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Rick Floress
Compliance Officer bei Edge Capital Partners LLC
Aktive Positionen von Rick Floress
Unternehmen | Position | Beginn | Ende |
---|---|---|---|
Edge Capital Partners LLC
![]() Edge Capital Partners LLC Investment ManagersFinance Edge Capital Partners LLC is a financial advisory firm that assists individuals, families, and institutions by creating investment management solutions. Its services include asset management, corporate finance, and risk management services. The company was founded by Lou Faust and Henry Morgan Jones and is headquartered in Atlanta, GA. | Compliance Officer | - | - |
Karriereverlauf von Rick Floress
Ehemalige bekannte Positionen von Rick Floress
Unternehmen | Position | Beginn | Ende |
---|---|---|---|
Credit Suisse /Private Banking Division North America/ | Verwaltungsdirektor | - | - |
Prudential Securities Credit Corp. LLC
![]() Prudential Securities Credit Corp. LLC Finance/Rental/LeasingFinance Part of Prudential Financial, Inc., Prudential Securities Credit Corp. LLC provides financial services. | Verwaltungsdirektor | - | - |
Financial Industry Regulatory Authority, Inc.
![]() Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Corporate Officer/Principal | - | - |
Ausbildung von Rick Floress
MidAmerica Nazarene University | Undergraduate Degree |
Statistik
International
Vereinigte Staaten | 6 |
Operativ
Chief Administrative Officer | 2 |
Compliance Officer | 1 |
Corporate Officer/Principal | 1 |
Sektoral
Finance | 4 |
Commercial Services | 2 |
Consumer Services | 2 |
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Unternehmensverbindungen
Private Unternehmen | 4 |
---|---|
Edge Capital Partners LLC
![]() Edge Capital Partners LLC Investment ManagersFinance Edge Capital Partners LLC is a financial advisory firm that assists individuals, families, and institutions by creating investment management solutions. Its services include asset management, corporate finance, and risk management services. The company was founded by Lou Faust and Henry Morgan Jones and is headquartered in Atlanta, GA. | Finance |
Financial Industry Regulatory Authority, Inc.
![]() Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Commercial Services |
Credit Suisse /Private Banking Division North America/ | Finance |
Prudential Securities Credit Corp. LLC
![]() Prudential Securities Credit Corp. LLC Finance/Rental/LeasingFinance Part of Prudential Financial, Inc., Prudential Securities Credit Corp. LLC provides financial services. | Finance |
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