Profil
Mr. Rick Arthur is Vice President-Operations & Service at 1st Global Advisors, Inc.
With 11 years of service with 1st Global, our staff and our affiliated firms, Mr. Arthur has an incredible depth of knowledge about our capabilities.
He is an accomplished leader who focuses on client experience, organizational standards and execution excellence.
Throughout the years, he has run many operations and service departments, and was 1st Global’s original project manager.
In these roles, he has played a significant role in shaping many of the processes, services and standards that are in place today.
He is responsible for the Operations organization, including Cashiering, TOA, New Accounts, Document Services, Regulatory Resolution and Regulatory Principal, the Service Organization, including Client Service, Multi-Channel Support, Premium Services – Eagles & BMS, the Capital Markets organization, including Fixed Income, Trading and Branch Office Supervision, and the Project Management Office.
Prior to his current position as vice president, Mr. Arthur served in various management roles including responsibility for 1st Global’s technology organization, which includes Software Development and Information Technology.
Before joining 1st Global, he spent nearly seven years at Fidelity Investments working in their back-office operation.
In this capacity, he handled inbound problem-resolution phone calls from clients, handled back-office paperwork and managed process improvement projects.
He also spent three years as an operations manager while at Fidelity.
Mr. Arthur has a Bachelor of Business Administration in management from Baylor University and is a certified instructor for the Main Event Management course in Model-Netics.
He is a registered representative and holds the FINRA Series 7, 24, 53 and 63 licenses.
Ehemalige bekannte Positionen von Rick Arthur
Unternehmen | Position | Ende |
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Fidelity Investments Capital Publishing Unit
Fidelity Investments Capital Publishing Unit Publishing: Books/MagazinesConsumer Services Fidelity Investments Capital Publishing Unit publishes magazines. | Corporate Officer/Principal | - |
1st Global Advisors, Inc.
1st Global Advisors, Inc. Investment ManagersFinance Founded in 1992, 1st Global Advisors, Inc. is a registered investment advisor located in Dallas, Texas. 1st Global, Inc. owns all of the firm's shares. The majority of 1st Global, Inc.’s shares are owned by Stephen Anthony Batman and family. The remaining shares are owned by a small number of current and former employees. Through their network of affiliated investment adviser representatives (IARs), 1st Global Advisors offers comprehensive financial services to y provide advisory services to individuals, high net-worth individuals, corporations and other businesses, pension and profit sharing plans and charitable organizations. The majority of the firm's clients are retail clients that fall under the category of “individuals (other than high-net-worth individuals). 1st Global Advisors specializes in partnering with CPA, tax, accounting, legal, and dedicated financial professionals. | Corporate Officer/Principal | - |
Ausbildung von Rick Arthur
Baylor University | Undergraduate Degree |
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
Beziehungen ersten Grades
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
Private Unternehmen | 2 |
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1st Global Advisors, Inc.
1st Global Advisors, Inc. Investment ManagersFinance Founded in 1992, 1st Global Advisors, Inc. is a registered investment advisor located in Dallas, Texas. 1st Global, Inc. owns all of the firm's shares. The majority of 1st Global, Inc.’s shares are owned by Stephen Anthony Batman and family. The remaining shares are owned by a small number of current and former employees. Through their network of affiliated investment adviser representatives (IARs), 1st Global Advisors offers comprehensive financial services to y provide advisory services to individuals, high net-worth individuals, corporations and other businesses, pension and profit sharing plans and charitable organizations. The majority of the firm's clients are retail clients that fall under the category of “individuals (other than high-net-worth individuals). 1st Global Advisors specializes in partnering with CPA, tax, accounting, legal, and dedicated financial professionals. | Finance |
Fidelity Investments Capital Publishing Unit
Fidelity Investments Capital Publishing Unit Publishing: Books/MagazinesConsumer Services Fidelity Investments Capital Publishing Unit publishes magazines. | Consumer Services |