Charles I. Clarvit

Saba Capital Income & Opportunities Fund operates as a diversified, closed-end management investment company. It seeks to provide investors with as high a level of current income as is consistent with the preservation of capital. The company was founded on December 2, 1987 and is headquartered in New York, NY.

Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY.

AgeneBio, Inc. develops an innovative therapeutics for unserved patients afflicted with neurological and psychiatric diseases to preserve and restore brain function. It research focused on cognitive neuroscience and the neurobiology of the aging brain with most advanced clinical program targets amnestic mild cognitive impairment (aMCI), the symptomatic, pre-dementia stage of Alzheimer’s. The company was founded by Michela Gallagher in 2008 and is headquartered in Baltimore, MD.

Eaton Vance Floating Rate Income Plus Fund is a closed-end management investment company. It offers asset classes which include U.S. and global equities, municipal bonds and taxable income, and alternative strategies. It also provides exposure to the floating-rate loan market, off-benchmark investments across fixed income sectors, and diversification benefits for investor portfolios. The company was founded on April 5, 2013 and is headquartered in Boston, MA.

Founded in 1994, Quellos Group LLC is a hedge fund manager located in Seattle, Washington.

Founded in 1994 by Jeff Greenstein and Bryan White, Quellos Private Capital Markets LLC is a financial boutique located in Seattle, Washington with offices in New York City and London. The firm is a subsidiary of Quellos Group LLC.