Shawn Rogers

LaSalle Investment Management Securities LLC (LaSalle Securities) is a SEC-registered investment advisor headquartered in Baltimore, Maryland. The firm is a subsidiary of LaSalle Investment Management, Inc. and their ultimate parent is Jones Lang LaSalle Inc. (JLL) (NYSE: JLL). LaSalle Securities was founded in 1985 as Alex. Brown Realty Advisors, a subsidiary of the investment bank of Alex. Brown & Sons in Baltimore. LaSalle Partners acquired Alex. Brown Realty Advisors in 1994. In 1999, LaSalle Partners completed a merger with Jones Lang Wootton to form JLL. LaSalle Securities provides portfolio management services with respect to real estate securities to high-net worth and institutional clients.

Founded in 1993, First Allied Securities, Inc. is an independent, SEC-registered broker/dealer headquartered in San Diego, California. The firm is a member of FINRA, the NASD and the SIPC. First Allied Securities Inc. was previously a subsidiary of Advanced Equities Financial Corp. In April 2006, Advanced Equities Financial Corp. acquired First Financial Planners and merged it with First Allied Securities. In 2008, the firm acquired First Montauk Securities Corp. from First Montauk Financial Corp. In 2011, Lovell Minnick Partners LLC and the management team of First Allied Advisory Services acquired the firm from Advanced Equities Financial Corp. First Allied Securities is affiliated with First Allied Advisory Services, Inc., a registered investment advisor. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research.

Great Point Capital LLC (Great Point) is FINRA-registered broker-dealer headquartered in Chicago, Illinois. The firm was founded in 2001 and is a subsidiary of Great Point Trading LLC. Great Point specializes in retail and proprietary equity day-trading for accredited investors.

Founded by Paul Violich in 1999, Violich Capital Management is a registered investment advisor located in San Francisco. The firm was formerly known as Paul A. Violich, Inc. They provide investment management services to individual and institutional clients.

Advanced Equities Fabric 7 Investment I LLC provides investment advisory services. It invests in securities of late-stage, privately held, and technology based products and service companies. The company is headquartered in Chicago, IL.

Atlas Capital Advisors LLC (Atlas) is an independent, privately owned wealth management firm and SEC-registered investment advisor headquartered in San Francisco, California. The firm was founded by Jonathan Tunney in 2003. Atlas provides investment advice to individuals and family offices; pension and profit-sharing plans; trusts, estates, foundations and charitable organizations; and corporations or other business entities.

Spencer Trask Collaborative Innovations LLC provides entrepreneurs with financial and intellectual capital to transform ideas into opportunities. It serves corporations and businesses, government entities, non-profit clients, institutions, and individuals in the public and private sectors. The company was founded in 2009 and is headquartered in Greenwich, CT.

Dutchess Holdings Corp. operates as a blank check company. The company was founded on August 29, 2012 and is headquartered in New York, NY.

Spencer Trask & Co. operates as investment firm. The firm offers services specialize in asset management, startups, and early stage investment. The company is headquartered in New York, NY.

Founded in 1974, LaSalle Street Securities LLC is a privately owned broker/dealer headquartered in Elmhurst, Illinois. The firm's product line includes access to individual securities, options, wrap programs, syndicate offerings/IPOs, mutual funds and insurance. LaSalle Street Securities clears through National Financial Services LLC. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. LaSalle Street Securities is a member of FINRA, the NASD and the SIPC. They are affiliated with Tilden Loucks & Woodnorth LLC and LaSalle Street Investment Advisors LLC.

Northwestern University is a private institution founded in 1851 to serve the Northwest Territory, an area that now includes the states of Ohio, Indiana, Illinois, Michigan, Wisconsin and parts of Minnesota. Northwestern has three campuses

ROTH Venture Finance Group is a Venture Capital firm, subsidiary of ROTH Capital Partners LLC founded in 2013. The firm is headquartered in Newport Beach, California.

Intuitive Venture Partners LLC (Intuitive Venture Partners) is a venture capital firm founded in 2010 by Eric Rubenstein, David Landskowsky, Timothy Herrmann, Aaron Segal, Scott Cardone and Tokdd Harrigan. The firm is headquartered in White Plains, New York.

SOLIC Capital Advisors LLC provides financial advisory services. Its services include merger & acquisition, operational and financial restructuring, capital placement and valuation advisory services to companies, lenders, institutional investors, the legal community and other creditor constituencies. The company was founded by Edward R. Casas in 2012 and is headquartered in Evanston, IL.

Founded by Chet Paulson in 1978, Paulson Investment Co., Inc. is an independent brokerage firm and investment banking firm located in headquartered in Portland, Oregon. They are a Paulson Capital Corp. (NASDAQ: PLCC). Paulson Investment Co. provides a full array of trading and execution services for their clients. They do not provide any internal research. The firm is a member of FINRA/SIPC.

InvestBev Group LLC (InvestBev Group) is a private equity firm founded in 2015 by Brian Rosen. The firm is headquartered in Chicago, Illinois.

Shadow Ventures LLC (Shadow Ventures) is a venture capital firm founded in 2017 by K.P. Reddy. The firm is headquartered in Atlanta, Georgia.

The Chicago Bar Association is a voluntary membership organization consisting largely of lawyers and judges from Cook County and the state of Illinois. The private company is based in Chicago, IL and has subsidiaries in the United States. The association works to establish and maintain the honor and dignity of the profession of law, promote the welfare of its members, and improve the effectiveness and efficiency of the administration of justice. Founded in 1874, it is one of the oldest and most active metropolitan bar associations in the United States.

Iron Ox, Inc. engages in the construction of robotic greenhouses in distribution of produce to grocery stores and restaurants. The company was founded by Brandon Alexander and Jon Binney in 2015 and is headquartered in San Francisco, CA.

Laidlaw & Co. (UK) Ltd. (US) (L&C US) is the US-based brokerage division of Laidlaw & Co. (UK) Ltd., which is ultimately held by Laidlaw Holdings Ltd. The firm is headquartered in New York City and was founded in 1842. L&C US provides brokerage services to their clients.