |
| ALPS Series Trust | Investment Trusts/Mutual Funds | Chairman Treasurer Compliance Officer Compliance Officer Director/Board Member Corporate Secretary | |
ALPS Holdings, Inc.
 ALPS Holdings, Inc. Investment ManagersFinance ALPS Holdings, Inc. operates as a holding company which through its business units provides investment products and servicing solutions to the financial services industry. The firm's business units include ALPS Advisors, ALPS Fund Services and ALPS Distributors. It delivers asset management and asset servicing solutions through offices in Boston, Golden, New York, Seattle and Toronto. The company was founded in June 1985 and is headquartered in Denver, CO. | Investment Managers | Chief Executive Officer Director/Board Member Chief Executive Officer Corporate Officer/Principal Corporate Officer/Principal | |
RiverNorth Capital Management LLC
 RiverNorth Capital Management LLC Investment ManagersFinance RiverNorth Capital Management LLC (RiverNorth) is a SEC-registered investment advisor headquartered in West Palm Beach, Florida. The firm was founded by Brian H. Schmucker in 2000 and is a wholly owned subsidiary of RiverNorth Financial Holdings LLC, which is majority owned by RiverNorth Holding Co. RiverNorth serves as an institutional investment manager to registered funds, private funds and separately managed accounts. | Investment Managers | Compliance Officer Chief Executive Officer President Analyst-Equity General Counsel | |
| Elevation ETF Trust | Chairman Treasurer Compliance Officer Director/Board Member | ||
ALPS Advisors, Inc.
 ALPS Advisors, Inc. Investment ManagersFinance ALPS Advisers, Inc. (AAI) is a SEC-registered investment advisor headquartered in Denver, Colorado. The firm was founded in 2006 and is a subsidiary of ALPS Holdings, Inc., ultimately held by SS&C Technologies Holdings, Inc. (NASDAQ: SSNC). AAI provides discretionary investment management services exclusively to registered investment companies. | Investment Managers | Chief Executive Officer Director/Board Member Corporate Officer/Principal General Counsel | |
| ALPS ETF TRUST - ALERIAN MLP ETF | Investment Trusts/Mutual Funds | Director/Board Member Treasurer Compliance Officer Director/Board Member | |
ALPS Portfolio Solutions Distributor, Inc.
 ALPS Portfolio Solutions Distributor, Inc. Investment Banks/BrokersFinance Alps Portfolio Solutions Distributor Inc. operates as a brokerage firm. It engages in buying and selling of securities such as stocks, bonds, and mutual funds. The company is headquartered in Denver, CO. | Investment Banks/Brokers | Director/Board Member President Director/Board Member Corporate Officer/Principal | |
| ALPS ETF TRUST - ALPS REIT DIVIDEND DOGS ETF | Investment Trusts/Mutual Funds | Director/Board Member Treasurer Director/Board Member | |
| The University of Colorado | College/University | Undergraduate Degree Director/Board Member Graduate Degree | |
RiverNorth Holding Co.
 RiverNorth Holding Co. Financial ConglomeratesFinance RiverNorth Holding Co. operates as a holding company. The company is headquartered in Delaware. | Financial Conglomerates | Director/Board Member Director/Board Member Director/Board Member | |
Alps Distributors, Inc.
 Alps Distributors, Inc. Miscellaneous Commercial ServicesCommercial Services Part of SS&C Technologies Holdings, Inc., ALPS Distributors, Inc. provides distribution services. The company is based in Beachwood, NJ. | Miscellaneous Commercial Services | Director/Board Member President Director/Board Member | |
CFA Institute
 CFA Institute Miscellaneous Commercial ServicesCommercial Services CFA Institute operates as non-profit organization, which engages in the provision of chartered financial analyst programs. It offers certificate in investment performance measurement program, investment foundations, and scholarship. The company was founded in 1965 and is headquartered in Charlottesville, VA. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
CFA Society of Chicago
 CFA Society of Chicago Miscellaneous Commercial ServicesCommercial Services CFA Society of Chicago is an investment analysts society that brings together nearly 4,200 top professionals involved in investment analysis. The society is based in Chicago, IL and is the oldest of its kind. The CFA designation is recognized by the society as a recognition of knowledge, skills, and abilities in security analysis and portfolio management. Christopher Thomas Vincent has been the CEO of the non-profit company since 2020. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
Thompson Hine LLP
 Thompson Hine LLP Miscellaneous Commercial ServicesCommercial Services Thompson Hine LLP provides legal services. It offers services to financial institutions, governments, individuals, multinational corporations and non-profit organizations. The firm also handles issues related to antitrust, corporate transactions, e-business, employee benefits and executive compensation, succession planning, taxation, and labor and employment law. It focuses on energy, healthcare, international trade, telecommunication, and transportation law. The company was founded in 1911 and is headquartered in Cleveland, OH. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
ALPS Funds Services, Inc.
 ALPS Funds Services, Inc. Investment Trusts/Mutual FundsMiscellaneous ALPS Funds Services, Inc. provides back office services for open and closed-end, and hedge funds. The firm provides administration, compliance, fund accounting, legal, marketing, tax administration, transfer agency, and shareholders services. The company was founded by W. Robert Alexander in 1985 and is headquartered in Denver, CO. | Investment Trusts/Mutual Funds | President Corporate Officer/Principal | |
Transamerica Asset Management, Inc.
 Transamerica Asset Management, Inc. Investment ManagersFinance Transamerica Asset Management, Inc. (TAM) is a registered investment advisor headquartered in Denver, Colorado. The firm was founded in 1996 and formerly known as Transamerica Fund Advisors, Inc. and as WRL Investment Management, Inc. They are a subsidiary of Transamerica Life Insurance Co., ultimately held by Aegon NV (AMS: AGN) in The Netherlands. TAM provides investment management and investment advisory services to investment companies registered under the 1940 Act. They also provide investment advisory services to a foreign registered investment company, privately-offered pooled investment vehicles that are not registered under the 1940 Act, such as the MFTC Trust and WT CITs, and an affiliated recordkeeper. | Investment Managers | Chief Executive Officer Compliance Officer | |
| The James Advantage Funds | Financial Conglomerates | Corporate Officer/Principal Corporate Secretary | |
| FTAM Funds Distributor, Inc. | Director/Board Member Director/Board Member | ||
University of Colorado Foundation, Inc.
 University of Colorado Foundation, Inc. Miscellaneous Commercial ServicesCommercial Services University of Colorado Foundation, Inc. provides financial support to charitable causes. It raises private funds from outside for support the University's strategic initiatives. The firm manages investments such as endowment funds and charitable trusts. The company was founded in 1967 and is headquartered in Boulder, CO | Miscellaneous Commercial Services | Director/Board Member Chief Executive Officer | |
A.V. Hunter Trust, Inc.
 A.V. Hunter Trust, Inc. Investment Trusts/Mutual FundsMiscellaneous A.V. Hunter Trust, Inc. operates as a non-profit organization. It provides funds services for disabled, indigent, seniors, and youth. The company was founded in 1924 and is headquartered in Glendale, CO. | Investment Trusts/Mutual Funds | Director/Board Member President |
Statistik
International
| Vereinigte Staaten | 46 |
| Tschechische Republik | 2 |
Sektoral
| Miscellaneous | 28 |
| Finance | 10 |
| Commercial Services | 7 |
| Consumer Services | 2 |
Operativ
| Director/Board Member | 166 |
| Corporate Officer/Principal | 124 |
| Compliance Officer | 98 |
| Treasurer | 60 |
| Independent Dir/Board Member | 54 |
Am stärksten vernetzte Beziehungen
| Insiders | |
|---|---|
| Melanie H. Zimdars | 33 |
| Jeremy May | 28 |
| J. Hutchens | 25 |
| John Carter | 25 |
| Ned Burke | 24 |
| David Swanson | 23 |
| Sareena Khwaja-Dixon | 21 |
| Kimberly R. Storms | 21 |
| Jeremy Wyatt Deems | 19 |
| Jerry Raio | 19 |
| Christopher Moore | 19 |
| Patrick Galley | 19 |
| Lucas D. Foss | 17 |
| Jonathan Mohrhardt | 16 |
| Theodore J. Uhl | 16 |
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- Insiders
- Dawn Cotten
- Unternehmensverbindungen
