Lisa Curcio
Compliance Officer bei ROYCE GLOBAL TRUST, INC.
Ursprung des Netzwerks ersten Grades von Lisa Curcio
| Einheit | Art der Einheit | Industrie | |
|---|---|---|---|
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 20 | |
The Royce Fund
14
| Umbrella Fund | Investment Trusts/Mutual Funds | 14 |
Royce Capital Fund
13
| Umbrella Fund | Investment Trusts/Mutual Funds | 13 |
Bank of New York (New York Branch)
 Bank of New York (New York Branch) Investment ManagersFinance The Bank of New York is an investment management division of the Bank of New York Mellon (NYSE: BK)
12
| Extinct | Investment Managers | 12 |
Unternehmensgrafik - zweiten Grades
Beziehungen zu mehreren Unternehmen
Unternehmensverbindungen über das persönliche Netzwerk von Lisa Curcio
| Unternehmen | Sektor | Verknüpfte Personen | Hauptposition |
|---|---|---|---|
| ROYCE MICRO-CAP TRUST, INC. | Investment Trusts/Mutual Funds | Chief Executive Officer Director/Board Member Director/Board Member General Counsel Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chief Administrative Officer Corporate Officer/Principal Director/Board Member President Compliance Officer Director/Board Member Treasurer Director/Board Member Director/Board Member | |
| ROYCE SMALL-CAP TRUST, INC. | Investment Trusts/Mutual Funds | President Director/Board Member Director/Board Member General Counsel Director/Board Member Director/Board Member Chief Investment Officer Director/Board Member Director/Board Member Director/Board Member Chief Administrative Officer Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Chief Executive Officer Compliance Officer Director/Board Member Treasurer Director/Board Member Director/Board Member | |
Spears, Benzak, Salomon & Farrell, Inc.
 Spears, Benzak, Salomon & Farrell, Inc. Investment ManagersFinance Part of KeyCorp, Spears, Benzak, Salomon & Farrell, Inc. is an investment management firm. The company is based in White Plains, NY. The company was founded by Vince D. Farrell. Spears, Benzak, Salomon & Farrell was acquired by KeyCorp on April 13, 1995. | Investment Managers | Chief Tech/Sci/R&D Officer | |
Comerica Bank (Investment Management Texas)
 Comerica Bank (Investment Management Texas) Investment ManagersFinance Comerica Bank (Investment Management Texas) (Comerica-IM) is the asset management arm of Comerica Bank, which is owned by Comerica, Inc. (NYSE: CMA), a financial services company headquartered in Dallas, Texas. The firm was founded in 1849 by Elon Farnsworth. Comerica-IM manages assets for high net-worth individual investors, foundations, endowments and institutional investors. The firm also provides asset allocation guidelines and investment research for Comerica Securities, their brokerage affiliate. | Investment Managers | Analyst-Equity | |
Royce & Associates LP
 Royce & Associates LP Investment ManagersFinance Royce & Associates LP, dba Royce Investment Partners (Royce), is a SEC-registered investment advisor headquartered in New York City. The firm was founded by Charles Royce in 1972 and is a subsidiary of Legg Mason Royce Holdings LLC, which is ultimately owned by Franklin Resources, Inc. (NYSE: BEN). Royce offers investment advisory services to US registered investment companies, non-US investment companies, collective investment trusts, two separate series of a privately offered limited liability company, and institutional separate accounts managed for a pension plan and a charitable organization. | Investment Managers | Founder Portfolio Manager-Equities Chief Investment Officer Trading-Equity Chief Executive Officer | |
| SPROTT FOCUS TRUST, INC. | Investment Trusts/Mutual Funds | President Director/Board Member Director/Board Member General Counsel Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chief Administrative Officer Corporate Officer/Principal Corporate Officer/Principal Director/Board Member | |
UBS AG (New York)
 UBS AG (New York) Investment ManagersFinance UBS AG's (NYSE: UBS) New York City-based wealth management arm is known as UBS Private Banking (US). The firm provides a range of customized wealth management products and services for private clients. | Investment Managers | Corporate Officer/Principal | |
Legg Mason Funds Management, Inc. /MD/
 Legg Mason Funds Management, Inc. /MD/ Investment ManagersFinance Part of Franklin Resources, Inc., Legg Mason Funds Management, Inc. is an American Baltimore-based company that provides investment advice. | Investment Managers | Director/Board Member Director/Board Member | |
Causeway Capital Management LLC
 Causeway Capital Management LLC Investment ManagersFinance Causeway Capital Management LLC (Causeway) is a registered investment advisor and mutual fund manager headquartered in Los Angeles, California. The firm was founded by Harry Hartford and Sarah Ketterer in 2001 as HWI Capital Management LLC. They are a subsidiary of Causeway Capital Holdings LLC. Causeway provides international, global, and emerging markets equity investment management services to institutional clients such as corporations, pension plans, sovereign wealth funds, superannuation funds, public retirement plans, Taft-Hartley pension plans, endowments and foundations, mutual funds and other collective investment vehicles, charities, private trusts and funds, wrap fee programs, and other institutions. | Investment Managers | Analyst-Equity | |
Royce Fund Services LLC
 Royce Fund Services LLC Financial ConglomeratesFinance Part of Franklin Resources, Inc., Royce Fund Services LLC provides financial services. The company is based in New York, NY. | Financial Conglomerates | Corporate Secretary President Corporate Officer/Principal | |
| OXFORD SQUARE CAPITAL CORP. | Investment Managers | Director/Board Member Director/Board Member | |
The Tennis Channel, Inc.
 The Tennis Channel, Inc. Cable/Satellite TVConsumer Services The Tennis Channel, Inc. owns and operates cable and satellite television networks. It offers sports, health, fitness, pop culture, entertainment, lifestyle, and travel programs through MSOs. The firm provides online content that includes instruction and tips on nutrition, health, and fitness, as well as city guides. The company was founded by Steve Bellamy in 2001 and is headquartered in Santa Monica, CA. | Cable/Satellite TV | Chief Executive Officer | |
Direct Holdings Americas, Inc.
 Direct Holdings Americas, Inc. Electronics/Appliance StoresRetail Trade Direct Holdings Americas, Inc. specializes in music and books. The company is one of the world's largest direct marketers of audio and video products throughout North America, Europe and Australia. The Company has set the standard in the direct response industry by pioneering direct marketing techniques and building one of the most trusted and recognized brands in commerce. Time Life now also sells its products through major traditional and non-traditional retailers around the world as well as via the Internet. | Electronics/Appliance Stores | President | |
| Brown University | College/University | Undergraduate Degree Undergraduate Degree | |
| University of Virginia | College/University | Undergraduate Degree Masters Business Admin Undergraduate Degree | |
| The Trustees of Columbia University in The City of New York | College/University | Masters Business Admin Masters Business Admin Corporate Officer/Principal Masters Business Admin | |
Duke University
 Duke University Other Consumer ServicesConsumer Services Duke University is an academic university that offers undergraduate, graduate and professional programs. It also has publications and research services. The university was founded in 1838 and is headquartered in Durham, NC. | College/University | Graduate Degree | |
Lewis Corp.
 Lewis Corp. HomebuildingConsumer Durables Lewis Corp. provides construction services. The company was founded in 2000 and is headquartered in Pocatello, ID. | Homebuilding | Corporate Officer/Principal | |
Simpson Thacher & Bartlett LLP
 Simpson Thacher & Bartlett LLP Miscellaneous Commercial ServicesCommercial Services Simpson Thacher & Bartlett LLP provides legal services. Its areas of practices include corporate, litigation, banking and credit, capital markets, mergers and acquisitions, real estate, private funds, intellectual property, restructuring and bankruptcy, and tax. The firm serves the energy, financial services, healthcare, insurance and reinsurance, technology, retail, defense, education and transportation industries. The company operates through its offices located in Beijing, Hong Kong, Houston, London, Los Angeles, New York, Palo Alto, São Paulo, Seoul, Tokyo and Washington, DC. Simpson Thacher & Bartlett was founded in 1884 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Spring Capital Partners
 Spring Capital Partners Investment ManagersFinance Spring Capital Partners (Spring Capital) is a private equity firm founded in 1999 by Michael F. Donoghue and Robert M. Stewart. The firm is headquartered in Lutherville, Maryland. | Investment Managers | Private Equity Analyst | |
| The University of Chicago | College/University | Undergraduate Degree Masters Business Admin | |
| Yale University | College/University | Undergraduate Degree | |
| Tufts University | College/University | Undergraduate Degree | |
| Williams College | College/University | Undergraduate Degree | |
| Georgetown University | College/University | Masters Business Admin Undergraduate Degree | |
Major League Baseball Blue, Inc.
 Major League Baseball Blue, Inc. Movies/EntertainmentConsumer Services Major League Baseball Blue, Inc. engages in the operations of baseball clubs. It owns and manages sports related activities and events including professional and amateur sports teams, leagues, and associations. It also sells national broadcasting rights and distributes fees to the teams. The company was founded in 1876 and is headquartered in New York City, NY. | Movies/Entertainment | Corporate Officer/Principal | |
| Manhattan Cable Television | President | ||
MAI Capital Management LLC
 MAI Capital Management LLC Investment ManagersFinance MAI Capital Management LLC (MAI) is a SEC-registered investment advisor and wealth management firm headquartered in Cleveland, Ohio. They are a wholly-owned subsidiary of MAI Capital Management Intermediate LLC. The firm was founded in 2007 as MAI Wealth Advisors LLC and became MAI Capital Management LLC in 2014. MAI provides discretionary and non-discretionary investment management to individuals, high-net worth individuals and families, and institutions. The firm also manages accounts in wrap-fee programs sponsored by other financial services firms. | Investment Managers | Portfolio Manager-Equities | |
Turnstone Capital Management LLC
 Turnstone Capital Management LLC Investment ManagersFinance Turnstone Capital Management LLC (Turnstone Capital) is a venture capital firm founded in 2004 by Marc J. La Magna. The firm is headquartered in Norwalk, Connecticut. | Investment Managers | Corporate Officer/Principal | |
| Holy Cross College (Indiana) | College/University | Undergraduate Degree | |
| Richard M. Galkin Associates, Inc. | President | ||
| Haverhills, Inc. | President | ||
| Satellite Television Corp. | Corporate Officer/Principal | ||
| Rhode Island Cable Television | President | ||
| The Center For Health & Social Policy | President | ||
Full Circle Advisors LLC
 Full Circle Advisors LLC Investment ManagersFinance Full Circle Advisors LLC (Full Circle Advisors) is a private equity firm founded in 2009. The firm is headquartered in New York. | Investment Managers | Private Equity Investor | |
Avanza Capital Markets, Inc.
 Avanza Capital Markets, Inc. Investment Banks/BrokersFinance Founded in 2009, Avila Capital Markets, Inc. is a broker/dealer located in New York City. The firm focuses on providing institutional and high net-worth clients with capital markets execution, global clearance and custody services. They specialize in complete access to emerging market sovereign and corporate debt, as well as high yield and high grade instruments. Avila Capital Markets provides transaction execution through a combination of professional institutional sales, dealer sales and trading coverage. Their trades are cleared through and settled by Penson Financial Services, Inc. The firm is a member of FINRA and the SIPC. | Investment Banks/Brokers | President | |
Wells Fargo Bank, NA (Private Banking)
 Wells Fargo Bank, NA (Private Banking) Investment ManagersFinance Wells Fargo Bank, NA (Private Banking) (Wells Fargo Bank-PB) is the private banking division of Wells Fargo Bank, NA, a national bank headquartered in San Francisco, California. They are ultimately held by Wells Fargo & Co. (NYSE: WFC), a diversified financial services company. The firm was founded in 1998 as the result of the merger with Minneapolis-based Norwest Corp. Wells Fargo Bank-PB provides personalized wealth management solutions for high-net-worth individuals. | Investment Managers | Market Strategist | |
| Harvard Business School | College/University | Masters Business Admin Masters Business Admin | |
| Harvard Law School | College/University | Graduate Degree | |
| Seniorlife.Com | President |
Statistik
International
| Vereinigte Staaten | 51 |
Sektoral
| Finance | 20 |
| Consumer Services | 17 |
| Miscellaneous | 4 |
| Commercial Services | 3 |
| Technology Services | 2 |
Operativ
| Director/Board Member | 177 |
| Corporate Officer/Principal | 73 |
| Independent Dir/Board Member | 53 |
| President | 31 |
| Undergraduate Degree | 26 |
Am stärksten vernetzte Beziehungen
| Insiders | |
|---|---|
| Mark Fetting | 60 |
| Patricia Chadwick | 25 |
| Whitney George | 21 |
| David L. Meister | 15 |
| Chuck Royce | 14 |
| Newton P. S. Merrill | 14 |
| Michael Shields | 13 |
| G. O'Brien | 13 |
| Arthur Mehlman | 13 |
| Cecile Harper | 12 |
| Chris Grisanti | 11 |
| John Denneen | 11 |
| Chris Clark | 10 |
| Richard M. Galkin | 9 |
| Julia Poston | 9 |
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- Lisa Curcio
- Unternehmensverbindungen
