Dan Arnold
Chief Executive Officer bei LPL FINANCIAL HOLDINGS INC.
Vermögen: 37 Mio $ am 31.03.2024
Profil
Herr Dan H. Arnold ist President, Chief Executive Officer & Director bei LPL Financial LLC und bei LPL Financial Holdings, Inc. sowie President, Treasurer & Director bei LPL Holdings, Inc. Er ist im Vorstand der American Securities Association, der LPL Financial Holdings, Inc. sowie der Bank Insurance & Securities Association und der LPL Holdings, Inc. Bei LPL Financial Holdings ist Herr Arnold seit Januar 2017 als Chief Executive Officer des Unternehmens tätig. Seit März 2015 war er als Präsident für die primären kundenorientierten Funktionen des Unternehmens und die langfristige Wachstumsstrategie verantwortlich. Von Juni 2012 bis März 2015 war er Chief Financial Officer der Firma und verantwortlich für die Formulierung der Finanzpolitik, die Leitung des Kapitalmanagements und die Sicherstellung der Effektivität der Finanzfunktionen der Organisation. Vor 2012 war er als Managing Director, Head of Strategy, für die langfristige strategische Planung des Unternehmens, die Produkt- und Plattformentwicklung sowie für strategische Investitionen, einschließlich Akquisitionen, verantwortlich. Er war auch als Divisionsleiter der Institution Services der Firma tätig. Herr Arnold trat dem Unternehmen im Januar 2007 nach der Übernahme der UVEST Financial Services Group, Inc. (UVEST). Vor seinem Eintritt in die Firma war Herr Arnold 13 Jahre lang bei UVEST tätig, zuletzt als President und Chief Operating Officer. Von April 2015 bis Juli 2018 war er Mitglied des Vorstands der Securities Industry and Financial Markets Association (SIFMA). Er erwarb einen B.S. in Elektrotechnik an der Auburn University und hat einen M.B.A. in Finanzen an der Georgia State University.
Bekannte Unternehmensbeteiligungen
Unternehmen | Datum | Anzahl der Aktien | Bewertung | Datum der Bewertung |
---|---|---|---|---|
26.02.2024 | 141 810 ( 0,19% ) | 37 Mio $ | 31.03.2024 |
Aktive Positionen von Dan Arnold
Unternehmen | Position | Beginn |
---|---|---|
LPL FINANCIAL HOLDINGS INC. | Chief Executive Officer | 03.03.2017 |
LPL Financial LLC
LPL Financial LLC Investment ManagersFinance LPL Financial LLC is a SEC-registered investment advisor and wealth management firm headquartered in Fort Mill, South Carolina. The firm was founded in 1989 as Linsco/Private Ledger Corp. They are a direct subsidiary of LPL Holdings, Inc., owned by LPL Financial Holdings, Inc. (NASDAQ: LPLA). LPL Financial offers various types of advisory services and programs to individual and institutional clients. | Chief Executive Officer | 01.01.2017 |
Bank Insurance & Securities Association
Bank Insurance & Securities Association Miscellaneous Commercial ServicesCommercial Services Bank Insurance & Securities Association is a business association. The non-profit company is based in Washington. | Director/Board Member | - |
LPL Holdings, Inc.
LPL Holdings, Inc. Investment ManagersFinance LPL Holdings, Inc. operates as a holding comany for LPL Financial Services. It provides investment advisory, marketing, administrative, distribution and information systems services to the independent financial advisor network in the United States through its subsidiaries. The company is headquartered in Boston, MA. | President | - |
American Securities Association
American Securities Association Miscellaneous Commercial ServicesCommercial Services The American Securities Association is a non-profit organization that advocates for the interests of broker-dealers and investors. The non-profit company is based in Washington. The association recently sent a comment letter to the SEC regarding new mandates related to cybersecurity policies. The American company also supports Representative Pete Sessions ’ legislation codifying a U.S. Securities and Exchange Commission (SEC) staff no-action letter that allows brokers-dealers to continue to be compensated for providing research services without registering as investment advisers. The association works in communities across the country to create jobs, grow the economy, and increase prosperity for all Americans. | Director/Board Member | 01.04.2019 |
Ehemalige bekannte Positionen von Dan Arnold
Unternehmen | Position | Ende |
---|---|---|
Securities Industry & Financial Markets Association, Inc.
Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Director/Board Member | 01.07.2018 |
UVEST Financial Services Group, Inc.
UVEST Financial Services Group, Inc. Finance/Rental/LeasingFinance UVEST Financial Services Group, Inc. provides third party brokerage services. It offers investment and insurance programs to regional banks and credit unions. The company was founded on June 19, 1978 and is headquartered in Fort Mill, SC. | President | 02.01.2007 |
Optimum Fund Trust | Director/Board Member | - |
Arnold & Porter LLP
Arnold & Porter LLP Miscellaneous Commercial ServicesCommercial Services Arnold & Porter LLP is engaged in the provision of legal services. It offers transactional, regulatory, and litigation services in the areas of antitrust and competition, appellate and supreme court, attorney liability, bankruptcy and corporate restructuring, compensation and benefits, congressional investigations, consumer product safety, consumer protection and advertising, corporate and securities, derivatives and commodities, financial services, government contracts, intellectual property, international arbitration, international trade, labor and employment, legislative and public policy, litigation, national and homeland security, private client services, product liability litigation, public international law, real estate, and white collar criminal defense. The company was founded by Thurman Wesley Arnold, Paul Aldermandt Porter, and Abraham Fortas in 1946 and is headquartered in Washington, DC. | Corporate Officer/Principal | - |
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Ausbildung von Dan Arnold
Auburn University | Undergraduate Degree |
Georgia State University | Masters Business Admin |
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
Beziehungen ersten Grades
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
Börsennotierte Unternehmen | 1 |
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LPL FINANCIAL HOLDINGS INC. | Finance |
Private Unternehmen | 9 |
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Arnold & Porter LLP
Arnold & Porter LLP Miscellaneous Commercial ServicesCommercial Services Arnold & Porter LLP is engaged in the provision of legal services. It offers transactional, regulatory, and litigation services in the areas of antitrust and competition, appellate and supreme court, attorney liability, bankruptcy and corporate restructuring, compensation and benefits, congressional investigations, consumer product safety, consumer protection and advertising, corporate and securities, derivatives and commodities, financial services, government contracts, intellectual property, international arbitration, international trade, labor and employment, legislative and public policy, litigation, national and homeland security, private client services, product liability litigation, public international law, real estate, and white collar criminal defense. The company was founded by Thurman Wesley Arnold, Paul Aldermandt Porter, and Abraham Fortas in 1946 and is headquartered in Washington, DC. | Commercial Services |
BellSouth LLC
BellSouth LLC Major TelecommunicationsCommunications BellSouth LLC operates as a telecommunications holding company. It provides wire line communication services including local exchange, network access, intra local access, and internet services. The firm also offers print and online directory advertising. The company was founded in 1983 and is headquartered in Atlanta, GA. | Communications |
UVEST Financial Services Group, Inc.
UVEST Financial Services Group, Inc. Finance/Rental/LeasingFinance UVEST Financial Services Group, Inc. provides third party brokerage services. It offers investment and insurance programs to regional banks and credit unions. The company was founded on June 19, 1978 and is headquartered in Fort Mill, SC. | Finance |
Optimum Fund Trust | Miscellaneous |
LPL Financial LLC
LPL Financial LLC Investment ManagersFinance LPL Financial LLC is a SEC-registered investment advisor and wealth management firm headquartered in Fort Mill, South Carolina. The firm was founded in 1989 as Linsco/Private Ledger Corp. They are a direct subsidiary of LPL Holdings, Inc., owned by LPL Financial Holdings, Inc. (NASDAQ: LPLA). LPL Financial offers various types of advisory services and programs to individual and institutional clients. | Finance |
LPL Holdings, Inc.
LPL Holdings, Inc. Investment ManagersFinance LPL Holdings, Inc. operates as a holding comany for LPL Financial Services. It provides investment advisory, marketing, administrative, distribution and information systems services to the independent financial advisor network in the United States through its subsidiaries. The company is headquartered in Boston, MA. | Finance |
Securities Industry & Financial Markets Association, Inc.
Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Commercial Services |
Bank Insurance & Securities Association
Bank Insurance & Securities Association Miscellaneous Commercial ServicesCommercial Services Bank Insurance & Securities Association is a business association. The non-profit company is based in Washington. | Commercial Services |
American Securities Association
American Securities Association Miscellaneous Commercial ServicesCommercial Services The American Securities Association is a non-profit organization that advocates for the interests of broker-dealers and investors. The non-profit company is based in Washington. The association recently sent a comment letter to the SEC regarding new mandates related to cybersecurity policies. The American company also supports Representative Pete Sessions ’ legislation codifying a U.S. Securities and Exchange Commission (SEC) staff no-action letter that allows brokers-dealers to continue to be compensated for providing research services without registering as investment advisers. The association works in communities across the country to create jobs, grow the economy, and increase prosperity for all Americans. | Commercial Services |