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Richard J. Brown
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Profil
Mr. Richard J.
Brown, CFA, is Chief Compliance Officer at O'Leary Funds Management LP, Chief Compliance Officer at O'Leary Funds Management, Inc., Chief Compliance Officer at Yield Advantaged Convertible Debentures Fund, and Chief Compliance Officer at Floating Rate Income Fund.
Mr. Brown was previously employed as Chief Compliance Officer by O'Leary Canadian Diversified Income Fund, Chief Compliance Officer by O'Leary Canadian Equity Income Fund, and Chief Compliance Officer by Oleary Canadian Income Opportunities Fund 2.
He also served on the board at BMO Capital Markets Corp.
He received his undergraduate degree from Bishop's University and a graduate degree from The University of Reading.
Ehemalige bekannte Positionen von Richard J. Brown
Unternehmen | Position | Ende |
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Oleary Canadian Income Opportunities Fund 2
![]() Oleary Canadian Income Opportunities Fund 2 Investment Trusts/Mutual FundsMiscellaneous Oleary Canadian Income Opportunities Fund 2 is a closed-end investment fund/investment trust. It is a non-redeemable investment fund. The Fund has been created to invest in an actively-managed portfolio comprised primarily of publicly-traded securities of issuers domiciled in Canada. Oleary Canadian Income Opportunities Fund 2 was founded on December 17, 2010 and is headquartered in Montréal, Canada. | General Counsel | 24.04.2013 |
O'Leary Canadian Equity Income Fund
![]() O'Leary Canadian Equity Income Fund Investment Trusts/Mutual FundsMiscellaneous O'Leary Canadian Equity Income Fund is a closed-end Investment Fund/Investment Trust. Its objective is to provide stable monthly income and moderate capital appreciation by investing primarily in the common equity of Canadian listed income trusts and corporations. The company was founded on November 25, 2009 and is headquartered in Montréal, Canada. | General Counsel | 06.02.2012 |
BMO Capital Markets Corp.
![]() BMO Capital Markets Corp. Investment ManagersFinance BMO Capital Markets Corp. (BMOCMC) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 1817 and is a direct, wholly-owned subsidiary of BMO Financial Corp., which is wholly-owned by Bank of Montreal (TSE: BMO, NYSE: BMO), a Canadian chartered bank. BMOCMC provides investment advisory and portfolio management services to institutional clients only. | Corporate Officer/Principal | 01.11.2008 |
CANOE CANADIAN DIVERSIFIED INCOME FUND | General Counsel | - |
FLOATING RATE INCOME FUND | Compliance Officer | - |
Ausbildung von Richard J. Brown
Bishop's University | Undergraduate Degree |
The University of Reading | Graduate Degree |
Erfahrungen
Besetzte Positionen
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Unternehmensverbindungen
Private Unternehmen | 8 |
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Oleary Canadian Income Opportunities Fund 2
![]() Oleary Canadian Income Opportunities Fund 2 Investment Trusts/Mutual FundsMiscellaneous Oleary Canadian Income Opportunities Fund 2 is a closed-end investment fund/investment trust. It is a non-redeemable investment fund. The Fund has been created to invest in an actively-managed portfolio comprised primarily of publicly-traded securities of issuers domiciled in Canada. Oleary Canadian Income Opportunities Fund 2 was founded on December 17, 2010 and is headquartered in Montréal, Canada. | Miscellaneous |
O'Leary Funds Management LP
![]() O'Leary Funds Management LP Financial ConglomeratesFinance Part of Canoe Financial LP, O'Leary Funds Management LP provides fund management services. The company is based in Montréal, Canada. The CEO of the Canadian company is Connor O ’ Brien. O'Leary Funds Management was acquired by Canoe Financial LP on February 17, 2016. | Finance |
BMO Capital Markets Corp.
![]() BMO Capital Markets Corp. Investment ManagersFinance BMO Capital Markets Corp. (BMOCMC) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 1817 and is a direct, wholly-owned subsidiary of BMO Financial Corp., which is wholly-owned by Bank of Montreal (TSE: BMO, NYSE: BMO), a Canadian chartered bank. BMOCMC provides investment advisory and portfolio management services to institutional clients only. | Finance |
O'Leary Funds Management, Inc. | |
Convertible Debentures Income Fund
![]() Convertible Debentures Income Fund Investment Trusts/Mutual FundsMiscellaneous Convertible Debentures Income Fund is an investment trust, which provides unit-holders tax-advantaged exposure to a portfolio comprised primarily of publicly traded convertible debentures of Canadian and global issuers. The company was founded on January 27, 2010 and is headquartered in Montreal, Canada. | Miscellaneous |
Floating Rate Income Fund
![]() Floating Rate Income Fund Investment Trusts/Mutual FundsMiscellaneous Floating Rate Income Fund operates as a closed-end investment fund/investment trust. Its investment objectives are to provide unit holders with monthly tax-advantaged distributions consisting initially primarily of returns of capital; and to preserve capital. Its portfolio include senior secured floating rate loans, floating rate notes and other debt obligations of investment, and non-investment grade global issuers. The company was founded on July 19, 2011 and sis headquartered in Montréal, Canada. | Miscellaneous |
O'Leary Canadian Equity Income Fund
![]() O'Leary Canadian Equity Income Fund Investment Trusts/Mutual FundsMiscellaneous O'Leary Canadian Equity Income Fund is a closed-end Investment Fund/Investment Trust. Its objective is to provide stable monthly income and moderate capital appreciation by investing primarily in the common equity of Canadian listed income trusts and corporations. The company was founded on November 25, 2009 and is headquartered in Montréal, Canada. | Miscellaneous |
Canoe Canadian Diversified Income Fund
![]() Canoe Canadian Diversified Income Fund Investment Trusts/Mutual FundsMiscellaneous Canoe Canadian Diversified Income Fund is a non redeemable investment fund that is managed by O'Leary Funds Management LP. Its investment objectives are to provide holders of units with monthly distributions and to preserve capital. The company was founded on November 2, 2011 and is headquartered in Montreal, Canada. | Miscellaneous |