Katie Anne Brown

Ms. Katie A.
Brown is a Chief Operating Officer & Chief Compliance Officer at ADE LLC.
She fully manages the day to day operations of Armstrong Dixon and their associated RIA, ADE, LLC.
Her duties range from supervising some employees to creating processes ensuring clients get a wonderful service experience.
In addition to leading the operations team, her responsibilities also include ensuring the firm remains in compliance with all regulatory authorities to include FINRA & the SEC.
She graduated from Towson University's School of Business and Economics with a degree in Finance in December of 2014.
She currently holds her FINRA Series 7 and 24 registrations with LPL Financial and Series 66 registration held through LPL Financial and ADE, LLC.