Brandon Warner

Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world.

Raymond James & Associates, Inc. (RJA) is a registered broker-dealer headquartered in St. Petersburg, Florida. The firm was founded in 1962 and is a subsidiary of Raymond James Financial, Inc. (NYSE: RJF), a diversified holding company. RJA offers a full array of capital markets services, strategic advice and planning for institutional investors.

UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients.

JPMorgan Securities LLC (JPMS) is a securities brokerage firm headquartered in New York City. The firm was founded in 1985 and is a subsidiary of JPMorgan Broker-Dealer Holdings, Inc., ultimately held by JPMorgan Chase & Co., Inc. (NYSE: JPM). JPMS provides research on fixed income, credit, derivatives, emerging markets, foreign exchange, structured finance, technical analysis and bond indices. Their equity analysts cover equities throughout North America, EMEA, Asia/Pacific and the emerging markets. The firm's fixed income team formulates trading and portfolio recommendations for investors in global bonds and other fixed-income markets based on valuations, analytics and market dynamics.

Woodbourne Investment Management LLC (Woodbourne) is a SEC-registered investment advisor and hedge fund manager headquartered in Boulder, Colorado. The firm was founded by Jeffrey “TJ” Heyman in 2000 and is a subsidiary of Heyman Family Interests Ltd. Woodbourne provides discretionary investment advice to a private investment fund. Investors in this account are high net-worth individuals and institutional investors.

XMS Capital Partners LLC engages in the provision of financial advisory services. It offers mergers and acquisitions, divestitures, private placements, initial public offering, and debt restructuring advisory services. The company was founded by John Spence and Theodore Brombach in 2006 and is headquartered in Chicago, IL.

Founded in 2007, Moelis & Co. LLC is a registered broker/dealer headquartered in New York City. The firm is a subsidiary of Moelis & Company (NYSE: MC), a global investment bank that provides financial advisory, capital raising and asset management services to corporations, institutions and governments. Moelis & Co. LLC provides an array of trading and execution services for their clients. They do not provide any internal research.

Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry.

Kleiner Perkins Caufield & Byers LLC (Kleiner Perkins Caufield & Byers) is a venture capital firm founded in 1972 by Eugene Kleiner, Thomas Perkins, Brook Byers and Frank J. Caufield. The firm is headquartered in California, US.

Stifel, Nicolaus & Co., Inc. (Stifel) is a dual-registered broker-dealer and investment adviser headquartered in St. Louis, Missouri. Founded in 1890, the firm is a subsidiary of Stifel Financial Corp. (NYSE: SF), a financial service holding company. Stifel provides full-service brokerage and investment advisory services to individuals and their families, institutions and businesses, and financial advisors.

Duke University Health System, Inc. engages in the provision of health care services. It offers cancer treatment, primary care, orthopedics, aesthetics, and fertility services. The company was founded in 1998 and is headquartered in Durham, NC.

Lazard Asset Management LLC (LAM) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 1970 and is a wholly-owned subsidiary of Lazard Frères & Co. LLC, ultimately held by Lazard, Inc. (NYSE: LAZ). LAM manages investment portfolios and provides investment advice to institutional and individual investors around the world.

Audax Private Equity (Audax Private Equity) is a private equity subsidiary of 101 Huntington Holdings LLC founded in 1999 by Geoff S. Rehnert and Marc B. Wolpow. The firm is headquartered in Boston, Massachusetts and additional office in San Francisco, California.

Caption Management LLC is an independent registered investment advisor and hedge fund manager headquartered in Oklahoma City, Oklahoma. The firm was co-founded by Jason Strasser and William Cooper in 2012. Caption Management provides discretionary investment advice to private funds (either through fund vehicles or separately managed accounts). Investors in such private funds are generally high net worth individuals, fund of funds, institutional investors, family offices, endowments and foundations.

Riverside Partners LLC /New York/ (Riverside Partners) is a private equity firm founded in 1988 by Bela Szigethy. The firm is headquartered in Boston, Massachusetts with additional offices across the globe.

Bank of America NA operates as a commercial banking branch office. The company is headquartered in New York, NY.

UBS Investment Bank provides investment banking and securities brokerage services. Its clients include institutional and corporate clients, intermediaries, governments, and hedge funds. The firm also provides merger and acquisition advisory, private placement, investment research, foreign exchange, equity, and leverage finance advisory services. The firm is headquartered in San Francisco, CA.

Hazelview Securities, Inc. (HSI) is a Canadian investment advisory firm headquartered in Toronto, Ontario. The firm was founded in 2008 and is a subsidiary of Hazelview Investments, Inc., which is owned by Tre Lupi, Inc. HSI provides discretionary investment advisory services to pooled investment funds (Hazelview Investment Funds) and serves as a sub-adviser to other investment advisers of pooled investment funds.

Choose Energy, Inc. provides online energy platform. It provides comparison shopping for consumers and business owners on its monthly energy bill. The firm finds cheaper energy for homes and businesses, compare electricity rates between supplier and switch energy suppliers. The company was founded by Jerry C. Dyess in 2008 and is headquartered in Fort Mill, SC.

Graticule Asia Macro Advisors LLC (GAMA LLC) is a registered investment advisor and hedge fund manager headquartered in New York City. The firm was founded in 2010 as Fortress Asia Macro Advisors LLC. They are a wholly-owned subsidiary of Graticule Asset Management Asia LP (GAMA LP). GAMA LLC offers investment advisory services to private funds and managed accounts. The firm also serves as sub-advisor and provides similar services with respect to their sub-advisory clients. The underlying investors in the funds are typically institutional and high net-worth investors.

Accenture LLC operates as a global management consulting, technology services and outsourcing company. The company is headquartered in Reston, VA.

Dunes Point Capital LLC (Dunes Point Capital) is a private equity firm founded in 2013 by Tim J. White. The firm is headquartered in Rye, New York.

Post Capital Partners LLC (Post Capital Partners) is a venture capital firm founded in 2004 by Mitchell Davidson and Michael S. Pfeffer. The firm is headquartered in New York.

Bristol West Insurance Group provides automobile insurance underwriting services. It serves large and mid-sized employers, third party administrators, and government agencies in 22 states. The company was founded in 1973 and is headquartered in Davie, FL.

Nozomi Networks, Inc. provides operational technology and Internet of things security and visibility services. It offers guardian, central management console, threat and asset intelligence and smart polling. The firm provides solutions for building automation systems, electric utilites, mining, oil and gas, pharmaceutical, transportation and logistics. The company was founded by Andrea Carcano and Moreno Carullo in 2013 and is headquartered in San Francisco, CA.

Leucadia Asset Management LLC (LAM) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 2002 as Jefferies Private Client Advisers LLC. They changed their name to Jefferies Investment Advisers LLC in 2006 and to Leucadia Asset Management LLC in 2021. The firm is a wholly owned subsidiary of Jefferies Financial Group, Inc. (NYSE: JEF). LAM provides advisory services to high net-worth individuals, trusts, estates, foundations, charitable organizations, corporations and other business entities.

CincyTech LLC (CincyTech) is a venture capital firm founded in 2007. The firm is headquartered in Cincinnati, Ohio.

Industry Ventures LLC (Industry Ventures) is a venture capital firm founded in 2000 by Johan Douwe Swildens and Tom Litle. The firm is headquartered in San Francisco, California.

Cogent Partners LP provides investment banking and financial advisory services to the private equity sector. It provides due diligence, fund and portfolio valuation, secondary sale structuring and execution, and private equity vehicles restructuring advisory services. The company was founded by Colin Sean McGrady and Brian P. Mooney in 2001 and is headquartered in Dallas, TX.

Ares Secondaries Group (Ares Secondaries) is a private equity subsidiary of Ares Holdings LP founded in 1989 by Brent R.Nicklas. The firm is headquartered in Simsbury, Connecticut.