Profil
Mr. Joe Ladeira is Chief Compliance Officer at Byron Capital Markets.
He joined Byron in March 2011.
His Compliance Department advises and assists the members of the firm to ensure compliance with applicable laws, rules and regulations.
He has extensive knowledge and experience in the securities industry with both large and small institutional dealers and has previously served as the Chief Compliance Officer at Richardson GMP Limited and Magna Partners Limited.
Previously, he also spent eight years at Scotia Capital Inc. as a Director of Retail Compliance and he also has experience working for IIROC.
Mr. Ladeira received his B.A.
in Economics from University of Victoria in 1986.
He is also a Certified Management Accountant and a Certified Fraud Examiner.
Ehemalige bekannte Positionen von Joe Ladeira
| Unternehmen | Position | Ende |
|---|---|---|
| Investment Industry Regulatory Organization of Canada | Corporate Officer/Principal | - |
Scotia Capital, Inc.
 Scotia Capital, Inc. Investment ManagersFinance Founded in 1939, Scotia Capital, Inc. is a full-service financial services firm headquartered in Toronto, Ontario. The firm is a subsidiary of the Bank of Nova Scotia (NYSE: BNS) Their global operations are divided into two primary business units: (1) global corporate and investment banking and (2) global capital markets. | Corporate Officer/Principal | - |
Richardson Wealth (USA) Ltd.
 Richardson Wealth (USA) Ltd. Investment Banks/BrokersFinance Richardson Wealth (USA) Ltd. is an independent Canadian broker/dealer headquartered in Toronto, Ontario. It was founded by Andrew Marsh as Richardson GMP Ltd. The firm provides a full spectrum of brokerage services to corporate and institutional clients. | Corporate Officer/Principal | - |
Velocity Trade Capital Ltd.
 Velocity Trade Capital Ltd. Investment Banks/BrokersFinance Velocity Trade Capital Ltd. (VTC) is the brokerage subsidiary of Velocity Foreign Exchange Services Ltd. The firm is headquartered in Toronto and was founded in 2012. VTC provides corporate broking, sales and trading, and research services to their clients. | Corporate Officer/Principal | - |
Byron Capital Markets Ltd.
 Byron Capital Markets Ltd. Investment Banks/BrokersFinance Founded in 2009, Byron Capital Markets is a broker/dealer located in Toronto, Ontario. The firm is a subsidiary of Byron Securities Ltd., a Toronto-based investment dealer and member of the Investment Industry Regulator Organization of Canada (IIROC). Byron Capital Markets focuses on providing superior services to small- and mid-cap companies in a variety of market segments. Historically, the firm has focused on the mining, energy, technology, biotechnology and healthcare sectors. They also provide investment banking services in the areas of alternative energy and rare earth and other non-conventional mining and exploration industries. Byron Capital Markets' Sales & Trading division offers trading access to all Canadian equity markets and alternate trading systems. | Compliance Officer | - |
Ausbildung von Joe Ladeira
| University of Victoria | Undergraduate Degree |
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
Beziehungen ersten Grades
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
| Private Unternehmen | 5 |
|---|---|
Byron Capital Markets Ltd.
Byron Capital Markets Ltd. Investment Banks/BrokersFinance Founded in 2009, Byron Capital Markets is a broker/dealer located in Toronto, Ontario. The firm is a subsidiary of Byron Securities Ltd., a Toronto-based investment dealer and member of the Investment Industry Regulator Organization of Canada (IIROC). Byron Capital Markets focuses on providing superior services to small- and mid-cap companies in a variety of market segments. Historically, the firm has focused on the mining, energy, technology, biotechnology and healthcare sectors. They also provide investment banking services in the areas of alternative energy and rare earth and other non-conventional mining and exploration industries. Byron Capital Markets' Sales & Trading division offers trading access to all Canadian equity markets and alternate trading systems. | Finance |
Richardson Wealth (USA) Ltd.
Richardson Wealth (USA) Ltd. Investment Banks/BrokersFinance Richardson Wealth (USA) Ltd. is an independent Canadian broker/dealer headquartered in Toronto, Ontario. It was founded by Andrew Marsh as Richardson GMP Ltd. The firm provides a full spectrum of brokerage services to corporate and institutional clients. | Finance |
Velocity Trade Capital Ltd.
Velocity Trade Capital Ltd. Investment Banks/BrokersFinance Velocity Trade Capital Ltd. (VTC) is the brokerage subsidiary of Velocity Foreign Exchange Services Ltd. The firm is headquartered in Toronto and was founded in 2012. VTC provides corporate broking, sales and trading, and research services to their clients. | Finance |
Scotia Capital, Inc.
Scotia Capital, Inc. Investment ManagersFinance Founded in 1939, Scotia Capital, Inc. is a full-service financial services firm headquartered in Toronto, Ontario. The firm is a subsidiary of the Bank of Nova Scotia (NYSE: BNS) Their global operations are divided into two primary business units: (1) global corporate and investment banking and (2) global capital markets. | Finance |
| Investment Industry Regulatory Organization of Canada | Government |
