Stuart Schwartz

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Profil

Mr. Stuart Schwartz is a Director of Operations at Cubic Asset Management LLC.
Prior to joining Cubic Asset Management, he was the head trader for The Roosevelt Investment Group.
His responsibilities also included the oversight of all the daily operations including the company’s software systems and order management systems.
Previously, he was an OTC market maker for Deutsch Bank.
Mr. Schwartz received his B.S.
in business from the University of Maryland.
He currently holds his series 7, 55, and 63 NASD licenses.

Ehemalige bekannte Positionen von Stuart Schwartz

Unternehmen	Position	Ende
The Roosevelt Investment Group LLC The Roosevelt Investment Group LLC Investment ManagersFinance Roosevelt Investments manages several equity, fixed income, balanced and customized strategies. The firm offers actively managed domestic equity strategies that break away from the traditional mold of style box investing and pursue a flexible approach. They look for both stocks that are out-of-favor and considered undervalued (Value), as well as stocks with under-appreciated growth potential (Growth). These strategies typically employ the firm's thematic process, which is a synthesis of top-down and bottom-up methods. Their fixed income strategies include both global and domestic actively managed multi-sector fixed income strategies across the risk/return spectrum. Roosevelt Investments’ active risk management and thematic processes may be used in their global fixed income strategy but is not typically employed in their domestic fixed income strategies.	Trading-Equity	31.08.2007
Deutsche Bank Capital Corp. Deutsche Bank Capital Corp. Investment Banks/BrokersFinance Provides securities brokerage services	Corporate Officer/Principal	-
Monarch Financial Corp. of America Monarch Financial Corp. of America Investment Banks/BrokersFinance Provides brokerage services	Corporate Officer/Principal	-

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Unternehmensverbindungen

Private Unternehmen	4
Monarch Financial Corp. of America Monarch Financial Corp. of America Investment Banks/BrokersFinance Provides brokerage services	Finance
The Roosevelt Investment Group LLC The Roosevelt Investment Group LLC Investment ManagersFinance Roosevelt Investments manages several equity, fixed income, balanced and customized strategies. The firm offers actively managed domestic equity strategies that break away from the traditional mold of style box investing and pursue a flexible approach. They look for both stocks that are out-of-favor and considered undervalued (Value), as well as stocks with under-appreciated growth potential (Growth). These strategies typically employ the firm's thematic process, which is a synthesis of top-down and bottom-up methods. Their fixed income strategies include both global and domestic actively managed multi-sector fixed income strategies across the risk/return spectrum. Roosevelt Investments’ active risk management and thematic processes may be used in their global fixed income strategy but is not typically employed in their domestic fixed income strategies.	Finance
University of Maryland University of Maryland Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Deutsche Bank Capital Corp. Deutsche Bank Capital Corp. Investment Banks/BrokersFinance Provides securities brokerage services	Finance