Kai Ze Guo

AIG-Huatai Fund Management Co. Ltd. was established in 2004 through a joint venture agreement between Huatai Securities Co., Suzhou New District Hi-Tech Industrial Park Co. and AIG Global Investment Corp. which is a subsidiary of American International Group (NYSE:AIG). AIG and Huatai each hold 49% interest in the firm. AIG-Huatai provides investment management and financial services to institutions and private individuals in mainland China. They manage mutual funds and an exchange traded fund. The firm aims at integrating Huatai's local market expertise with AIG's international experience in asset management, within local regulatory constraints.

Huatai-PineBridge Fund Management Co., Ltd. (Huatai-PineBridge FM) is an independent Chinese fund management firm which was founded in 2004 through a joint venture between Pinebridge Investment Co., Huatai Securities Co., Ltd. and Suzhou New District Hi-Tech Industrial Park Co., Ltd. Formerly known as AIG Huatai Fund Management Co. Ltd., the firm changed their name to Huatai-PineBridge Fund Management Co., Ltd. in 2010. Huatai-PineBridge FM is headquartered in Shanghai and manages a range of funds for individual and institutional investors.

CITIC Fund Management Co. Ltd. (CFM) is the fund management arm and a wholly-owned subsidiary of CITIC Securities Co. Ltd., which is among China's leading brokerage firms. Established in 2003, CFM was originally set up jointly by CITIC Securities (SHG: 600030), State Development & Investment Corp., Shanghai Jiushi Corp. and Zhonghai Trust & Investment Co., Ltd. The firm is located in Beijing. CFM provides investment advisory and financial services. They manage mutual funds. Their clientele includes domestic retail investors and international institutions. In 2009 the firm was absorbed by China Asset Management.