Heidi Goldstein

Hartford Investment Management Co. (HIMCO) is a SEC-registered investment advisor headquartered in Hartford, Connecticut. The firm was founded in 1996 by acquiring the business, personnel and corporate name of an affiliate which had been in operation since 1981 and which performed substantially similar services They are a wholly-owned subsidiary of The Hartford Financial Services Group, Inc. (NYSE: HIG). HIMCO provides investment advisory services primarily to institutional clients and registered and unregistered investment companies. The firm also serves as an investment adviser for its affiliates and provides investment advisory services for vehicles that support the product mix of its affiliates.

Ernst & Young LLP engages in the provision of accounting, assurance, tax, transaction, and advisory services. It specializes in the actuarial, analytics and big data, cyber security, accounting compliance and reporting, center for board matters, international financial reporting standards, country tax advisory, global trade, tax accounting, and climate change and sustainability. The company was founded in 1989 and is headquartered in New York, NY.

Thermal Solutions Manufacturing, Inc. engages in the manufacture and distribution of heavy duty and light truck heat exchange and temperature control products. Its products include aluminum, charge air coolers, condensers, emissions, heater cores, marine, and radiator products. The company was founded in 1915 and is headquartered in Nashville, TN.

Thomson Plastics Inc. manufactures and engineers plastic injection molding components. Its services include product design, tooling design and management, just-in-time delivery, value analysis and value engineering, and onsite representative. The firm supplies plastic injection molded parts and assemblies for automobile, industrial, lawn and garden, and sports and recreation industries. The company was founded by Jerry Harrison in 1975 and is headquartered in Thomson, GA.

Connecticut Bar Association, Inc. provides legal services. The private company is based in Connecticut.

UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients.

R&D Enterprises, Inc. designs and manufacturers of high-quality engineered oil coolers and heat exchangers products. It supplies product worldwide for recreational boats, commercial marine vessels, industrial usage, truck and automotive applications, and agricultural equipment installation. Its products are air coolers, heat exchanger, engine oil coolers, engine water coolers, hydraulic oil coolers, plate, polymer oil, [power steering oil, transmission oil coolers, and combination coolers in tandem. The company was founded on April 18, 1977 and is headquartered in Plymouth, MI.

American Bar Association provides legal services. It provides law school accreditation, continuing legal education, legal information and other services to assist legal professionals. The firm has members which include judges, court administrators, law professors, and non-practicing attorneys. The company was founded on August 21, 1878 and is headquartered in Chicago, IL.

PricewaterhouseCoopers LLC provides assurance, tax and advisory services. Its services include audit and assurance, consulting, deals, human resources, legal, tax, and family business. The firm also offers accountability, risk management, structuring, mergers and acquisitions, and performance and process improvement. The company was founded in 1998 and is headquartered in Buffalo, NY.

UBS Investment Bank provides investment banking and securities brokerage services. Its clients include institutional and corporate clients, intermediaries, governments, and hedge funds. The firm also provides merger and acquisition advisory, private placement, investment research, foreign exchange, equity, and leverage finance advisory services. The firm is headquartered in San Francisco, CA.

American Signcrafters LLC engages in planning, designing, managing, fabricating and installing sign programs. It specializes in national bank conversions and re-branding, restaurants, retail stores and other global businesses who share its creative passion and commitment to excellence. The company was founded in 1979 by Jeffrey Petersen and is headquartered in Islip, NY.

SB Media Holdings Corp. provides marketing and consulting service. The company was founded in August 2005 and is headquartered in Tokyo, Japan.

Brighthouse Life Insurance Company of NY is a life insurance company. It provides fixed and variable annuity products in New York and administers an in-force block of life insurance policies. The company operates its business through three segments: Annuities, Life and Corporate & Other. The Annuities segment offers variable, fixed and index-linked annuity products in New York that are sold to individuals through multiple third-party distribution channels. The Life segment currently administers in-force blocks of life insurance policies, primarily term life. This segment plans to offer new term life and universal life insurance products in New York. Its term life products are designed to provide a fixed death benefit for a guaranteed level premium to be paid over a specified period of time; and universal life products provide a death benefit in return for payment of specified annual policy charges. The Corporate & Other segment contains the excess capital, as well as certain charges and activities, not allocated to the segments. The company was founded on December 31, 1992 and is headquartered in New York, NY.

New England Life Insurance Co. provides insurance and financial products and services. Its services include life insurance, long term care, and disability income insurance. The company is headquartered in Boston, MA.

Pomona Management Co., Inc. (Pomona Capital) is a private equity subsidiary of Voya Pomona Holdings LLC founded in 1994 by Michael D. Granoff. The firm is headquartered in New York.

Fitch Ratings, Inc. is a global rating agency and investment research firm headquartered in New York City. The firm was founded by John Knowles in 1913 as Fitch Publishing Co. They are a subsidiary of Fitch Group, Inc., ultimately owned by The Hearst Family Trust. Fitch Ratings seeks to provide independent and prospective credit opinions, research and data to the world's credit markets. Their approach is based on a foundation of local market experience that covers capital markets in over 150 countries. The firm's ratings analysis and rating decisions are based on established criteria, methodologies and ratings definitions which they apply in a consistent manner. Fitch Ratings provides coverage of the following markets: Economics, Banks, Insurance, Sovereigns, Corporates, Structured Finance, Public Finance – International, Public Finance – US, Infrastructure & Project, and Finance.

Webster Bank, NA provides banking services. It offers investment management, financial planning services, banking and lending solutions, fiduciary services and institutional services. The company is headquartered in Waterbury, CT.

Brighthouse Investment Advisers LLC (BIA) is a registered investment advisor headquartered in Boston, Massachusetts. The firm was founded in 1994 as MetLife Advisers LLC and changed their name into Brighthouse Investment Advisers LLC in 2017. They are a subsidiary of Brighthouse Holdings LLC, which is owned by Brighthouse Financial, Inc. (NASDAQ: BHF). BIA serves as the investment adviser to participants in the asset allocation program made available exclusively under Marquis Portfolios variable annuity contracts by the issuing insurance companies. In this capacity, their clients are holders of Marquis Portfolios variable annuity contracts. As noted above, the firm also serves as investment adviser to certain investment companies registered under the 1940 Act.

Renzulli Learning Systems develops, markets and supports a web-hosted application designed to promote K-12 student-driven learning based on research in instructional strategies. The company was founded by Joseph Renzulli and Sally Reis in 2005 and is headquartered in New Haven, CT.

Part of Nassau Reinsurance LLC, Phoenix Home Life Insurance Co. is a company that provides life insurance. The company is based in Hartford, CT.

Basso Capital Management LP (Basso) is an independent, SEC-registered investment advisor and wealth management firm headquartered in Stamford, Connecticut. The firm was founded in 2003 by Howard Fischer and Dwight Nelson. Basso provides discretionary and non-discretionary advisory services to family offices on behalf of high-net-worth individuals, families and their associated entities.