Rob Villaflor

Sprott Asset Management USA, Inc. (SAM USA) is a SEC-registered investment adviser headquartered in Carlsbad, California. The firm was founded by Arthur Richards “Rick” Rule in 2005. They are a subsidiary of Sprott US Holdings, Inc., owned by Sprott, Inc. (TSX: SII) in Canada. SAM USA provides investment advisory services on both a discretionary and non-discretionary basis to individuals and institutions with separately managed accounts and private funds.

Founded in 1976 by George Bokios, Regal Securities, Inc. is an independent broker/dealer located in Glenview, Illinois. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. Regal provides full service custody functions, state-of-the-art technology and execution capabilities in all major markets for registered representatives, broker/dealers, registered investment advisor firms and independent investment advisor representatives through Regal Advisory Services, Inc. Regal employs multiple platforms for active day traders. Their three online brokerage divisions support a multitude of clients worldwide utilizing online trading of stocks, complex option strategies and mutual funds. Regal Securities is a member of the SIPC and FINRA.