Profil
Mr. Jim F.
Betz is a Chief Operating & Compliance Officer at Lapides Asset Management LLC.
He joined Lapides Asset Management in July 2006, bringing more than 25 years of financial services industry experience.
Mr. Betz founded CFO B/D Compliance, a consulting company to provide regulatory, financial and operational support to firms in the financial services industry.
Prior to starting his consultancy, Mr. Betz was Director of Operations for the Safra Family Office, Safra National Bank and Safra Securities Corp.
He has also held senior financial/administrative positions at a number of other firms, including Banorte Securities International (Chief Financial Officer), Valores Finamex International, Inc. (Chief Financial Officer), Serfin Securities, Inc. (Treasurer & Controller), and Reich & Tang (Controller).
Mr. Betz received a BS degree from St. Francis College and an MBA in Finance from Adelphi University.
Ehemalige bekannte Positionen von Jim Fr. Betz
Unternehmen | Position | Ende |
---|---|---|
Nomura Securities International, Inc.
Nomura Securities International, Inc. Investment Banks/BrokersFinance Nomura Securities International, Inc. (NSI) is a registered broker/dealer headquartered in New York City and was founded in 1969. The firm is a division of Nomura Holding America, Inc. and their ultimate parent is Nomura Holdings, Inc. (NYSE: NMR, TYO: 8604, AMS: 8604). NSI provides securities brokerage services, as well as asset management, domestic retail, global markets, global investment banking and global merchant banking services. The firm's fixed-income business consists of bond sales and trading, origination and product supply for securitization deals and real estate-focused asset finance operations (in cooperation with Investment Banking). In the equity markets, NSI offers sales and trading of domestic and foreign stocks on a global basis, primarily for institutional investors. | Corporate Officer/Principal | 30.06.2006 |
Safra National Bank of New York
Safra National Bank of New York Major BanksFinance Safra National Bank of New York provides banking services. It provides international, commercial, and domestic banking services. The firm’s products include equities, fixed income securities, funds, certificate of deposit, and money market accounts. The company was founded in 1982 and is headquartered in New York, NY. | Corporate Officer/Principal | - |
Reich & Tang LP
Reich & Tang LP Investment ManagersFinance Reich & Tang LP, also known as r&t, offers deposit and liquidity solutions to financial intermediaries across the United States. The private company is based in New York, NY. The company's demand deposit marketplace program provides banks with access to billions in reciprocal deposits and underlying customers with high levels of FDIC insurance through participating banks. The company is a trusted vendor of large broker-dealers and other financial institutions that administers their insured cash sweep programs. The company is focused on providing unmatched client service by creating, improving, and delivering smarter ideas to help banks, brokerages, trust/wealth managers, RIAs, and public and private sector companies maximize the value of their deposit, liquidity, and short-term investment programs. | Comptroller/Controller/Auditor | - |
A.G. Becker, Inc. | Corporate Officer/Principal | 31.12.1981 |
Lapides Asset Management LLC
Lapides Asset Management LLC Investment ManagersFinance Lapides Asset Management LLC (LAM) is an independent registered investment advisor headquartered in Greenwich, Connecticut. The firm was founded by Steven Wilson in 2005. LAM manages discretionary assets in separate accounts as well as private investment funds for individuals and institutions, such as pension and profit-sharing plans, trusts, estates, corporations, charitable organizations, foundations, endowments and limited partnerships. | Compliance Officer | - |
Ausbildung von Jim Fr. Betz
Adelphi University | Masters Business Admin |
St. Francis College | Undergraduate Degree |
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
Beziehungen ersten Grades
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
Private Unternehmen | 5 |
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Safra National Bank of New York
Safra National Bank of New York Major BanksFinance Safra National Bank of New York provides banking services. It provides international, commercial, and domestic banking services. The firm’s products include equities, fixed income securities, funds, certificate of deposit, and money market accounts. The company was founded in 1982 and is headquartered in New York, NY. | Finance |
Reich & Tang LP
Reich & Tang LP Investment ManagersFinance Reich & Tang LP, also known as r&t, offers deposit and liquidity solutions to financial intermediaries across the United States. The private company is based in New York, NY. The company's demand deposit marketplace program provides banks with access to billions in reciprocal deposits and underlying customers with high levels of FDIC insurance through participating banks. The company is a trusted vendor of large broker-dealers and other financial institutions that administers their insured cash sweep programs. The company is focused on providing unmatched client service by creating, improving, and delivering smarter ideas to help banks, brokerages, trust/wealth managers, RIAs, and public and private sector companies maximize the value of their deposit, liquidity, and short-term investment programs. | Finance |
Nomura Securities International, Inc.
Nomura Securities International, Inc. Investment Banks/BrokersFinance Nomura Securities International, Inc. (NSI) is a registered broker/dealer headquartered in New York City and was founded in 1969. The firm is a division of Nomura Holding America, Inc. and their ultimate parent is Nomura Holdings, Inc. (NYSE: NMR, TYO: 8604, AMS: 8604). NSI provides securities brokerage services, as well as asset management, domestic retail, global markets, global investment banking and global merchant banking services. The firm's fixed-income business consists of bond sales and trading, origination and product supply for securitization deals and real estate-focused asset finance operations (in cooperation with Investment Banking). In the equity markets, NSI offers sales and trading of domestic and foreign stocks on a global basis, primarily for institutional investors. | Finance |
Lapides Asset Management LLC
Lapides Asset Management LLC Investment ManagersFinance Lapides Asset Management LLC (LAM) is an independent registered investment advisor headquartered in Greenwich, Connecticut. The firm was founded by Steven Wilson in 2005. LAM manages discretionary assets in separate accounts as well as private investment funds for individuals and institutions, such as pension and profit-sharing plans, trusts, estates, corporations, charitable organizations, foundations, endowments and limited partnerships. | Finance |
A.G. Becker, Inc. | Finance |