Fook Tat Cho

Daiwa Capital Markets (Hong Kong) Ltd. (Daiwa HK) is a securities brokerage firm headquartered Hong Kong. The firm is a subsidiary of Daiwa Capital Markets Asia Holding BV, ultimately owned by Daiwa Securities Group, Inc. (TYO: 8601) in Japan. Founded in 1970, Daiwa HK offers brokerage services to an established international client base.

Standard Chartered Securities (Hong Kong) Ltd. (Standard Chartered HK) is the brokerage subsidiary of Hong Kong-based Standard Chartered Bank (Hong Kong) Ltd., which is owned by Standard Chartered Plc (LON: STAN), a multinational banking and financial services company headquartered in London, UK. Standard Chartered HK offers online securities trading services.

BNP Paribas Securities (Asia) Ltd. (BNPP SEC ASIA) is the Hong Kong-based brokerage subsidiary of BNP Paribas SA (EPA: BNP), an international banking group headquartered in France. BNPP SEC ASIA provides electronic trading services to its clients, including its affiliates which take principal or riskless principal positons. Such services enable the access to, and execution of trades via, alternative liquidity pools (ALPs), or commonly known as dark pools, operated by other service providers or affiliates of the firm (Third Party ALPs).

Mizuho Securities Asia Ltd. is the Hong Kong-based brokerage subsidiary of Mizuho Securities Co., Ltd., ultimately owned by Mizuho Financial Group, Inc. (TYO: 8411), a banking holding company headquartered in Japan. Founded in 1999, Mizuho Securities Asia provides sales, trading and execution in equity, equity-linked and convertible products across Asia, Japan and US markets for corporate, fund and institutional investors. The firm also provides a full range of fixed income products including sales and trading of investment grade and high-yield credit; government bonds; and securitization and structured products covering the full range of investors and issuers, such as asset managers, central banks, financial institutions, corporates and alternative managers.

Merrill Lynch Far East Ltd. is the stockbroking subsidiary of Merrill Lynch HK Services Ltd., ultimately owned by Bank of America Corp. (NYSE: BAC) in the US. Headquartered in Hong Kong, the firm was founded in 2003 and offers a broad range of brokerage services to institutional investors.

JPMorgan Securities (Asia Pacific) Ltd. (JPM Asia) is the Hong Kong-based brokerage subsidiary of JP Morgan Chase & Co. (NYSE: JPM), a global financial services company headquartered in the US. JPM Asia provides brokerage services to local corporations and institutions, multinationals, governments and private clients.

CLSA Ltd. is the Hong Kong-based institutional brokerage subsidiary of CITIC Securities Co., Ltd. (SSE: 600030, SEHK: 6030), a full-service investment bank headquartered in China. Founded in 1986, the firm provides sales and execution services to global investors and corporates.

UBS Securities Asia Ltd. (UBS Asia) is a brokerage firm headquartered in Hong Kong. The firm is a subsidiary of UBS AG, which is owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS Asia provides corporate and institutional clients which include intermediary and alternative asset managers with financial advisory services, access to the world's capital markets and securities products and research in the field of equity, fixed-income, rates, foreign exchange, energy and metals.

Guosen Securities (HK) Brokerage Co., Ltd. (Guosen Securities HK) is the brokerage subsidiary of Hong Kong-based Guosen Securities (HK) Financial Holdings Co., Ltd., which is wholly-owned by Guosen Securities Co., Ltd. (SHE: 002736), a state-owned financial services company headquartered in Shenzhen, China. Guosen Securities HK provides comprehensive range of businesses, such as securities trading and distribution, commodities trading and futures trading to retail and institutional clients.

Part of Haitong Securities Co., Ltd., Haitong International Japaninvest KK is a financial services company based in Tokyo, Japan. The Japanese company provides fundamental coverage of over 400 companies across China, Hong Kong, Taiwan, and the Peoples' Republic of China, via their 'connect' coverage, and South Korea. The company also provides investors with a quantitative multi-factor screening of the parent company's rated universe of over 750 stocks, looking for financial strength and earnings reliability. The company conducts extensive 'corporate access' activities, connecting investors to the region's corporates, via conferences, events, field trips, and round tables, in Asia-Pacific, Europe, and the US. The company has research sales offices in Tokyo, Hong Kong, and London, and complement those in New York and San Francisco. The company was founded by Rupert J. Eastwood.

Part of Ping An Insurance (Group) Co. of China Ltd., Ping An of China Securities (Hong Kong) Co. Ltd. is a Chinese company that provides brokerage services. The company is based in Hong Kong, Hong Kong.

Core Pacific-Yamaichi International (H.K.) Ltd. (CPYI) is a broker/dealer headquartered in Hong Kong. It was founded in 1969 as Yamaichi International (H.K.) Ltd. In 1998, Core Pacific Group acquired the Hong Kong operation of the Yamaichi Co. and the firm was renamed Core Pacific-Yamaichi International (H.K.) Ltd. It is a subsidiary of Core Pacific Group in Taiwan. CPYI provides trading services to various types of investors.

Part of Malayan Banking Bhd., MIB Securities (Hong Kong) Ltd. is a security brokers, dealers, and Chinese flotation company. The company is based in Hong Kong, Hong Kong. The company was founded in 1988. Kim Guan Teo has been the CEO of the company since 2015.

CMB International Securities Ltd. is a brokerage firm headquartered in Hong Kong. The firm is a subsidiary of CMB International Capital Holdings Corp. Ltd., ultimately held by China Merchants Bank Co., Ltd. (SHA: 600036) in China. They provide stock broking services to corporate and institutional clients.

Part of Changjiang Securities Co., Ltd., Changjiang Securities Brokerage (HK) Ltd. is a securities brokerage firm based in Hong Kong, Hong Kong. The Chinese company offers securities trading services, online transactions, asset management, investment banking, and corporate financing services. The company is a subsidiary of Changjiang Securities Co., Ltd., which is listed on the Shenzhen Stock Exchange. The company provides customers with a comprehensive retail broker through its licensed corporation, Long Certificate International, and is committed to providing a range of products and services to its customers. The CEO of the company is Jin Wen Xu.

BOCI Research Ltd. is an investment research firm headquartered in Hong Kong. The firm was founded in 1998 and is a subsidiary of BOCI Asia Ltd., ultimately held by Chinese government’s China Investment Corp. BOCI Research primarily provides research reports and analysis on China with a focus on telecommunications, property, media, retail, technology, energy, oil and gas, metals and mining, utilities, financials, and transport and logistics sectors.

Jefferies Hong Kong Ltd. is a securities brokerage firm headquartered in Hong Kong. The firm is a subsidiary of Jefferies Group LLC, which is owned by Jefferies Financial Group, Inc. (NYSE: JEF) in the US. Jefferies Hong Kong is a client-focused full-service sales, trading and capital markets platform across all equity and fixed income securities. They provide an array of trading and execution services for their clients.

Part of Bank of America Corp., Merrill Lynch Equities (Australia) Ltd. is an Australian company that provides brokerage services. The company is based in Sydney, Australia. Joseph Fayyad has been the CEO of the company since 2017.

Kornitzer Capital Management Inc. (KCM) is an independent, SEC-registered investment advisor headquartered in Shawnee Mission, Kansas. The firm was founded by John Kornitzer in 1989. KCM manages assets for institutions, mutual funds (the Buffalo Funds), and private clients.

International Association of Privacy Professionals provides information privacy community and resources. It helps organizations from data breach, identity theft, loss of customer trust and in protection of data. The company was founded in 2000 and is headquartered in Portsmouth, NH.

CGS International Securities Hong Kong Ltd. provides brokerage services. CGS International Securities Hong Kong Ltd. is based in Hong Kong, Hong Kong. The Chinese company was founded in 1991. Soo Lik Keoy has been the CEO of the company since 2010.

CCB International Securities Ltd. provides brokerage services and is ultimately controlled by the Government of China. The company is based in Hong Kong, Hong Kong.

Haitong International Securities Co., Ltd. is the securities brokerage subsidiary of Hong Kong-based Haitong International Securities Group Ltd. (HKG: 0665), which is owned by Haitong Securities Co., Ltd. (SHA: 600837), an investment bank and securities firm headquartered in China. Haitong International Securities offers sales and trading of both equity and fixed income products, prime brokerage and research advisory services to a diverse group of institutional clients such as investment funds, sovereign funds, insurance companies and financial institutions, globally.

UBS Securities Pte Ltd. (South Korea) is the South Korean broker/dealer division of UBS Securities Pte Ltd. in Singapore, ultimately held by UBS Group AG (SWX: UBSG) in Switzerland. Headquartered in Seoul, the firm was founded in 2006 and offers trading services to institutional investors.

Standard Chartered Securities Korea Ltd. is a wholly-owned broker/dealer subsidiary of Korea-based Standard Chartered Korea Ltd., ultimately held by Standard Chartered Plc (LON: STAN) in Great Britain. Headquartered in Seoul, the firm was founded in 2008 and offers comprehensive corporate financial services such as underwriting and brokerage of bonds, brokerage of foreign bonds and M&A advisory to domestic and foreign customers by utilizing product development know-how and international network.

RHB Securities Hong Kong Ltd. (RHBHK) is a brokerage firm headquartered in Hong Kong. The firm was founded in 2013 and is owned by RHB Hong Kong Ltd., ultimately held by RHB Bank Bhd. (KLSE: RHBBANK) in Malaysia. RHBHK provides stock broking and derivatives trading services catering both retail clients and institutional investors.

CITIC Securities International Co., Ltd. (Research) (CITIC-Research) is the investment research division of CITIC Securities International Co., Ltd., a capital market company headquartered in Hong Kong. The firm was founded in 2005 and is a subsidiary of CITIC Securities Co., Ltd. (SHA: 600030; OTCMKTS: CIIHY) in China. CITIC Securities International offers research reports to a large and diverse client base that includes financial institutions, corporations and individuals.

Part of Mirae Asset Financial Group, Mirae Asset Securities (HK) Ltd. is a brokerage service. The company is based in Hong Kong, Hong Kong. The Chinese company was founded in 2007. The CEO is Sang-Joon Kim.