James Brody

Sofinnova Investment Inc (Sofinnova Investment) is a venture capital firm founded in 1976 by Jacques F. vallle & Joel F. Martin. The firm is headquartered in Menlo Park, California.

Sofinnova BioEquities LP operates as a hedge fund. The company is headquartered in Menlo Park, CA.

Founded in 1995, Apex Capital LLC is a hedge fund manager located in Orinda, California.

Founded in 1939, Pershing LLC is a broker/dealer headquartered in Jersey City, New Jersey. The firm is a subsidiary of the Bank of New York Mellon Corp. (NYSE: BK). The firm helps financial services firms and advisors succeed by providing the technology, operational, trading, investment and practice management solutions they need to serve investors. Pershing offers securities processing, trading and operations management, investment technology, asset-gathering solutions and practice management support. The firm serves a wide range of financial organizations including: banks, discount brokerages, full-service brokerages, registered investment advisors, independent contractors, institutional firms, global firms and small- to mid-sized firms. Pershing also offers financial products including annuities, mutual funds and money funds, as well as business tools, cash management services, investor and lending services, retirement products and wealth management. In addition, they offer trading and execution services in listed and OTC securities, fixed-income securities and mutual funds.

Wells Fargo Securities LLC (WFS) is the broker/dealer subsidiary of EVEREN Capital Corp., ultimately owned by Wells Fargo & Co. (NYSE: WFC). Headquartered in New York, WFS delivers a comprehensive suite of banking, capital markets and advisory solutions, such as a full complement of sales, trading and research capabilities, to corporate, government and institutional clients.

Part of Bank of America Corp., Robertson Stephens is an independent SEC-registered investment advisor that provides wealth management solutions for high-net-worth individuals and family offices nationwide. The company is based in San Francisco, CA, with additional offices in NY, Sun Valley (ID), Holmdel (NJ), Austin (TX), Seattle (WA), CO, and TX. Robertson Stephens' mission is to transform the wealth management experience by delivering institutional-quality investment solutions, comprehensive wealth planning, and intelligent digital solutions all within a fiduciary relationship where the client is their highest priority. The company is committed to transparent advice, strong investment outcomes, sophisticated digital solutions, and high-quality client services.

Nollenberger Capital Partners, Inc. offers securities brokerage, asset management, equity research and fixed income trading to institutional and wealthy individual investors. Founded in 2002 by Chief Executive Officer Bruce Nollenberger, Nollenberger Capital Partners, Inc. is headquartered in San Francisco with offices in Newport Beach, California, San Jose, California and New York City.