Craig W. Netterfield

Cormark Securities Inc. (Cormark) is an independent investment dealer headquartered in Toronto, Canada with additional office in Calgary. The firm was founded in 1981 as Sprott Securities, Inc. Cormark Securities provides execution and comprehensive coverage of Canadian listed companies to domestic and international institutional investors. They focus on Canadian-listed, mid-cap and emerging growth companies.

BMO Capital Markets Corp. (Canada) (BMO Capital Markets-Canada) is the Canadian brokerage arm of BMO Capital Markets Corp., a full-service financial services provider in the US. The firm was founded in 1817 and is a subsidiary of BMO Asset Management, Inc., which is owned by Bank of Montreal (NYSE, TSX: BMO) in Canada. Headquartered in Toronto, BMO Capital Markets-Canada provides full-service, institutional brokerage services to corporate, institutional and government clients around the world.

KPMG LLP engages in the provision of audit, tax, and advisory services. It serves the banking and capital markets, building, construction and real estate, consumer and retail, energy, natural resources and chemicals, financial services, government and public sector, healthcare and life sciences, industrial manufacturing, insurance, media and entertainment, private equity, technology, telecommunications, and venture capital industries. The company was founded in 1987 and is headquartered in New York, NY.

Foyston, Gordon & Payne, Inc. (FGP) is a Canadian wealth management firm headquartered in Toronto, Ontario. The firm was founded in 1980 and is jointly owned by their management and AMG Canada Corp., an indirect, wholly owned subsidiary of Affiliated Managers Group, Inc. (NYSE: AMG) in the US. FGP provides value-oriented portfolio management to organizations and high net-worth individuals.

Hillsdale Investment Management, Inc. (Hillsdale) is a privately-owned hedge fund manager headquartered in Toronto, Canada. The firm was founded by Albert Guthrie in 1996. Hillsdale offers discretionary investment management services to a range of sophisticated institutional and private wealth investors, primarily in Canada but also in the US and elsewhere.

Newport Private Wealth, Inc. (Newport) is a Canadian mutual fund management firm headquartered in Toronto, Ontario. The firm was co-founded by Douglas C. Brown, Mark A. Kinney and David T. Lloyd in 2001. They are a subsidiary of NFP Canada Corp. Newport provides investment and wealth management services to high-net-worth individuals and families across the country.

Scotia Capital, Inc. (Broker) (Scotia Capital-Broker) is the broker-dealer division of Scotia Capital, Inc., a full-service financial services firm headquartered in Toronto, Canada. The firm is owned by The Bank of Nova Scotia (NYSE, TSE: BNS). Scotia Capital-Broker delivers a broad range of electronic trading products such as high-touch, low-latency, market access and a broad algorithmic trading suite for a wide range of clients globally. They publish monthly indexes to help investors track the performance of Canadian Hedge Funds and Alternative Mutual Funds.

TD Securities, Inc. is a Canadian broker/dealer headquartered in Toronto, Ontario. The firm is a subsidiary of The Toronto-Dominion Bank (NYSE, TSE: TD). TD Securities provides a wide range of capital market products and services to corporate, government and institutional clients. Their services also include the underwriting and distribution of new debt and equity issues, providing advice on strategic acquisitions and divestitures and executing daily trading and investment needs. The firm’s equity group provides research coverage of various sectors. Their fixed-income group provides a full range of underwriting sales and trading products for Canadian, US and European debt issuers and investors.

RBC Dominion Securities, Inc. (RBCDS) is a Canadian broker/dealer headquartered in Toronto, Ontario. The firm was founded in 1901 and is a subsidiary of Royal Bank of Canada (TSE, NYSE: RY). RBCDS provides a full spectrum of brokerage services to retail and corporate clients.

Hatch Ltd. provides consulting, engineering, project and construction management services. Its projects include Jadar project, metals and minerals, energy and infrastructure project. The company was founded in 1955 and is headquartered in Mississauga, ON.

Raymond James Ltd. (Broker) (Raymond James-Broker) is the broker/dealer division of Raymond James Ltd., a diversified financial services firm headquartered in Vancouver, British Columbia. The firm was founded in 1962 and is ultimately owned by Raymond James Financial, Inc. (NYSE: RJF), a US-based diversified holding company. Raymond James-Broker provides a full array of investment services to corporate and institutional clients.

RBC Global Asset Management, Inc. (RBC GAM) is an investment advisor and mutual fund manager headquartered in Toronto, Ontario. They are an indirect, wholly-owned subsidiary of the Royal Bank of Canada (TSX, NYSE: RY). The firm was founded in 2008 following the merger of RBC Asset Management and Phillips, Hager & North Investment Management in Canada, together with the US-based institutional asset management company, RBC Global Asset Management (US). RBC GAM provides global investment management services and solutions to institutional, high-net-worth and individual investors through separate accounts, pooled funds, mutual funds, hedge funds, exchange-traded funds and specialty investment strategies.

Polar Asset Management Partners, Inc. (Polar) is Canadian hedge fund manager headquartered in Toronto, Ontario. The firm was founded by J. Paul Sabourin in 1991 and is a subsidiary of Polar Financial Corp. Polar provides discretionary investment advice and management services to private investment funds, which may be organized as onshore or offshore limited partnerships or corporations, as well as separately managed accounts.

Canaccord Genuity Corp. (CGC) is the broker/dealer subsidiary of Canaccord Genuity Group, Inc., (TSE: CF; OTCMKTS: CCORF) in Canada. The firm was founded in 2010 and is locally known as Financière Canaccord ltée. Headquartered in Vancouver, CGC offers corporate and institutional clients with versatile and responsive sales and execution services that range from Institutional Equities and International Equities to Electronic Trading and Fixed Income. Their sales & trading team execution capabilities encompass a wide range of products and services such as Equities, ADR’s, OTC, ETF’s, Fixed Income, Options, Preferreds, Investment Companies.

Creative Medical Health, Inc. manufactures bionutraceutical products. It portfolio of stem cell treatments including our patented caver stem, procedure for the treatment of erectile dysfunction with the use of the patients own stem cells, treatment of Type 2 diabetes, degenerative disc disease, cardio vascular disease and autoimmune diseases all utilize cutting edge stem cell technology, developed by leaders in the fields of Science and Medicine. The company is headquartered in Phoenix, AZ.

Newport Securities, Inc. is a Canadian broker/dealer headquartered in Toronto, Ontario. They are a subsidiary of Newport Private Wealth, Inc. The firm was co-founded by Douglas Brown and David Lloyd. Newport Securities provides a full spectrum of brokerage services to corporate and institutional clients.

Creative Medical Technologies, Inc. develops novel regenerative medicine and stem cell technologies. The company was founded on December 3, 1998 and is headquartered in Phoenix, AZ.

Canadian Shield Capital Inc (Canadian Shield Capital) is a private equity firm, a subsidiary of Hatch Ltd., founded in 2014 by Andrew W. Dunn. The firm is headquartered in Toronto, Canada.

G.S. Dunn & Ltd. manufactures and exports mustard seeds and related products. The firm's products include mustard flour, ground mustard, cracked mustard seed, mustard bran and deactivated yellow mustard seed. Its products are used in mayonnaise and salad dressings, sauces & condiments, seasoning blends and coatings, meat products and tomato based products. The company was founded by G. S. Dunn in 1867 and is headquartered in Hamilton, Canada.

6384391 Canada Ltd. manufactures food ingredients made of yellow peas. The company is headquartered in Portage la Prairie, Canada.

Cambridge Brain Sciences, Inc. is an online cognitive assessment platform used by psychiatrists to assess and track cognitive deficits resulting from psychiatric disorders. The company is based in Toronto, Canada. The platform is a simple and scientifically-validated web-based tool that collects cognitive data at scale in academic and commercial settings. The Canadian company's vision is to take the latest advances of the brain out of the lab and into the lives of people who need it most. The company was founded by Adrian Owen, Marc Lipton. Marc Lipton has been the CEO since incorporation.

Dgi Geoscience, Inc. was founded in 1997 and provides imaging, geophysical, hydrogeological, and directional & hole inspection services. The company is based in Toronto, Canada.

Ocean Renewable Power Co., Inc. develops technology and projects that converts deep water ocean currents into emission free electricity. It solutions offers expert site assessment, project development, regulatory management, and other services to the ocean and river energy industries internationally. The company was founded by Paul H. Wells, John R. Cooper, and Christopher E. Sauer in 2004 and is headquartered in Portland, ME.

NSC Minerals Ltd. provides bulk and retail rock salt and ice melter. It provides salt for highway de-icing, industrial and agricultural applications. The firm serves the municipal, provincial and state governments in Western Canada and the North Central United States. NSC Minerals was founded by Malcolm B. Leggett in 1988 and is headquartered in Saskatoon, Canada.

NutriPea LP is a company that specializes in the production of functional food ingredients derived from Canadian yellow peas and hulls. The company's products are high in fiber and protein, making them ideal for use in sports nutrition products. NutriPea was founded in 2018, and the CEO is Jason C. Gould.

Right-Health, Inc. is a Canadian company that provides technology-powered health care services. The private company has subsidiaries in Canada.

Cougar Global Investments Ltd. (Cougar Global) is a Canadian wealth management firm headquartered in Toronto, Ontario. The firm was founded by E. James Breech in 1993 and is a wholly-owned subsidiary of Raymond James International Canada, Inc., ultimately owned by Raymond James Financial, Inc. (NYSE: RJF) in the US. Cougar Global provides investment advisory services to certain sponsors under a number of Wrap Programs.

The Law Society of Upper Canada engages in the provision of legal services. The company was founded in 1797 and is headquartered in Toronto, Canada.