Andrew Ye

Shaw & Partners Ltd. (Investment Management) (Shaw & Partners-IM) is the investment management division of Shaw & Partners Ltd., a brokerage firm headquartered in Sydney, Australia. The firm was founded in 1987 and is a subsidiary of EFG International AG (SWX: EFGN) in Switzerland. Shaw & Partners-IM offers tailored advice and investment solutions, financial planning and corporate advisory services. They act for and on behalf of individuals, institutions, corporates and charities.

Credit Suisse (Australia) Ltd. (Credit Suisse Australia) is a broker/dealer firm headquartered in Sydney, Australia. The firm was founded in 1999 and is a subsidiary of Credit Suisse AG, which is owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Australia offers global securities sales, trading and execution, prime brokerage, underwriting, and comprehensive investment research for corporate and institutional investors.

Morgan Stanley Australia Ltd. is an Australian broker/dealer subsidiary of Morgan Stanley International, Inc., itself owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in Sydney, the firm offers sales, trading and market-making investment management services to global institutions, hedge funds and industry innovators.

Morgans Financial Ltd. is an independent, Australian full-service stockbroking and wealth management firm headquartered in Brisbane, Queensland. Formerly known as ABN AMRO Morgans Ltd., the firm offers stockbroking services to Australian investors.

CLSA Australia Pty Ltd. is a securities brokerage firm headquartered in Sydney, Australia. The firm was founded in 2009 and is a subsidiary of CLSA Ltd., which is owned by CITIC Securities Co., Ltd. (SHA: 600030) in China. CLSA Australia provides equity research and broking, asset management, corporate finance and capital markets and securities services to corporates and investors.

Citigroup Global Markets Australia Pty Ltd. (Citi Australia) is the brokerage arm of Citigroup Global Markets Australia Holdings Pty Ltd., ultimately held by Citigroup, Inc., (NYSE: C) in the US. Headquartered in Sydney with additional office in Melbourne, Citi Australia provides brokerage services to Australian consumers, corporations, institutions and governments. The firm participate in sales and trading across all asset classes including equities, corporate, government and agency bonds, mortgage-backed securities, syndicated loans, structured products, foreign exchange and futures.

Part of EFG International AG, Shaw & Partners Corporate Finance Pty Ltd. is a brokerage firm founded in 1987. The company is based in Sydney, Australia and provides brokerage services.

Ord Minnett Ltd. is the brokerage and private wealth management subsidiary of IOOF Holdings Ltd. (ASX: IFL) in Australia. Headquartered in Sydney with additional office in Melbourne, the firm offers private wealth clients a full-service stockbroking services that covers Australian and global stock markets.

Commonwealth Securities Ltd. (CommSec) is the securities brokerage subsidiary of Commonwealth Bank of Australia (ASX: CBA ). Headquartered in Sydney, CommSec was founded in 1995 and offers a range of brokerage products and services including online trading, cash management, margin lending, and international share trading to retail cliens.

Blue Ocean Equities Pty Ltd. is an independent broker/dealer headquartered in Sydney, Australia. The firm was founded by Richard Granger in 2012. Blue Ocean Equities provides brokerage services and offers a combination of securities dealing services to institutions and corporate clients wishing to access the Australian equity market.

Karara Capital Pty Ltd. (Karara) is an independent fund management firm headquartered in Melbourne, Australia. The firm was founded in 2007 by David Slack, Rohan Walsh and Luke Sinclair. Karara is an investment manager that specializes in Australian equities.

Macquarie Securities (Australia) Ltd. (MSAL) is a brokerage firm headquartered in Sydney, Australia. The firm was founded in 1969 and is a subsidiary of Macquarie Corporate International Holdings Pty Ltd., ultimately held by Macquarie Group Ltd. (ASX: MQG) in Australia. MSAL serves as the brokering entity for the Macquarie Group.

Evans & Partners Pty Ltd. is an independent brokerage firm headquartered in Melbourne, Australia. The firm was founded by David Evans and Paul Ryan in 2007. They provide trade execution services for private high-net-worth individuals and institutional clients.

Openmarkets Group Pty Ltd. provides trading and wealth management tech solutions. The private company is based in Sydney, Australia. The Australian company was founded in 2012. The CEO is Dan Jowett.