Michael Freeburg

Leigh Baldwin & Co. LLC (LBC) is an independent, SEC-registered investment advisor headquartered in Cazenovia, New York. The firm was founded by Leigh D. Baldwin in 1991. LBC provides portfolio management services to individuals, high net worth individuals, corporate pension and profit-sharing plans, Taft-Hartley plans, charitable institutions, foundations, endowments, municipalities, registered mutual funds and trust programs.

The Company recognizes revenue from brokerage fees when the mortgage is closed and the fees are earned. The Company records fees on a gross basis upon closing of the mortgage.

Founded in 1993, First Allied Securities, Inc. is an independent, SEC-registered broker/dealer headquartered in San Diego, California. The firm is a member of FINRA, the NASD and the SIPC. First Allied Securities Inc. was previously a subsidiary of Advanced Equities Financial Corp. In April 2006, Advanced Equities Financial Corp. acquired First Financial Planners and merged it with First Allied Securities. In 2008, the firm acquired First Montauk Securities Corp. from First Montauk Financial Corp. In 2011, Lovell Minnick Partners LLC and the management team of First Allied Advisory Services acquired the firm from Advanced Equities Financial Corp. First Allied Securities is affiliated with First Allied Advisory Services, Inc., a registered investment advisor. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research.

Founded in 2001, Saxony Securities, Inc. is an independent broker/dealer headquartered in St. Louis, Missouri with additional locations throughout the US. The firm is a member of FINRA and the SIPC. They are States. The company is a member of The Financial Industry Regulatory Authority (FINRA), as well as licensed in all 50 states. Saxony Securities uses Pershing LLC, a subsidiary of the Bank Of New York Mellon Corp., as their fully-disclosed clearing firm. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research.

Greenwich Wealth Management LLC (GWM) is an independent, SEC-registered investment advisor and wealth management firm headquartered in Greenwich, Connecticut. The firm was founded by Michael J. Freeburg in 2006. GWM provides investment supervisory services to high net-worth individuals, families, trusts, estates, endowments, charitable organizations, corporations, defined benefit/contribution plans and profit-sharing plans.

Part of CME Group, Inc., Commodity Exchange, Inc. is a company that provides information about all types of commodities. The company is based in New York, NY.

J.V.B. Financial Group LLC (JVP) is a SEC-registered broker-dealer headquartered in New York City. The firm was founded in 2008 and formerly known as PrinceRidge Group LLC and C&Co/PrinceRidge LLC. They are a subsidiary of J.V.B. Financial Group Holdings LP, owned by Cohen & Co., Inc. (NYSEAMERICAN: COHN) in the US. With trading desks manned by seasoned professionals, JVB distributes a variety of asset classes, such as Certificates of Deposit, Investment-Grade Corporates, High-Yield Corporates, Government Agencies, US Treasuries, Municipal Bonds, Mortgage-Backed Securities, Asset-Backed Securities, Structured Products, Closed-End Funds, Rates, and Structured Credit. The JVB Dealer Desk provides efficient and widespread distribution of fixed income securities.

Catalus Capital Management LLC (Catalus Capital) is a private equity firm founded in 2011 by Marek J. Olszewski. The firm is headquartered in West Palm Beach, Florida.