![Carlo V. di Florio](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Carlo V. di Florio
Präsident bei
SIH ACA Topco LP
Profil
Carlo V.
di Florio is President at Foreside Financial Group LLC (New York) since 2024.
Mr. di Florio is Chief Risk & Strategy Officer, EVP-Shared Services at Financial Industry Regulatory Authority, Inc. since 2013.
Former roles include Director-Compliance Inspections & Examinations at Securities & Exchange Commission Historical Society, Partner at PricewaterhouseCoopers LLP, and President at Foreside Financial Group LLC.
Education includes undergraduate studies at Tulane University (Louisiana), and graduate degrees from The Pennsylvania State University and Georgetown University.
Aktive Positionen von Carlo V. di Florio
| Unternehmen | Position | Beginn |
|---|---|---|
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers | Corporate Officer/Principal | 24.06.2013 |
SIH ACA Topco LP
 SIH ACA Topco LP Miscellaneous Commercial ServicesCommercial Services Provides governance, risk and compliance advisory services in financial | Präsident | 01.10.2024 |
Ehemalige bekannte Positionen von Carlo V. di Florio
| Unternehmen | Position | Ende |
|---|---|---|
PricewaterhouseCoopers LLP
 PricewaterhouseCoopers LLP Miscellaneous Commercial ServicesCommercial Services Provides auditing, assurance, consulting and tax & business consulting services | Corporate Officer/Principal | - |
Foreside Financial Group LLC
 Foreside Financial Group LLC Miscellaneous Commercial ServicesCommercial Services Provides governance, risk and compliance advisory services related to financial industry | Präsident | - |
Securities & Exchange Commission Historical Society
 Securities & Exchange Commission Historical Society Other Consumer ServicesConsumer Services Operates as a museums | Compliance Officer | - |
Ausbildung von Carlo V. di Florio
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
60
Beziehungen ersten Grades
8
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
| Private Unternehmen | 8 |
|---|---|
PricewaterhouseCoopers LLP
PricewaterhouseCoopers LLP Miscellaneous Commercial ServicesCommercial Services Provides auditing, assurance, consulting and tax & business consulting services | Commercial Services |
Tulane University (Louisiana)
 Tulane University (Louisiana) Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
The Pennsylvania State University
 The Pennsylvania State University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Georgetown University
 Georgetown University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers | Commercial Services |
Securities & Exchange Commission Historical Society
Securities & Exchange Commission Historical Society Other Consumer ServicesConsumer Services Operates as a museums | Consumer Services |
Foreside Financial Group LLC
Foreside Financial Group LLC Miscellaneous Commercial ServicesCommercial Services Provides governance, risk and compliance advisory services related to financial industry | Commercial Services |
SIH ACA Topco LP
SIH ACA Topco LP Miscellaneous Commercial ServicesCommercial Services Provides governance, risk and compliance advisory services in financial | Commercial Services |
