Douglas Siegel

Compliance Officer bei OPPENHEIMER HOLDINGS INC.

Finance

Consumer Services

Profil

Douglas Siegel is currently the Chief Compliance Officer & Managing Director at Oppenheimer Holdings, Inc. Prior to this, he worked as the Managing Director & Chief Compliance Officer at UBS Financial Services, Inc. from 1998 to 2015.
He obtained his undergraduate degree from Syracuse University in 1985.

Aktive Positionen von Douglas Siegel

Unternehmen	Position	Beginn
OPPENHEIMER HOLDINGS INC.	Compliance Officer	-

Alle aktiven Positionen von Douglas Siegel

Ehemalige bekannte Positionen von Douglas Siegel

Unternehmen	Position	Ende
UBS Financial Services, Inc. UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities.	Vorstandsvorsitzender	01.11.2015

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Ausbildung von Douglas Siegel

Syracuse University

Undergraduate Degree

Erfahrungen
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Beziehungen

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Unternehmensverbindungen

Börsennotierte Unternehmen	1
OPPENHEIMER HOLDINGS INC.	Finance

Private Unternehmen	1
UBS Financial Services, Inc. UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities.	Finance