![Mary K. Simonson](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Mary K. Simonson
Compliance Officer bei
CUSO Financial Services LP
Profil
Mary K.
Simonson is currently Chief Compliance Officer at CUSO Financial Services LP since 2023.
Formerly, Ms. Simonson was Director at CFM Partners, Inc. in 2010, Vice President & Chief Compliance Officer at Osaic Services, Inc. in 2010, and Chief Compliance Officer at WaMu Investments.
Aktive Positionen von Mary K. Simonson
| Unternehmen | Position | Beginn |
|---|---|---|
CUSO Financial Services LP
 CUSO Financial Services LP Investment ManagersFinance CFS provides financial planning and investment advisory services consistent with the individual clients' financial and tax status as well as risk/reward objectives. The firm and IARs may utilize varying techniques in formulating investment advice or managing assets for clients. They may also consider the overall economy, both domestically and globally, when selecting specific investments and making asset allocation decisions, as well as consider current and recent market levels and volatility. | Compliance Officer | 05.04.2023 |
Ehemalige bekannte Positionen von Mary K. Simonson
| Unternehmen | Position | Ende |
|---|---|---|
CFM Partners, Inc.
 CFM Partners, Inc. Miscellaneous Commercial ServicesCommercial Services Provides training and compliance risk management solutions | Corporate Officer/Principal | 30.03.2010 |
WaMu Investments
 WaMu Investments Investment ManagersFinance Part of Rocket Cos., Inc., WaMu Investments is a company based in Bellevue, WA. The company was founded by Rebecca C. Schmitt. | Corporate Officer/Principal | - |
SagePoint Financial, Inc.
 SagePoint Financial, Inc. Investment Banks/BrokersFinance Provides brokerage services | Corporate Officer/Principal | - |
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
1
Beziehungen ersten Grades
4
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
| Private Unternehmen | 4 |
|---|---|
CUSO Financial Services LP
CUSO Financial Services LP Investment ManagersFinance CFS provides financial planning and investment advisory services consistent with the individual clients' financial and tax status as well as risk/reward objectives. The firm and IARs may utilize varying techniques in formulating investment advice or managing assets for clients. They may also consider the overall economy, both domestically and globally, when selecting specific investments and making asset allocation decisions, as well as consider current and recent market levels and volatility. | Finance |
CFM Partners, Inc.
CFM Partners, Inc. Miscellaneous Commercial ServicesCommercial Services Provides training and compliance risk management solutions | Commercial Services |
SagePoint Financial, Inc.
SagePoint Financial, Inc. Investment Banks/BrokersFinance Provides brokerage services | Finance |
WaMu Investments
WaMu Investments Investment ManagersFinance Part of Rocket Cos., Inc., WaMu Investments is a company based in Bellevue, WA. The company was founded by Rebecca C. Schmitt. | Finance |
