DGAP Voting Rights Announcement: Deutsche Börse AG Deutsche Börse AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2020-11-23 / 13:27 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement. *Notification of Major Holdings* *1. Details of issuer* +------------------------------+--------------------+ |Name: |Deutsche Börse AG | +------------------------------+--------------------+ |Street: |- | +------------------------------+--------------------+ |Postal code: |60485 | +------------------------------+--------------------+ |City: |Frankfurt / Main | | |Germany | +------------------------------+--------------------+ |Legal Entity Identifier (LEI):|529900G3SW56SHYNPR95| +------------------------------+--------------------+ *2. Reason for notification* +-+-------------------------------------------------+ |X|Acquisition/disposal of shares with voting rights| +-+-------------------------------------------------+ | |Acquisition/disposal of instruments | +-+-------------------------------------------------+ | |Change of breakdown of voting rights | +-+-------------------------------------------------+ | |Other reason: | +-+-------------------------------------------------+ *3. Details of person subject to the notification obligation* +--------------------------------------------------------------+ |Legal entity: Artisan Partners Asset Management Inc. | |City of registered office, country: Wilmington, Delaware, | |United States of America (USA) | +--------------------------------------------------------------+ *4. Names of shareholder(s)* holding directly 3% or more voting rights, if different from 3. ++ || ++ *5. Date on which threshold was crossed or reached:* +-----------+ |17 Nov 2020| +-----------+ *6. Total positions* +---------+---------------+------+------------------+----------+ | | % of voting| % of|Total of both in %| Total| | |rights attached|voting| (7.a. + 7.b.)| number of| | | to shares|rights| | voting| | |(total of 7.a.)|throug| | rights| | | | h| | pursuant| | | |instru| |to Sec. 41| | | | ments| | WpHG| | | |(total| | | | | | of| | | | | | 7.b.1| | | | | | +| | | | | |7.b.2)| | | +---------+---------------+------+------------------+----------+ |New | 2.998058421053|0.00 %| 2.998058421053 %| 190000000| | | %| | | | +---------+---------------+------+------------------+----------+ |Previous | 4.999 %|0.00 %| 4.999 %| /| |notificat| | | | | |ion | | | | | +---------+---------------+------+------------------+----------+ *7. Details on total positions* *a. Voting rights attached to shares (Sec. 33, 34 WpHG)* +------------+-----------+------------+-----------+------------+ |ISIN | Absolute | In % | +------------+-----------+------------+-----------+------------+ | | Direct| Indirect| Direct| Indirect| | | (Sec. 33| (Sec. 34| (Sec. 33| (Sec. 34| | | WpHG)| WpHG)| WpHG)| WpHG)| +------------+-----------+------------+-----------+------------+ |DE0005810055| 0| 5696311| 0.00 %| 3.00 %| +------------+-----------+------------+-----------+------------+ |*Total* | 5696311 | 2.998058421053 % | +------------+-----------+------------+-----------+------------+ *b.1. Instruments according to Sec. 38 (1) no. 1 WpHG* +---------+---------------+------------+-----------+-----------+ |Type of |Expiration or |Exercise or | Voting| Voting| |instrumen|maturity date |conversion | rights|rights in %| |t | |period | absolute| | +---------+---------------+------------+-----------+-----------+ | | | | 0| 0.00 %| +---------+---------------+------------+-----------+-----------+ | | |*Total* | 0| 0.00 %| +---------+---------------+------------+-----------+-----------+ *b.2. Instruments according to Sec. 38 (1) no. 2 WpHG* +-------+------------+-----------+---------+---------+---------+ |Type of|Expiration |Exercise or|Cash or | Voting| Voting| |instrum|or maturity |conversion |physical | rights|rights in| |ent |date |period |settlemen| absolute| %| | | | |t | | | +-------+------------+-----------+---------+---------+---------+ | | | | | 0| 0.00 %| +-------+------------+-----------+---------+---------+---------+ | | | |*Total* | 0| 0.00 %| +-------+------------+-----------+---------+---------+---------+ *8. Information in relation to the person subject to the notification obligation* +-+------------------------------------------------------------+ | |Person subject to the notification obligation is not | | |controlled nor does it control any other undertaking(s) that| | |directly or indirectly hold(s) an interest in the | | |(underlying) issuer (1.). | +-+------------------------------------------------------------+ |X|Full chain of controlled undertakings starting with the | | |ultimate controlling natural person or legal entity: | +-+------------------------------------------------------------+ +------------------+------------+-------------+----------------+ |Name | % of voting| % of voting| Total of both| | | rights (if| rights| (if at least 5%| | | at least 3%| through| or more)| | | or more)| instruments| | | | | (if at least| | | | | 5% or more)| | +------------------+------------+-------------+----------------+ |Artisan Partners | %| %| %| |Asset Management | | | | |Inc. | | | | +------------------+------------+-------------+----------------+ |Artisan Partners | %| %| %| |Holdings LP | | | | +------------------+------------+-------------+----------------+ |Artisan | %| %| %| |Investments GP LLC| | | | +------------------+------------+-------------+----------------+ |Artisan Partners | %| %| %| |Limited | | | | |Partnership | | | | +------------------+------------+-------------+----------------+ *9. In case of proxy voting according to Sec. 34 para. 3 WpHG* (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: +------------------------+-----------------------+-------------+ | Proportion of voting| Proportion of|Total of both| | rights| instruments| | +------------------------+-----------------------+-------------+ | %| %| %| +------------------------+-----------------------+-------------+ *10. Other explanatory remarks:* ++ || ++ Date +-----------+ |19 Nov 2020| +-----------+ 2020-11-23 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de Language: English Company: Deutsche Börse AG - 60485 Frankfurt / Main Germany Internet: www.deutsche-boerse.com End of News DGAP News Service 1149709 2020-11-23
(END) Dow Jones Newswires
November 23, 2020 07:28 ET (12:28 GMT)