Phillip Goldstein
Chairman bei HIGH INCOME SECURITIES FUND
Vermögen: 2 Mio $ am 31.03.2024
Profil
Phillip Franklin Goldstein is the founder of Bulldog Investors LLP, which was founded in 1992.
He is currently the Managing Member of Bulldog Investors LLP.
He also holds current positions as the Independent Chairman of Mexico Equity & Income Fund, Inc. since 2000, Chairman & Secretary of Special Opportunities Fund, Inc. since 2009, Chairman & Secretary of Special Opportunities Global Fund, Inc. since 2013, Chairman & Secretary of High Income Securities Fund, Chairman & Secretary of The Swiss Helvetia Fund, Inc. since 2018, Independent Director of Crossroads Capital, Inc. since 2016, Independent Director of Brookfield DTLA Fund Office Trust Investor, Inc. since 2017, Managing General Partner of Bulldog Investors General Partnership since 2012, Managing Member of Full Value Advisors LLC, and Principal of Bulldog Holdings LLC since 2012.
Mr. Goldstein has held former positions as Chairman & Secretary of Brantley Capital Corp.
from 2001 to 2013, Chairman of Emergent Capital, Inc. from 2012 to 2017, Chairman of Special Opportunities Fund, Inc. (Fund Distributor), Director of ASA Gold & Precious Metals Ltd.
from 2008 to 2014, Independent Director of Korea Equity Fund, Inc. from 2010 to 2012, Director of Insured Municipal Income Fund, Inc. in 2009, Independent Director of MVC Capital, Inc. from 2012 to 2020, Member & Principal of Blackboard, Inc., President of Kimball & Winthrop LLC, Trustee of Precious Metals Ltd.
from 2008 to 2013, and Trustee of Crossroads Liquidating Trust from 2016 to 2020.
Mr. Goldstein received his undergraduate degree from the University of Southern California in 1966 and his graduate degree from The City College of New York in 1968.
Bekannte Unternehmensbeteiligungen
Unternehmen | Datum | Anzahl der Aktien | Bewertung | Datum der Bewertung |
---|---|---|---|---|
21.04.2023 | 244 373 ( 1,39% ) | 2 Mio $ | 31.03.2024 | |
28.12.2023 | 31 822 ( 0,28% ) | 402 230 $ | 31.03.2024 | |
SWISS HELVETIA FUND INC
0,13% | 14.07.2023 | 16 783 ( 0,13% ) | 133 089 $ | 31.03.2024 |
Aktive Positionen von Phillip Goldstein
Unternehmen | Position | Beginn |
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MEXICO EQUITY & INCOME FUND INC. | Chairman | 01.01.2000 |
SPECIAL OPPORTUNITIES FUND, INC. | Chairman | 18.10.2009 |
BROOKFIELD DTLA FUND OFFICE TRUST INVESTOR INC. | Director/Board Member | 01.12.2017 |
THE SWISS HELVETIA FUND INC. | Director/Board Member | 19.06.2018 |
HIGH INCOME SECURITIES FUND | Chairman | 01.07.2018 |
Bulldog Investors General Partnership | Corporate Officer/Principal | 01.01.2012 |
Crossroads Capital, Inc.
Crossroads Capital, Inc. Investment ManagersFinance Crossroads Capital, Inc. is a managed, non-diversified, closed-end management investment company. It has an objective of focusing on preserve capital and maximize stockholder value by pursuing the sale of our portfolio investments, limiting expenses and deploying surplus cash as appropriate, including into yielding investments to offset, in part, operating expenses. The company was founded on May 9, 2008 and is headquartered in Lincoln, NE. | Director/Board Member | 30.06.2016 |
Full Value Advisors LLC
Full Value Advisors LLC Investment ManagersFinance Full Value Advisors LLC is a hedge fund management firm headquartered in Saddle Brook, New Jersey. The firm is a subsidiary of Bulldog Holdings LLC, which is owned by Bulldog Super Holdco, Inc. It serves as an investment adviser to certain private investment companies. | Portfolio Manager-Equities | - |
Bulldog Holdings LLC
Bulldog Holdings LLC Packaged SoftwareTechnology Services Part of Accel Entertainment, Inc., Bulldog Holdings LLC operates as a holding private company. The company is based in Colchester, VT. | Corporate Officer/Principal | 01.01.2012 |
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Ehemalige bekannte Positionen von Phillip Goldstein
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Ausbildung von Phillip Goldstein
University of Southern California | Undergraduate Degree |
The City College of New York | Graduate Degree |
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
Beziehungen ersten Grades
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
Börsennotierte Unternehmen | 1 |
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BROOKFIELD DTLA FUND OFFICE TRUST INVESTOR INC. | Finance |
Private Unternehmen | 21 |
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ASA Gold & Precious Metals Ltd.
ASA Gold & Precious Metals Ltd. Investment Trusts/Mutual FundsMiscellaneous ASA Gold & Precious Metals Ltd. engages in the investment in the securities of companies engaged in the exploration, mining, and processing of gold, silver, platinum, diamonds, and other precious metals. The company was founded by Charles Engelhard on June 12, 1958 and is headquartered in Portland, ME. | Miscellaneous |
Mexico Equity & Income Fund, Inc.
Mexico Equity & Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Mexico Equity & Income Fund, Inc. is a closed-end, non-diversified management investment company. The company's investment objective is to seek total return through capital appreciation and current income by investing equity and convertible securities issued by Mexican companies and debt securities of Mexican issuers. The Company was founded on May 24, 1990 and is headquartered in Milwaukee, WI. | Miscellaneous |
The Swiss Helvetia Fund, Inc.
The Swiss Helvetia Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous The Swiss Helvetia Fund, Inc. operates as a non-diversified, closed end investment fund. It intends to seek long-term capital appreciation through investment in equity and equity-linked securities of Swiss companies and it also intends to acquire and hold equity and equity-linked securities of non-Swiss companies in limited instances. The company was founded on October 24, 1986 and is headquartered in Milwaukee, WI. | Miscellaneous |
Korea Equity Fund, Inc.
Korea Equity Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Korea Equity Fund, Inc. is a non-diversified, closed-end investment company. It seeks long-term capital appreciation through investments primarily in equity securities of Korean industries. The company was founded on September 7, 1993 and is headquartered in New York, NY. | Miscellaneous |
Insured Municipal Income Fund, Inc.
Insured Municipal Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Insured Municipal Income Fund Inc., is a closed-end diversified management investment company. The Fund's investment objective is to achieve a high-level of current income that is exempt from federal income tax, consistent with the preservation of capital. Insured Municipal Income Fund Inc. , incorporated on February 18, 1993 | Miscellaneous |
Brantley Capital Corp.
Brantley Capital Corp. Investment ManagersFinance Brantley Capital Corp., a business development company, provides equity and long-term debt financing to small and medium-sized private companies located in the US. In addition, it invests a portion of its assets in post-venture small-cap public companies. It also makes investments between $1 and $5 million. | Finance |
Blackboard, Inc.
Blackboard, Inc. Packaged SoftwareTechnology Services Blackboard, Inc. provides software applications and related services to the education industry. The firm offers recruitment, student success, and consulting services. Its services are utilized by academic institutions around the globe, including colleges, and universities. The company was founded by Michael L. Chasen, Daniel E. Cane, Stephen Gilfus and Matthew L. Pittinsky in 1997 and is headquartered in Reston, VA. | Technology Services |
Special Opportunities Fund, Inc. | |
MVC Capital, Inc.
MVC Capital, Inc. Investment ManagersFinance MVC Capital, Inc is private Equity fund invest in equity and debt investment capital to fund growth, acquisitions, and recapitalizations of small and middle-market companies located in the United States. company operates through the MVC and MVCFS segments. The MVC segment consists of MVC Cayman and MVC Turf. The MVCFS segment refers to its subsidiary which provides advisory, administrative, and other services to the company and its portfolio companies. It participates in senior and subordinated loans, common and preferred stock, and warrants or rights to acquire equity interests, or convertible securities requirements. | Finance |
Bulldog Investors General Partnership | Miscellaneous |
Full Value Advisors LLC
Full Value Advisors LLC Investment ManagersFinance Full Value Advisors LLC is a hedge fund management firm headquartered in Saddle Brook, New Jersey. The firm is a subsidiary of Bulldog Holdings LLC, which is owned by Bulldog Super Holdco, Inc. It serves as an investment adviser to certain private investment companies. | Finance |
Kimball & Winthrop LLC
Kimball & Winthrop LLC Investment ManagersFinance Kimball & Winthrop LLC is a hedge fund manager headquartered in Pleasantville, New York. The firm was founded in 1992 and they are a subsidiary of Bulldog Holdings LLC, which is owned by Bulldog Super Holco, Inc. Kimball & Winthrop manages assets of financially sophisticated clients. | Finance |
Crossroads Capital, Inc.
Crossroads Capital, Inc. Investment ManagersFinance Crossroads Capital, Inc. is a managed, non-diversified, closed-end management investment company. It has an objective of focusing on preserve capital and maximize stockholder value by pursuing the sale of our portfolio investments, limiting expenses and deploying surplus cash as appropriate, including into yielding investments to offset, in part, operating expenses. The company was founded on May 9, 2008 and is headquartered in Lincoln, NE. | Finance |
Emergent Capital, Inc.
Emergent Capital, Inc. Life/Health InsuranceFinance Emergent Capital, Inc. engageD in the business of owning a portfolio of life insurance policies. The firm invested primarily in life settlements, which provided liquidity for the owners of life insurance policies that face a short-term cash need or can no longer afford their insurance premiums. The company was founded on December 15, 2006 and was headquartered in Boca Raton, FL. | Finance |
Special Opportunities Global Fund, Inc.
Special Opportunities Global Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Special Opportunities Global Fund, Inc. operates as a closed-end investment fund and investment trust. The company was founded on November 5, 2013 and is headquartered in Milwaukee, WI. | Miscellaneous |
High Income Securities Fund
High Income Securities Fund Investment Trusts/Mutual FundsMiscellaneous High Income Securities Fund is a close-end management investment fund. The firm engages in the provision of mutual fund services. It seeks to provide high current income as a primary objective and capital appreciation as a secondary objective. The company is headquartered in Milwaukee, WI. | Miscellaneous |
Precious Metals Ltd. | |
Bulldog Investors LLP
Bulldog Investors LLP Investment ManagersFinance Bulldog Investors LLP is an independent, SEC-registered investment advisor and hedge fund manager headquartered in Saddle Brook, New Jersey. The firm was co-founded by Phillip Goldstein and Steve Samuels in 1992 as Brooklyn Capital Management LLC. Bulldog Investors offers its event-driven, opportunistic style of investing to individuals and wealth managers through separately managed accounts (SMAs). | Finance |
Special Opportunities Fund, Inc. (Fund Distributor)
Special Opportunities Fund, Inc. (Fund Distributor) Investment ManagersFinance Special Opportunities Fund (Fund Distributor) is a fund distributor located in Milwaukee, Wisconsin. The firm serves as the fund distributor for the Special Opportunities Fund, Inc., a closed-end investment fund/investment trust that was formed in February 1993. The fund was formerly known as the Insured Municipal Income Fund, Inc. The Special Opportunities Fund maintains a total return investment objective. The fund's investment advisor is Brooklyn Capital Management LLC. Brooklyn Capital Management employs an opportunistic investment approach with emphasis on investments in discounted closed-end funds, undervalued operating companies and other attractive special situations including risk arbitrage and distressed securities. | Finance |
Bulldog Holdings LLC
Bulldog Holdings LLC Packaged SoftwareTechnology Services Part of Accel Entertainment, Inc., Bulldog Holdings LLC operates as a holding private company. The company is based in Colchester, VT. | Technology Services |
Crossroads Liquidating Trust |