Hannah Spencer
Compliance Officer bei Nesta Investment Management LLP
Profil
As Compliance Officer, Hannah oversees the Nesta Investment Team’s obligations to the Financial Conduct Authority.
Hannah is responsible for the internal systems and controls that ensure we are compliant with the rules and regulations that apply to Nesta’s regulated investment activity, both in venture investing and the Arts & Culture Finance programme.
Hannah is an experienced compliance professional with over 20 years experience in regulation.
Prior to joining Nesta, she worked as a Compliance Consultant with a variety of financial services providers, primarily asset managers, but also advisors/placement agents, investment research houses and family wealth offices.
She has also worked at the Financial Conduct Authority as a Firm Supervisor and in-house at Asset Management Firms.
Hannah is an Industry Advisor for Fairfield Enterprise, which aims to assist students from low income backgrounds to enter financial services professions.
Aktive Positionen von Hannah Spencer
| Unternehmen | Position | Beginn |
|---|---|---|
Nesta Investment Management LLP
 Nesta Investment Management LLP Investment ManagersFinance Nesta Investment Management LLP. (NESTA Investments) subsidiary of Nesta formerly NESTA, is a venture capital firm founded in 1998. The firm is headquartered in London city United Kingdom. | Compliance Officer | 01.09.2021 |
Ehemalige bekannte Positionen von Hannah Spencer
| Unternehmen | Position | Ende |
|---|---|---|
Portman Compliance Consulting LLP
 Portman Compliance Consulting LLP Miscellaneous Commercial ServicesCommercial Services Part of Compliancy Services Ltd., Portman Compliance Consulting LLP is a British company that provides consulting services. The company is based in London, UK. The company was founded in 2013 by Nancy King. Nancy King has been the CEO since 2013. Portman Compliance Consulting was acquired by Compliancy Services Ltd. on June 21, 2022. | Private Equity Investor | 01.01.2021 |
Funds Axis Ltd.
 Funds Axis Ltd. Miscellaneous Commercial ServicesCommercial Services Funds Axis Ltd. is a British investment management regulatory technology software company that provides online fund training courses in UCITS funds and AIFMD funds. The private company is based in London, UK. The company offers comprehensive analysis of regulatory investment rules and regulatory reporting requirements. The company's unique combination of regulatory expertise and best-of-breed technology is reflected in their mancotech solutions, which provide management companies with regulatory reporting, investment compliance, risk monitoring, and business process management on one flexible and scalable online platform. Funds Axis has fund data integrations in place with a wide range of fund administrators, prime brokers, and security vendors. The company provides comprehensive out-of-the-box risk monitoring solutions that fully meet regulatory requirements and are backed up by in-depth training and best practice RMP documentation. | Berater | 01.01.2014 |
| Financial Services Authority | Private-Equity-Analyst | 01.01.2008 |
Ausbildung von Hannah Spencer
| University of Warwick | Undergraduate Degree |
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
Beziehungen ersten Grades
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
| Private Unternehmen | 4 |
|---|---|
| Financial Services Authority | Government |
Nesta Investment Management LLP
Nesta Investment Management LLP Investment ManagersFinance Nesta Investment Management LLP. (NESTA Investments) subsidiary of Nesta formerly NESTA, is a venture capital firm founded in 1998. The firm is headquartered in London city United Kingdom. | Finance |
Funds Axis Ltd.
Funds Axis Ltd. Miscellaneous Commercial ServicesCommercial Services Funds Axis Ltd. is a British investment management regulatory technology software company that provides online fund training courses in UCITS funds and AIFMD funds. The private company is based in London, UK. The company offers comprehensive analysis of regulatory investment rules and regulatory reporting requirements. The company's unique combination of regulatory expertise and best-of-breed technology is reflected in their mancotech solutions, which provide management companies with regulatory reporting, investment compliance, risk monitoring, and business process management on one flexible and scalable online platform. Funds Axis has fund data integrations in place with a wide range of fund administrators, prime brokers, and security vendors. The company provides comprehensive out-of-the-box risk monitoring solutions that fully meet regulatory requirements and are backed up by in-depth training and best practice RMP documentation. | Commercial Services |
Portman Compliance Consulting LLP
Portman Compliance Consulting LLP Miscellaneous Commercial ServicesCommercial Services Part of Compliancy Services Ltd., Portman Compliance Consulting LLP is a British company that provides consulting services. The company is based in London, UK. The company was founded in 2013 by Nancy King. Nancy King has been the CEO since 2013. Portman Compliance Consulting was acquired by Compliancy Services Ltd. on June 21, 2022. | Commercial Services |
