Scott Stennett

Founded in 1995, GMP Securities LP is broker/dealer headquartered in Toronto with additional offices in Calgary and Montreal. The firm is a subsidiary of GMP Capital, Inc. (GMP: Toronto). They offer institutional sales, research, trading, investment banking and underwriting and advisory services. GMP Securities primarily focuses on the biotechnology, technology, mining, oil and gas, oil and gas income trusts, industrials, special situations and non-bank financial services sectors.

Founded in 1995, Griffiths McBurney Corp. is a broker/dealer headquartered in Toronto, Ontario. The firm is a subsidiary of GMP Capital, Inc. (GMP: Toronto). They provide a full array of trading and execution services. Griffiths McBurney Corp. does not provide any internal research. All research is conducted through GMP Securities.

Richardson Partners Financial Securities is a broker/dealer located in Calgary, Alberta. The firm is the broker/dealer division of Richardson Partners Financial Ltd., a Calgary-based wealth management and investment advisory firm that was founded in 1857. Richardson Partners Financial Securities provides an array of trading and execution services for their clients. They do not provide any internal research.

Fidelity Investments Canada ULC (FIC) is a Canadian investment advisor headquartered in Toronto, Ontario. The firm is a subsidiary of FIC Holdings ULC and their ultimate parent is 483A Bay Street Holdings LP in Bermuda. Founded in 1987, Fidelity Investments Canada provides Canadian investors a full range of domestic, international and global equity and income-oriented mutual funds, as well as asset allocation, managed solutions, ETFs, sustainable investment funds and a high-net-worth program.

RBC Dominion Securities, Inc. (RBCDS) is a Canadian broker/dealer headquartered in Toronto, Ontario. The firm was founded in 1901 and is a subsidiary of Royal Bank of Canada (TSE, NYSE: RY). RBCDS provides a full spectrum of brokerage services to retail and corporate clients.

Ombudsman for Banking Services & Investments is a Canadian organization that handles the financial disputes of consumers and small businesses that could not be resolved by the customers and the financial firms on their own. The company was founded in 1996 and is headquartered in Toronto, Canada.

The Investment Industry Association of Canada is a member-based professional association that aims to advance the growth and development of the Canadian investment industry. The association is based in Toronto, Canada. Ian Russell has been the CEO of the Canadian company since 2006.